私募基金经理外泄账户密码，买啥卖啥告诉朋友

Core Viewpoint - The article highlights the increasing challenges in risk control within the private equity industry, exacerbated by frequent information leakage incidents and the digital transformation of the sector [1]. Group 1: Information Leakage Incidents - The Shanghai Securities Regulatory Bureau has issued penalties for information leakage, including a fine of 200,000 yuan against an individual for disclosing non-public investment decisions of five private equity funds [2]. - Multiple private equity managers have been penalized for similar violations, with three managers fined 500,000 yuan each in July for leaking non-public information [4][7]. - The trend of information leakage is shifting from traditional investment roles to IT and operational positions, which have access to core data, making it harder to control risks [5][11]. Group 2: Regulatory Actions and Penalties - The regulatory authorities have intensified penalties for private equity professionals involved in information leakage and illegal trading, with significant fines imposed on individuals for utilizing non-public information for trading [9][12]. - A notable case involved an IT personnel who was fined 17.7 million yuan for trading based on non-public information, highlighting the severity of penalties for such violations [12]. - The regulatory environment is becoming stricter, with increased scrutiny on non-traditional roles that have access to sensitive information, indicating a shift in focus for compliance efforts [11][13]. Group 3: Risk Control Measures - Industry experts emphasize the need for private equity firms to establish strict information barriers and control measures to prevent unauthorized access to sensitive information [6]. - The article suggests implementing physical isolation, network access controls, and monitoring systems to ensure compliance with the principle of "least privilege" [6]. - The risk of information leakage is compounded by the presence of intermediaries in non-investment roles, which complicates the tracking and prevention of such incidents [5][11].