重罚！证监会开“顶格”罚单

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has imposed administrative penalties on Zhejiang Youce Investment Management Co., Ltd. and its responsible personnel for serious violations of private fund laws and regulations, including misappropriation of fund assets and submission of false information [3]. Group 1 - Zhejiang Youce Investment was fined 21 million yuan, while three responsible personnel were fined a total of 14.25 million yuan [3]. - The actual controller of Zhejiang Youce Investment has been banned from the securities market for life [3]. - The China Securities Investment Fund Industry Association has simultaneously revoked the management registration of Zhejiang Youce Investment [3]. Group 2 - The CSRC emphasizes that the misappropriation of private fund assets severely harms investors' legitimate rights and interests and disrupts market order [3]. - The CSRC will strictly implement the new "National Nine Articles" requirements to rigorously investigate various illegal activities in private funds, aiming to eliminate "bad apples" and purify the market environment [3].