一老牌信评机构，被警示！

Core Viewpoint - The article discusses the disciplinary actions taken against Zhongzheng Pengyuan Credit Rating Co., Ltd. and Zhongyuan Futures for multiple violations in their operations, highlighting the need for compliance and rectification in the financial industry [2][8]. Group 1: Disciplinary Actions - Zhongzheng Pengyuan was warned and ordered to rectify due to sending rating upgrade proposals to potential rated entities and failing to maintain effective separation between rating analysts and marketing personnel [2][4]. - Zhongyuan Futures was warned for not prudently verifying the relationships between the managed asset products and the issuers, which led to assisting an issuer in self-financing [9][10]. Group 2: Violations by Zhongzheng Pengyuan - The violations included conducting rating work before signing the rating agreement and issuing ratings based on insufficient and unreliable evidence before the completion of necessary business registration changes [5][6]. - Zhongzheng Pengyuan has faced multiple regulatory penalties in recent years, including a warning and a fine of 6.00995 million yuan for six violations, such as not following legal rating procedures and failing to manage rating business archives properly [8][9]. Group 3: Background Information - Zhongzheng Pengyuan, established in 1993, is one of the earliest credit rating agencies in China and is controlled by Zhongzheng Credit Enhancement Co., Ltd. [8]. - Zhongyuan Futures, a subsidiary of Zhongyuan Securities, was founded in 1993 with a registered capital of 330 million yuan [10].