乌鲁木齐银行被采取责令改正措施！

Core Viewpoint - The Xinjiang Securities Regulatory Bureau has imposed corrective measures on Urumqi Bank due to multiple compliance failures in its fund sales operations [1][3]. Summary by Relevant Sections Compliance Issues - Urumqi Bank failed to report the appointment materials of the head of its fund sales department to the Xinjiang Securities Regulatory Bureau, violating specific regulatory provisions [2][3]. - The bank did not submit the departure audit report for the head of the fund sales department as required, breaching established guidelines [2][3]. - The bank neglected to include long-term investment returns of investors in the evaluation metrics for its branches and fund sales personnel, which is against regulatory requirements [2][3]. Regulatory Actions - The bank's failure to timely apply for a new business license after changes in recorded matters also constitutes a violation of regulations [2][3]. - Some personnel involved in the operation and maintenance of the fund sales information management platform lacked the necessary qualifications, further compounding compliance issues [2][3]. Corrective Measures - The Xinjiang Securities Regulatory Bureau has mandated Urumqi Bank to implement corrective measures and submit a written report within 30 days of receiving the decision [5]. - The bank is required to enhance compliance management in its fund sales operations and take effective corrective actions [5].