上海复旦微电子集团股份有限公司(以下简称"公司"、"复旦微电")第九 届董事会第十七次会议于 2024 年 8 月 28 日以现场加通讯表决的形式召开，会 议通知于 2024 年 8 月 13 日以电子邮件方式发出。目前董事会共有 12 名董事， 实到董事 12 名，会议由董事长蒋国兴主持。会议的召集召开符合《公司法》和 《公司章程》的有关规定，合法有效。 会议审议并通过了如下事项： 一、审议通过《关于 2024 年半年度报告及摘要的议案》 董事会对 2024 年半年度报告的编制和审核程序符合法律、行政法规、其它 有关规范性文件和境内外证券监管机构的规定，报告的内容能够及时、真实、 准确、完整地反映公司的实际情况。 | A 股证券代码：688385 | 证券简称：复旦微电 | 公告编号：2024-050 | | --- | --- | --- | | 港股证券代码：01385 | 证券简称：上海复旦 | | 上海复旦微电子集团股份有限公司 关于第九届董事会第十七次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 ...

一、本次募集资金基本情况 根据中国证券监督管理委员会于 2021 年 6 月 1 日出具的《关于同意上海复 旦微电子集团股份有限公司首次公开发行股票注册的批复》（证监许可〔2021〕 1874 号），同意公司首次公开发行股票的注册申请。公司本次向社会公开发行人 民币普通股 12,000.00 万股，每股发行价格为人民币 6.23 元，募集资金总额为人 民币 74,760.00 万元；扣除发行费用后实际募集资金净额为人民币 68,028.28 万 元。天健会计师事务所（特殊普通合伙）于 2021 年 7 月 30 日对本次发行的资金 到位情况进行了审验，并出具了天健验〔2021〕6-70 号《验资报告》。 为规范公司募集资金管理和使用，保护投资者权益，公司设立了相关募集资 金专项账户。募集资金到账后，已全部存放于募集资金专项账户内，公司已与保 荐人中信建投证券股份有限公司及存放募集资金的商业银行签订了《募集资金专 户存储三方监管协议》。《募集资金专户存储三方监管协议》对发行人、保荐人及 存放募集资金的商业银行的相关责任和义务进行了详细约定。详细情况请参见公 司已于 2021 年 8 月 3 日披露于上海证券交易 ...

| A 股证券代码：688385 | 证券简称：复旦微电 | 公告编号：2024-054 | | --- | --- | --- | | 港股证券代码：01385 | 证券简称：上海复旦 | | 上海复旦微电子集团股份有限公司 2024 年半年度募集资金存放与实际使用情况 专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、募集资金基本情况 （一）募集资金金额和资金到账时间 经中国证券监督管理委员会于2021年6月1日出具的《关于同意上海复旦微电子集团股 份有限公司首次公开发行股票注册的批复》（证监许可〔2021〕1874号）核准同意，上海 复旦微电子集团股份有限公司（以下简称"本公司"）于中国境内首次公开发行A股，并于 发行完成后在上海证券交易所上市。本公司本次向社会公开发行人民币普通股12,000.00万 股，每股面值人民币0.1元，每股发行价格为人民币6.23元，募集资金总额为人民币 747,600,000.00元，扣除不含税发行费用后实际募集资金净额为人民币680,282,781.80 元。 经天健会计师 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2024, achieving a total of 1.2 billion RMB, representing a 25% year-over-year growth[1]. - The company reported a revenue of approximately CNY 1.79 billion for the first half of 2024, a decrease of 0.12% compared to the same period last year[15]. - Net profit attributable to shareholders was approximately CNY 348.09 million, down 22.52% year-on-year[15]. - The gross profit margin decreased by 10.61 percentage points to 56.49% compared to the previous year[17]. - The net cash flow from operating activities turned positive at approximately CNY 127.13 million, compared to a negative cash flow in the previous year[17]. - The company achieved a total R&D investment of CNY 59,768.73 million, representing a 1.62% increase compared to the previous year[27]. - The company reported a total comprehensive income of CNY 339,891,123.81 for the first half of 2024[124]. - The net profit for the first half of 2024 was approximately ¥339.68 million, down from ¥463.99 million in the same period of 2023, reflecting a decrease of about 26.7%[113]. Market Expansion and Strategy - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2025[1]. - New product launches are expected to contribute an additional 300 million RMB in revenue, with a focus on advanced integrated circuits and semiconductor technologies[1]. - The company is actively expanding into new markets, including wireless charging and automotive sectors, with successful product launches[43]. - The company is exploring potential mergers and acquisitions to strengthen its competitive position in the semiconductor industry[1]. - A new strategic partnership was announced with a leading technology firm, expected to enhance product offerings and market reach[1]. Research and Development - Research and development investments increased by 30% to 150 million RMB, aimed at enhancing product innovation and technology advancements[1]. - Research and development expenses accounted for 33.31% of revenue, an increase of 0.57 percentage points year-on-year[16]. - The company has established a multi-level R&D system, focusing on integrated circuit design and development, with a diverse product line[40]. - R&D