Core Viewpoint - Shenzhen Securities Regulatory Bureau has imposed a six-month suspension on Shenzhen Luojia Investment Consulting Co., Ltd. from acquiring new clients due to violations including misleading marketing and unauthorized stock recommendations during live broadcasts [1][3]. Group 1: Regulatory Actions - Luojia Investment Consulting has been found to have issues such as false and misleading content in marketing, unauthorized stock recommendations by investment advisors during live broadcasts, and inadequate investor suitability management [3]. - The company has been previously penalized multiple times for similar violations, including misleading marketing and lack of compliance in client onboarding processes [5][6]. - The regulatory measures require the company to rectify the identified issues and report back to the regulatory bureau after the suspension period [3][4]. Group 2: Company Background - Luojia Investment Consulting has been in operation for 29 years and holds a Securities Investment Consulting Business License issued by the China Securities Regulatory Commission, which is held by only 78 companies in the country [7]. - The company is recognized as a significant player in the consulting industry, serving a diverse clientele including retail investors, institutional investors, and listed companies [7].
直播推票、预测个股走势！这家机构被暂停新增客户半年
券商中国·2026-01-19 05:14