Core Viewpoint - The China Securities Association is seeking industry feedback on the draft standard for the stability assurance system of securities industry information systems, aiming to enhance the security and stability of network and information systems in the capital market [1][2]. Summary by Sections Current Issues in System Operation - The securities market requires high transaction continuity, and any anomalies in trading systems can directly impact investor rights and market order. The complexity of system architecture has increased significantly due to the widespread adoption of technologies like cloud computing and distributed architecture, making traditional operation and maintenance models inadequate [3]. - Current practices in stability management include change control, emergency response, and monitoring mechanisms, but the deep application of distributed architecture and microservices has led to exponential complexity, necessitating a proactive and intelligent stability assurance system [3]. - There is a lack of embedded resilience design in system development, insufficient capabilities in monitoring and automation, and a predominant reactive approach to risk perception, which hinders the ability to preemptively address potential issues [3]. Proposed "Three-in-One" Assurance System - The draft standard aims to integrate best practices from leading securities firms to provide a practical framework for stability assurance, promoting the digital, standardized, and collaborative development of technical capabilities across the industry [4]. - The standard focuses on the actual needs of the securities industry, extracting replicable technical solutions and management processes while allowing flexibility for different-sized institutions. It incorporates advanced technologies like AI algorithms and big data analysis into stability management processes [4]. - The "Three-in-One" framework includes organizational assurance, institutional assurance, and process assurance, detailing the organizational structure, personnel competency requirements, and management goals [4]. Process Assurance Focus - The standard emphasizes ten core processes related to stability architecture management, observability management, monitoring and alerting, and fault management, each with mechanisms, key activities, and evaluation elements [5]. - The content was developed with input from nearly 20 industry experts, focusing on the core value of stability assurance and guiding the industry to enhance operational resilience through digital means [5]. - Measurable stability evaluation elements such as "fault monitoring discovery rate" and "automation release rate" are established, with a continuous assessment and review mechanism to form a closed-loop improvement process [5].
事关券商交易系统稳定性！中证协出手！
券商中国·2025-08-07 09:17