personnel increased to 1,123, representing 55.76% of the total workforce, with total R&D compensation reaching 38,205.14 million[38]. - The company is advancing the development of next-generation FPGA and PSoC products based on 1xnm FinFET technology for various high-performance applications[22]. Product Lines and Innovations - The company's security and identification product line has expanded into new application areas, achieving recognition for new products such as ultra-high frequency EPC tags and anti-counterfeiting security chips[21]. - The non-volatile memory product line has seen growth in shipment volume and sales, with a focus on high-performance industrial and automotive products[21]. - The smart meter product line includes a range of MCU chips, with embedded storage capacities from 64KB to 1MB, widely used in smart metering applications[21]. - The company is a leading player in the FPGA field, having developed billion-gate FPGAs and heterogeneous programmable SoC chips, targeting applications in AI and 5G communications[22]. - The company has completed ISO26262 certification for multiple products, enhancing its market competitiveness in automotive applications[32]. Financial Position and Assets - Total assets as of June 30, 2024, were approximately CNY 8.67 billion, an increase of 3.03% from the beginning of the period[17]. - Net assets attributable to shareholders increased by 5.59% to approximately CNY 5.60 billion[17]. - The company's accounts receivable reached approximately 140,271.64 million RMB, accounting for 85.34% of total revenue, highlighting potential risks related to collection[46]. - Inventory at the end of the reporting period was valued at approximately 323,174.30 million RMB, which is 52.83% of total current assets, with a provision for inventory impairment of about 27,154.77 million RMB, or 7.75% of the inventory value[47]. - The company's long-term borrowings decreased by 32.74% to approximately 35,651.55 million RMB, reflecting a shift of some long-term debt to current liabilities[50]. Risks and Challenges - The company has identified key risk factors, including supply chain disruptions and market volatility, which may impact future performance[1]. - The company faces risks related to high supplier concentration and fluctuations in raw material prices, which could directly impact profitability[45]. - The decline in net profit was primarily due to decreased product sales prices and adjustments in product mix[17]. Corporate Governance and Compliance - The board confirmed that there are no significant governance issues affecting the integrity of the financial report[1]. - The company confirmed compliance with the conditions for issuance and listing, with no significant facts concealed or false information fabricated in the prospectus[72]. - The company has committed to ensuring that any share transfers by core technical personnel do not exceed 25% of their total holdings during the first four years post-IPO[80]. Environmental and Social Responsibility - The company has established an environmental protection mechanism[67]. - The company implemented carbon reduction measures, achieving a reduction of 20.59 tons of CO2 equivalent emissions[68]. - The company is not classified as a key pollutant discharge unit by environmental protection authorities[67].

上海复旦微电子集团股份有限公司 | A | 股证券代码：688385 | 证券简称：复旦微电 公告编号：2024-049 | | --- | --- | --- | | H | 股证券代码: 01385 | 证券简称：上海复旦 | （四） 表决方式是否符合《公司法》及公司章程的规定，大会主持情况等。 2024 年第二次临时股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 221 | | --- | --- | | 普通股股东人数 | 221 | | 其中：A 股股东人数 | 220 | | 境外上市外资股股东人数 | 1 | | 2、出席会议的股东所持有的表决权数量 | 269,415,362 | | 普通股股东所持有表决权数量 | 269,415,362 | | 其中：A 股股东所持有表决权数量 | ...

