涉及募集资金监管！交易商协会最新通知

Core Viewpoint - The article discusses the recent notification issued by the Interbank Market Dealers Association aimed at enhancing the regulation of funds raised through debt financing tools, ensuring compliance and proper management of these funds [1][3]. Summary by Sections Regulatory Mechanism Improvement - The notification emphasizes the need to improve the regulatory mechanism for raised funds, requiring regulatory bodies to establish internal review processes and ensure compliance with self-regulatory rules regarding fund usage and management [3]. Fund Transfer Review Responsibilities - Regulatory bodies must rigorously review any requests to transfer funds from the designated regulatory accounts, ensuring that the intended use aligns with the agreements made in the issuance documents [3][4]. Verification of New Accounts - When funds are to be transferred to new regulatory or special accounts, regulatory bodies must verify that these accounts are properly set up as per the regulatory agreements before approving any transfers [4]. Usage Verification - Regulatory bodies are required to track the flow of raised funds through all accounts to ensure they are used for the intended purposes, maintaining necessary documentation for verification [4]. Cooperation with Monitoring - Regulatory bodies should collaborate with management institutions to monitor and guide the use of raised funds, as well as participate in periodic checks conducted by the Interbank Market Dealers Association [4]. Self-Disciplinary Investigations - The Interbank Market Dealers Association has initiated self-disciplinary investigations into institutions that have mismanaged raised funds, highlighting issues such as fund misappropriation and inadequate regulatory oversight [6].