上海警方出手！整治证券投顾维权乱象

Core Viewpoint - The article discusses the recent crackdown by Shanghai police on illegal activities related to securities investment consulting, particularly focusing on the rise of malicious complaints and extortion schemes targeting these firms [2][3][4]. Group 1: Case Overview - On August 1, Shanghai police announced the successful resolution of a case involving extortion against a securities investment consulting company, resulting in the arrest of six suspects and the identification of over 6 million yuan in illegal profits [2][4]. - The investigation began after a securities consulting firm reported a surge in unusual customer complaints, which were later found to be orchestrated by a group [3][4]. Group 2: Modus Operandi - The suspects obtained client information through illegal means and posed as legal consultants, promising to help clients secure refunds by fabricating complaints against the consulting firms [4][6]. - They pressured the consulting firms into agreeing to refunds by threatening their reputation, charging a fee of 30% to 40% of the refund amount [4][6]. Group 3: Industry Impact - The article highlights a significant increase in refund requests and complaints within the securities consulting industry, with refunds rising from 1.348 billion yuan in 2021 to 2.445 billion yuan in 2023 [7]. - The number of complaints to the Shanghai Securities Regulatory Bureau surged from 88 in 2022 to 821 in 2024, marking an increase of 833% [7]. Group 4: Recommendations and Responses - Industry experts suggest that to combat the rise of "black and gray" market activities, there needs to be a dual approach of enhancing internal compliance within consulting firms and external collaborative governance [7]. - Several securities consulting firms have reported malicious activities to law enforcement, contributing to the crackdown on illegal agents in the industry [7].