“听”来内幕消息，大赚超490万元！最终被罚没近2000万

Core Viewpoint - The article discusses a case of insider trading involving an individual named Lou, who engaged in illegal stock trading based on undisclosed information about a significant project contract of a listed company, Guang Technology. The case highlights the regulatory actions taken by the Xiamen Securities Regulatory Bureau, resulting in substantial financial penalties for the offender [2][4][6]. Summary by Sections - Insider Trading Case: Lou engaged in multiple communications with insiders during a sensitive period before Guang Technology publicly announced a major project contract. He invested 17.59 million yuan (approximately 2.5 million USD) and made a profit of 4.9064 million yuan (approximately 700,000 USD) from trading 1.7391 million shares [2][4][6]. - Regulatory Actions: The Xiamen Securities Regulatory Bureau conducted an investigation and held a hearing. Despite Lou's defense claims that the information was not insider information and that his trading was based on a pre-set investment plan, the bureau found substantial evidence of wrongdoing. Consequently, Lou was fined a total of 19.6257 million yuan (approximately 2.8 million USD), which included the confiscation of his illegal gains and a penalty of three times the amount of his profits [5][6]. - Legal Proceedings: The regulatory decision mandates that Lou must pay the fines within 15 days of receiving the penalty notice. He has the right to appeal the decision within 60 days or file a lawsuit within six months, but the penalties will remain in effect during the appeal process [6].