一律所两律师、一会所两会计师合计被罚没470万！所涉IPO项目已终止审核

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has imposed administrative penalties on Jiangsu Shiji Tongren Law Firm and its signing lawyers, as well as on Gongzheng Tianye Accounting Firm and its signing accountants, due to their involvement in the fraudulent IPO process of Suzhou Huadao Biological Pharmaceutical Co., Ltd. [1][5][21] Group 1: Legal Services by Jiangsu Shiji Tongren - Jiangsu Shiji Tongren provided legal services for Huadao Biological's IPO, issuing legal opinions that contained false records [2][12] - The law firm earned a service fee of 754,716.96 yuan (excluding VAT) for its services [2][13] - The firm failed to exercise due diligence during the legal service process, neglecting to verify the authenticity of sales revenue despite clear signs of irregularities [3][15] Group 2: Audit Services by Gongzheng Tianye - Gongzheng Tianye provided audit services for Huadao Biological's IPO, issuing an audit report that also contained false records [5][22] - The agreed audit fee was 2 million yuan, but the firm had not received this amount by the end of the investigation [5][22] - The audit firm did not perform due diligence during the audit process, failing to obtain sufficient and appropriate audit evidence related to revenue authenticity [6][23] Group 3: Penalties Imposed - Jiangsu Shiji Tongren was ordered to rectify its actions, with a confiscation of business income and a fine of 754,716.96 yuan [4][18] - The signing lawyers, Kuan Ying and Cui Yang, received warnings and fines of 200,000 yuan each [4][18] - Gongzheng Tianye was fined 2 million yuan, while the signing accountants, Liu Yong and Yang Yue, received warnings and fines of 400,000 yuan each [6][32]