香港证监会公布跨境理财通优化措施

Core Viewpoint - The Hong Kong Securities and Futures Commission (SFC) has announced new optimization measures for the Cross-Border Wealth Management Connect scheme to enhance communication between participating institutions and their clients [2][4]. Summary by Sections Optimization Measures - Participating institutions can now obtain a one-time written consent from Southbound clients not located in Hong Kong, valid for up to one year, to explain product information based on client needs and selected product types [3]. - Mainland partner brokers, affiliated with the same corporate group as participating institutions, can arrange online three-way dialogues at the request of Southbound clients, allowing institutions to explain product information [3]. - After obtaining one-time written consent from Southbound clients, participating institutions can provide individual investment product research reports prepared by partner brokers [3]. Applicability - The aforementioned arrangements also apply to the Northbound scheme [4]. Future Collaboration - The SFC will continue to work closely with the industry and regulatory bodies to further optimize the Cross-Border Wealth Management Connect scheme, supporting its role in promoting cross-border financial connectivity and development in the Guangdong-Hong Kong-Macao Greater Bay Area [6].