竞天公诚及2名律师被证监会处罚！

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has imposed administrative penalties on Beijing Jingtian Gongcheng Law Firm and its lawyers for failing to perform due diligence in the legal documentation for Gome Communication's 2020 private placement of shares, which included false records [3][4][5]. Summary by Sections Administrative Penalties - The CSRC has ordered Jingtian Gongcheng to rectify its actions, confiscate business income of 471,698.12 yuan, and impose a fine of 1 million yuan. Lawyers Zheng Tingting and Deng Yu received warnings and fines of 400,000 yuan each [9]. Legal Documentation Issues - Jingtian Gongcheng served as the legal advisor for Gome Communication's 2020 private placement and issued legal opinions that contained false records. The firm failed to conduct adequate due diligence on trade business and did not properly verify significant business contracts and key client and supplier information [5][6][7]. Due Diligence Failures - The law firm did not identify significant anomalies in the trade business, such as shared shareholders and addresses between clients and suppliers. Their investigation was deemed insufficient as they did not verify the authenticity of critical documents [6][7]. Incomplete Work Papers - Jingtian Gongcheng's work papers were incomplete, lacking essential documents such as trade contracts, invoices, and review records. The conclusions in their legal opinions lacked supporting documentation [6][8]. Regulatory Compliance - The actions of Jingtian Gongcheng violated the Securities Law and relevant regulations, as they failed to ensure the authenticity, accuracy, and completeness of the documents they relied upon [7][9].