直播推票、预测个股走势！这家机构被暂停新增客户半年

Core Viewpoint - Shenzhen Securities Regulatory Bureau has imposed a six-month suspension on Shenzhen Luojia Investment Consulting Co., Ltd. from acquiring new clients due to violations including misleading marketing and unauthorized stock recommendations during live broadcasts [1][3]. Group 1: Regulatory Actions - Luojia Investment Consulting has been ordered to rectify multiple issues, including misleading promotional content and inadequate internal controls, and must suspend new client acquisition for six months [1][3]. - The company is required to enhance its compliance management during the suspension period and report on its rectification efforts to the regulatory bureau before resuming client acquisition [1][3]. Group 2: Previous Violations - Luojia Investment Consulting has faced multiple penalties from the Shenzhen Securities Regulatory Bureau in the past, including a three-month suspension for similar violations related to misleading marketing and inadequate client risk assessments [6][7]. - The company has been cited for allowing unregistered individuals to provide investment advice and failing to conduct proper client suitability assessments [7]. Group 3: Company Background - Luojia Investment Consulting has been in operation for 29 years and holds a Securities Investment Consulting Business License issued by the China Securities Regulatory Commission, which is held by only 78 companies in the country [7]. - The company is recognized as a significant player in the domestic consulting industry, serving a diverse clientele including retail investors, institutional investors, and listed companies [7].