Core Viewpoint - The article discusses a recent case of "mouse trading" involving a female fund manager named Li Dan, who was fined 600,000 yuan for using non-public information to conduct trading activities that resulted in losses [2][4][6]. Summary by Sections Case Details - On August 18, the Tianjin Securities Regulatory Bureau disclosed an administrative penalty decision revealing Li Dan's involvement in "mouse trading" [4]. - Li Dan, born in October 1982, worked at a fund management company and was the fund manager for a specific fund from February 3, 2016, to February 8, 2024 [5][10]. Violations - Li Dan was found to have knowledge of non-public information regarding the fund's investment decisions and trading activities [5]. - From March 22, 2022, to February 8, 2024, she controlled a securities account to conduct trades based on this non-public information, resulting in a total of 41 stocks being bought in a manner that aligned with the fund's trading, accounting for 74.55% of the stocks and 72.77% of the total investment amount of 33.12 million yuan [6]. Penalty - The Tianjin Securities Regulatory Bureau determined that Li Dan's actions violated the Fund Law and imposed a fine of 600,000 yuan based on the nature and severity of her violations [6]. Background - Li Dan previously worked at China Galaxy Securities as a researcher and investment manager before joining Guoshou Anbao Fund in November 2013, where she held various positions including fund manager [8]. - During her tenure as the fund manager, the fund she managed experienced a decline in net value by 7.77% [10].
“老鼠仓”,大曝光!80后女基金经理用他人账户“炒股”2年,趋同买入3300多万元,亏了,被罚60万元
中国基金报·2025-08-18 08:42