Financial Performance - The company's revenue for Q1 2024 was approximately 892.74 million RMB, representing a year-on-year increase of 10.30%[6] - The net profit attributable to shareholders for Q1 2024 was approximately 161.25 million RMB, a decrease of 14.35% compared to the same period last year[6] - The gross margin for the product lines in Q1 2024 was 56.65%, down from 66.77% in the same period last year, but up by 6.98 percentage points from Q4 2023[7] - The company reported a diluted earnings per share of 0.20 RMB, a decrease of 13.04% compared to the same period last year[6] - The company's operating profit for Q1 2024 was approximately ¥174.99 million, a decrease from ¥208.31 million in Q1 2023, representing a decline of about 16.0%[21] - Net profit for Q1 2024 was approximately ¥158.35 million, down from ¥194.53 million in Q1 2023, reflecting a decrease of around 18.6%[21] - Basic and diluted earnings per share for Q1 2024 were both ¥0.20, compared to ¥0.23 in Q1 2023, indicating a decline of approximately 13.0%[23] - The company reported a total comprehensive income attributable to the parent company of approximately ¥161.28 million in Q1 2024, down from ¥188.27 million in Q1 2023, reflecting a decrease of about 14.4%[21] Research and Development - The R&D expenditure for Q1 2024 totaled approximately 288.20 million RMB, accounting for 32.28% of the revenue, a decrease of 3.17 percentage points year-on-year[6] - The company plans to continue investing in R&D to enhance product offerings and meet diverse application needs, with R&D expenses increasing by approximately 25.96 million RMB year-on-year[7] - Research and development expenses increased to ¥245,299,852.18 in Q1 2024, compared to ¥219,344,606.32 in Q1 2023, reflecting a growth of 11.8%[20] Assets and Liabilities - The total assets at the end of Q1 2024 were approximately 8.50 billion RMB, an increase of 1.01% from the end of the previous year[6] - Non-current assets totaled ¥2,599,423,185.88, an increase from ¥2,474,067,215.53 in the previous year[19] - Total liabilities amounted to ¥2,360,948,827.13, down from ¥2,449,649,077.25 in the previous year, indicating a decrease of 3.6%[19] - The company's total assets increased to ¥8,495,933,812.48 from ¥8,411,350,886.39, representing a growth of 1.0%[19] - The company’s total equity increased to ¥6,134,984,985.35 from ¥5,961,701,809.14, reflecting a growth of 2.9%[19] Cash Flow - The cash flow from operating activities for Q1 2024 was approximately 10.58 million RMB, with no year-on-year comparison available[4] - Cash flow from operating activities for Q1 2024 was ¥10.58 million, a significant improvement from a negative cash flow of ¥524.98 million in Q1 2023[25] - Total cash inflow from operating activities in Q1 2024 was approximately ¥775.99 million, compared to ¥641.00 million in Q1 2023, marking an increase of about 20.9%[24] - Cash outflow from operating activities in Q1 2024 was approximately ¥765.41 million, down from ¥1.17 billion in Q1 2023, showing a reduction of about 34.3%[25] - Cash flow from investing activities in Q1 2024 was negative at approximately -¥236.55 million, an improvement from -¥294.34 million in Q1 2023[25] - Cash flow from financing activities in Q1 2024 was negative at approximately -¥24.29 million, compared to a positive cash flow of ¥323.23 million in Q1 2023[25] - The ending cash and cash equivalents balance for Q1 2024 was approximately ¥740.56 million, an increase from ¥622.26 million at the end of Q1 2023[25] Shareholder Information - As of the end of the reporting period, the total number of ordinary shareholders is 27,057, with the largest shareholder holding 34.7% of shares[11] - The top ten shareholders hold a combined total of 55.5% of the shares, indicating a significant concentration of ownership[12] - The total number of A-share shareholders is 27,043, while H-share shareholders number 14[13] - The company has 39,182,011 shares under judicial freeze, which may impact liquidity and shareholder rights[13] Inventory and Receivables - The company’s inventory stands at approximately ¥3.21 billion, showing a slight increase from ¥3.18 billion[17] - Accounts receivable increased to approximately ¥1.19 billion, up from ¥929.62 million, reflecting a growth of about 27.8% year-over-year[17] - The total current assets amount to approximately ¥5.90 billion, slightly