Core Viewpoint - The article discusses recent administrative penalties imposed by the Xiamen Securities Regulatory Bureau on three securities practitioners for illegal stock trading activities, highlighting the regulatory crackdown on such behaviors within the industry [1][2]. Group 1: Case of Wang - Wang, a 95-born securities practitioner, engaged in illegal stock trading with a total transaction amount of approximately 9.79 million yuan, resulting in a profit of 5,579.29 yuan, and was fined 40,000 yuan [2][4][7]. - The investigation revealed that Wang did not contest the allegations and failed to provide any defense during the proceedings [3][6]. Group 2: Case of Chen - Chen, born in 1986, conducted illegal trading activities with a total transaction amount of 1.92 million yuan, earning a profit of 4,069.91 yuan, and was also fined 40,000 yuan [8][12]. - Chen's actions were acknowledged as violations of the Securities Law, and he actively corrected his illegal behavior during the investigation [9][12]. Group 3: Case of Zheng - Zheng, born in 1973, was found to have engaged in illegal trading with a total transaction amount of approximately 5.77 million yuan, incurring a loss of 48,555.17 yuan, and was fined 40,000 yuan [13][15][19]. - Similar to the other cases, Zheng did not contest the findings and took steps to rectify his illegal actions during the investigation [14][18].
成交近千万,赚了5600块!“95后”证券从业者,违规炒股被罚!
券商中国·2025-07-28 05:57