Core Viewpoint - The article emphasizes the integration of artificial intelligence (AI) into the capital markets to drive innovation and high-quality development during the "14th Five-Year Plan" period, highlighting the need for a balance between risk prevention and technological advancement [2]. Group 1: AI Integration in Capital Markets - The China Securities Regulatory Commission (CSRC) is committed to advancing AI and other new information technologies in the capital markets, aiming for a digital transformation that enhances quality [2]. - AI applications in securities firms, fund management companies, and futures companies are showing positive development trends, particularly in customer service, investment research, risk management, and operational management [2]. Group 2: Focus on High-Value Applications - The focus should be on high-value application scenarios to deepen the integration of business and technology, exploring pilot projects for "AI + capital markets" while ensuring risk control and tolerance [3]. - Continuous research and application of AI in key business scenarios are encouraged to promote innovative service models and document successful experiences in digital finance [3]. Group 3: Strengthening Infrastructure and Data Sharing - There is a need to enhance foundational support by coordinating intelligent computing resources and promoting data sharing within the industry [3]. - The establishment of industry-wide intelligent computing infrastructure is essential to reduce AI application costs for institutions [3]. Group 4: Risk Prevention Measures - A comprehensive risk control system covering the entire process of model development, deployment, and iteration should be established to assess safety risks adequately [4]. - Emphasis on human oversight in critical decision-making processes is necessary to mitigate systemic risks associated with AI applications [4]. - Strengthening data and network security management is crucial to prevent sensitive data leaks and enhance the safety of AI systems [4].
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证券时报·2025-10-29 12:47