Workflow
基金经理利用未公开信息实施趋同交易,亏损+罚60万!哪家基金公司?
梧桐树下V·2025-08-18 14:58

Core Viewpoint - The article discusses the administrative penalty imposed on fund manager Li Dan by the Tianjin Securities Regulatory Bureau for engaging in insider trading activities, resulting in a fine of 600,000 yuan [2][5][7]. Summary by Sections Administrative Penalty Details - Li Dan, a fund manager at a certain fund management company, was penalized for trading based on undisclosed information from March 22, 2022, to February 8, 2024 [2]. - During this period, Li Dan controlled a securities account and executed trades that were in line with the fund's undisclosed information, leading to a total of 41 stocks being bought in a similar manner, which accounted for 74.55% of the stocks purchased by the fund [2]. - The total amount of these trades reached 33.12 million yuan, representing 72.77% of the fund's trading volume, ultimately resulting in trading losses [2]. Company Response - The involved fund management company, Guoshou Anbao Fund Management Co., stated that the actions leading to the administrative penalty were personal behaviors of the former employee, Li Dan [6][7]. Penalty Execution - Li Dan is required to pay the fine within 15 days of receiving the penalty decision, and she has the right to appeal within 60 days or file a lawsuit within 6 months [5].