刚刚！华泰2保代北京德恒3律师被监管警示！发行人被通报批评，IPO过会后终止审核

Core Viewpoint - The Shanghai Stock Exchange has imposed disciplinary actions against New Dawn Technology Co., Ltd. and related responsible individuals due to inadequate compliance during the IPO application process, leading to inconsistencies in disclosures and internal controls [1][4][22]. Group 1: Disciplinary Actions - The Shanghai Stock Exchange issued regulatory warnings to the sponsoring representatives Guo Ming'an and Qian Yaming, as well as to the signing lawyers Chen Haiyang, Yang Xinghui, and Ge Xiaoxia [2][12]. - New Dawn Technology's IPO application was initially accepted on February 28, 2023, but was withdrawn, leading to the termination of the review process on November 1, 2024 [4][22]. Group 2: Violations Identified - The sponsoring representatives failed to adequately verify the interests between the actual controller and former employees, resulting in inconsistent conclusions in their reports [9][11]. - The signing lawyers did not sufficiently verify the authenticity of relevant equity agreements, relying on indirect evidence without obtaining original documents [13][15]. - The company did not disclose related party transactions accurately, leading to contradictions in the documentation submitted for the IPO [15][21]. Group 3: Internal Control Issues - There were significant issues with the management of the company's seals, including the submission of post-dated records that did not match the business system's approval records [16][21]. - The actual controller, Zheng Zhenxiao, was found to have significant responsibility for the violations, including the failure to ensure proper internal controls and compliance with disclosure requirements [18][22].