中期协最新发布！@期货公司，新规来了！

Core Viewpoint - The China Futures Association (CFA) has released a draft for public consultation regarding the management rules for futures companies accessing external information systems, aiming to enhance regulatory oversight and protect traders' rights [1][3]. Group 1: Management Scope and Principles - The management rules apply to futures companies accessing external systems and define external systems and external clients [3]. - The principle of "if it cannot be seen or controlled, do not engage" is emphasized, reinforcing the responsibility of futures companies in managing external systems [3]. Group 2: Comprehensive Management Requirements - Futures companies are required to establish management systems for external system access, ensuring robust trading systems and clear departmental responsibilities [3]. - A comprehensive management mechanism must be in place, including due diligence, system testing, risk warnings, access reviews, monitoring, and client feedback [3]. - Six prohibited behaviors for futures companies and their personnel are outlined to mitigate risks associated with external system management [3]. Group 3: Self-Regulation - The CFA can conduct self-regulatory inspections and impose measures on futures companies and personnel that violate the management rules [3]. Group 4: Management of Sub-Account Functions - The management rules address the risks associated with external systems that have sub-account functionalities, which have been misused for illegal activities [4]. - Prior to accessing external systems, futures companies must conduct due diligence and system testing, ensuring compliance and safety [4]. - Clients must be informed of the legal responsibilities and consequences of misusing sub-account functionalities [4]. Group 5: Ongoing Management - Futures companies are required to conduct annual reviews of clients using sub-account functionalities to confirm their awareness of account usage [5]. - Any irregularities in reporting sub-account activities must be promptly verified and addressed [5]. - Specific prohibited actions for futures companies and their personnel regarding sub-account management are detailed to prevent illegal activities [5][6].