这家机构，被暂停新开户

Core Viewpoint - The article discusses the regulatory measures taken against Zhonghui Futures' Tianjin branch, which has been ordered to correct its practices and has had new account openings suspended for three months due to serious internal control deficiencies [2][7]. Group 1: Regulatory Actions - On January 9, the Tianjin Securities Regulatory Bureau announced the suspension of new account openings for Zhonghui Futures' Tianjin branch for three months due to significant shortcomings in intermediary and employee management [2][7]. - This is the second branch to face such measures this year, following the suspension of new account openings for Hengtai Futures' Qingdao branch on January 6 [4][5]. - Zhonghui Futures had previously received a similar three-month suspension for new account openings at the end of last year due to four major violations identified by the Shanghai Securities Regulatory Bureau [8][9]. Group 2: Compliance and Internal Control Issues - The Tianjin Securities Regulatory Bureau cited that Zhonghui Futures' internal controls were inadequate, posing risks to the branch's stable operation and harming the legitimate rights of traders [7]. - The company is required to submit a written rectification report within 30 days of receiving the decision and will be subject to a review before being allowed to reopen new accounts [7]. - The Shanghai Securities Regulatory Bureau had previously identified issues such as inadequate compliance in internet marketing and improper management of intermediaries, reflecting serious deficiencies in risk management and corporate governance [9]. Group 3: Industry Context and Trends - The article highlights a broader trend of intensified regulatory scrutiny in the futures industry, particularly concerning intermediary business practices, which have been described as the "strictest rectification" in the industry's history [10][12]. - Since the revision of the Intermediary Management Measures by the China Futures Association in May, there has been a noticeable increase in regulatory actions against futures companies for intermediary-related violations [11][12]. - Other companies, including Zhongcai Futures and Hengli Futures, have also faced regulatory measures for similar issues related to intermediary business practices [13].