82问代中小投资者发声,现场质询21家高风险公司!中证投服中心股东会专项行权圆满完成
证券时报·2025-07-04 04:21

Core Viewpoint - The China Securities Investor Services Center (CSISC) has raised 82 core questions regarding internal control mechanisms, the role of independent directors, and the establishment of internal accountability mechanisms during shareholder meetings of 21 high-risk companies, aiming to protect the rights of small and medium investors [1][4][7]. Group 1: Focus Areas of Inquiry - CSISC has identified 21 high-risk companies for special scrutiny during shareholder meetings due to issues such as fund occupation and financial fraud, which have led to administrative penalties and risk warnings [3][4]. - The inquiry focused on three main areas: internal control mechanisms, the effectiveness of independent directors, and internal accountability for violations [2][4]. Group 2: Recommendations and Responses - CSISC suggested that high-risk companies enhance the specificity and effectiveness of their internal control systems, strengthen accounting practices, and improve internal supervision to prevent financial fraud and fund occupation [4][8]. - Independent directors were urged to actively participate in oversight, particularly in areas prone to financial misconduct, ensuring they dedicate sufficient time and effort to their roles [4][8]. - Many high-risk companies reported that they are implementing accountability measures, such as demotions and salary reductions, in response to violations [5][9]. Group 3: Engagement and Accountability - The response rate from the companies regarding the 82 core questions was 100%, indicating a willingness to engage with the concerns raised by CSISC [6][8]. - Companies acknowledged the consequences of accounting errors and committed to improving the training and compliance awareness of their financial personnel [8].