中证协发文，新标准来了！

Core Viewpoint - The China Securities Association (中证协) is developing a new standard for the stability of information systems in the securities industry, aiming to enhance operational resilience through digital transformation and measurable evaluation metrics [1][3]. Group 1: Industry Pain Points - The securities market requires high transaction continuity, and any system anomalies can directly impact investor rights and market order [3]. - Current industry challenges include: 1. Lack of resilience design in system development, leading to high operational risk management costs [3]. 2. Predominantly reactive risk perception during operations, lacking proactive data-driven risk detection capabilities [3]. 3. Emergency response relies on individual expert experience, lacking data-driven collaborative command capabilities [3]. 4. Insufficient application of intelligent technologies, resulting in a gap between response efficiency and real-time business requirements [3]. Group 2: Capacity Optimization - The new standard emphasizes the importance of capacity optimization to handle increased trading volumes during market surges [5]. - Key points for capacity optimization include: 1. Establishing clear optimization requirements and strategies [5]. 2. Optimizing system deployment and performance parameters [5]. 3. Implementing horizontal and vertical expansion strategies for resource allocation [5]. 4. Regularly evaluating the effectiveness of capacity optimization strategies [5]. 5. Adjusting optimization plans based on business needs and technological developments [5]. Group 3: Stability Assurance Framework - The standard proposes a "three-in-one" stability assurance framework, which includes organizational, institutional, and process guarantees [6]. - Organizational assurance defines the structure and capability requirements for stability management [6]. - Institutional assurance encompasses regulations, technical standards, and operational procedures to ensure management requirements are actionable and traceable [6]. - Process assurance focuses on ten core processes related to stability management, including monitoring, alerting, and fault management [6].