Core Viewpoint - The Beijing Securities Regulatory Bureau has issued administrative penalties against six individuals born in the 1990s for engaging in securities investment consulting without the necessary qualifications, with illegal gains ranging from 120,000 to 260,000 yuan [2][3][6]. Group 1: Administrative Penalties - Six individuals, all born in the 1990s, were found to have conducted securities investment consulting activities without the required qualifications, resulting in illegal earnings between 121,706.67 yuan and 255,013.33 yuan [2][3]. - The penalties imposed by the Beijing Securities Regulatory Bureau ranged from 10,000 to 40,000 yuan for each individual, based on the nature and severity of their violations [2][6]. Group 2: Legal Proceedings - The individuals were employees of various consulting firms and engaged in illegal stock recommendation and consulting activities from 2017 to 2023 [3][4]. - Evidence supporting the violations included inquiry records, materials transferred from the procuratorate, and criminal judgments [5]. Group 3: Regulatory Framework - The actions of the six individuals were found to violate specific provisions of the Interim Measures for the Administration of Securities and Futures Investment Consulting [6]. - The Beijing Securities Regulatory Bureau's decision was based on the facts, nature, circumstances, and social harm of the violations [6].
6名90后,非法荐股被罚!
券商中国·2025-08-30 08:27