Core Viewpoint - Guangdong Securities Regulatory Commission issued a warning letter to Guangdong Guanghua Technology Co., Ltd. and its board secretary for disclosing non-public information during an online meeting, which could significantly impact the company's stock price [1][2]. Group 1: Regulatory Actions - The warning letter was issued due to the violation of the Information Disclosure Management Measures for Listed Companies, specifically regarding the failure to disclose important operational and financial information in a timely manner [1]. - Guanghua Technology's board secretary is held primarily responsible for not fulfilling the duty of diligence and responsibility as mandated by the regulations [1]. - The company is required to complete rectification measures within 30 days and report back to the regulatory authority [2]. Group 2: Company Response - Guanghua Technology acknowledged the issues raised in the warning letter and committed to enhancing compliance with the Information Disclosure Management Measures and related laws [2]. - The company plans to implement stricter internal controls and ensure accurate and timely information disclosure to prevent similar incidents in the future [2]. Group 3: Additional Regulatory Oversight - Shenzhen Stock Exchange also issued a regulatory letter citing violations of its listing rules, emphasizing the need for the company and its executives to adhere strictly to securities laws and regulations [2][3]. - The exchange highlighted the importance of accurate and timely information disclosure to maintain market integrity and protect investors [3].
券商交流会,董秘透露不当信息!最新回应来了
券商中国·2025-10-22 03:50