基金销售存在多项违规,桂林银行被开警示函!
中国基金报·2025-11-07 11:51

Group 1 - The core issue is that Guilin Bank received a warning from the Guangxi Securities Regulatory Bureau due to multiple violations in its fund sales business [2][3] - Specific violations include fund sales personnel lacking necessary qualifications and promotional materials not adequately highlighting risk warnings [4][5] - The regulatory body has mandated Guilin Bank to rectify these issues and submit a written report within 30 days [5] Group 2 - As of September 30, 2025, Guilin Bank reported total assets of 605.62 billion yuan, a 5.06% increase from the beginning of the year [7] - The bank's operating revenue decreased by 2.45% year-on-year to 9.29 billion yuan, while net profit fell by 7.58% to 2.101 billion yuan [7] - The former chairman of Guilin Bank, Wu Dong, was expelled from the party and public office due to serious violations, including accepting gifts and misusing public funds [8]