两家券商，被责令改正！

Core Viewpoint - The Guangdong Securities Regulatory Bureau has taken corrective measures against Guangfa Securities and Yingda Securities due to the dissemination of false information by analysts and improper conduct by employees on social media, highlighting management deficiencies within these firms [2][3]. Group 1: Guangfa Securities - Guangfa Securities faced regulatory action for having analysts spread false information in WeChat groups, indicating inadequate management of personnel and violations of supervisory regulations [2]. - Analyst Yi was subjected to regulatory discussions for disseminating false information, breaching specific provisions of the supervisory regulations [2]. Group 2: Yingda Securities - Yingda Securities' Dongguan Dongcheng Securities branch was found lacking in monitoring employee investment behaviors and failed to verify communication device information adequately [3]. - The branch did not provide sufficient compliance training for brokers in 2024, failing to cover all brokers [3]. - There was inadequate management of employees' new media accounts, lacking compliance training and monitoring mechanisms as per company policy [3]. Group 3: Individual Accountability - Liu, as the then-responsible person for Yingda Securities' Dongguan branch, was held accountable for the management failures and faced regulatory discussions [4]. - Liu2 was identified for spreading inappropriate market information via social media, leading to significant negative impacts, violating multiple supervisory regulations [4][5].