down from ¥5.94 billion, indicating a decrease of about 0.7%[17] Market and Future Plans - The company experienced a significant increase in revenue from smart meter chips, which grew by 95.74% year-on-year, totaling approximately 92 million RMB[7] - Revenue from the FPGA and other products increased by 23.25% year-on-year, reaching approximately 281 million RMB[7] - The company plans to expand its market presence and invest in new technologies, although specific figures were not disclosed in this report[20] - The company is in the process of applying for the issuance of convertible bonds, pending approval from the China Securities Regulatory Commission[16] Operating Costs - Total operating costs for Q1 2024 were ¥739,701,625.41, up 26.7% from ¥583,615,423.54 in Q1 2023[20]

Financial Performance - The company has not achieved profitability since its listing, indicating ongoing challenges in financial performance [3]. - The company's operating revenue for 2023 was CNY 353,625.94 million, a slight decrease of 0.07% compared to CNY 353,890.89 million in 2022 [22]. - The net profit attributable to shareholders for 2023 was CNY 71,949.44 million, representing a significant decline of 33.18% from CNY 107,684.33 million in the previous year [22]. - The net profit after deducting non-recurring gains and losses was CNY 57,249.22 million, down 43.84% from CNY 101,940.55 million in 2022 [22]. - The basic earnings per share for 2023 were CNY 0.88, a decrease of 33.33% from CNY 1.32 in 2022 [23]. - The comprehensive gross profit margin decreased by 3.46 percentage points compared to the previous year due to price impacts on certain product lines [24]. - The gross profit margin declined to 61.21% due to downward pressure on certain product lines [32]. - The company reported a significant decrease in sales and gross margin for smart meter chips, attributed to market demand decline [87]. Cash Flow and Investments - The net cash flow from operating activities was negative at CNY -70,816.66 million, compared to CNY 32,128.55 million in 2022 [22]. - The company reported a net cash flow from operating activities of RMB 39.44 million in Q4 2023, following negative cash flows in the first three quarters [26]. - Investment cash flow was negative at RMB -73,159.68 million, mainly due to expansion of production scale by a subsidiary [100]. - Financing cash flow increased by 159.67% to RMB 131,027.07 million, driven by increased bank loans to meet operational funding needs [100]. Research and Development - The R&D expenditure accounted for 33.64% of operating revenue, an increase of 8.60 percentage points from 25.04% in 2022 [23]. - R&D investment for the year was approximately CNY 1.190 billion, an increase of 34.25% year-on-year, with R&D personnel rising from 885 to 1,178 [33]. - The company is focusing on new product development, including next-generation FPGA platforms and intelligent reconfigurable SoC platforms [33]. - R&D expenses reached 1.19 billion RMB, representing 33.64% of total revenue, indicating a strong commitment to innovation [73]. Market and Product Development - The company plans to continue expanding its market presence and investing in new technologies to drive future growth [22]. - The company is focusing on developing high-capacity, high-reliability storage products to meet market demands in various sectors [113]. - The company is actively expanding its product lineup in key industries such as public utilities, smart home appliances, automotive electronics, and industrial control [54]. - The company is exploring market expansion opportunities in Southeast Asia, targeting a 25% growth in that region [126]. Governance and Shareholder Matters - The board of directors has fully attended the meetings, ensuring governance integrity [7]. - The company held its 2022 Annual General Meeting on June 2, 2023, where all resolutions were passed, including the approval of the 2022 financial statements [117]. - The company plans to issue A-share convertible bonds, with details on the issuance scale and terms to be determined [120]. - The company has established several specialized committees under the board, including the audit committee and the strategic and investment committee [149]. Risks and Challenges - The company has disclosed potential risks in its management discussion and analysis section, urging investors to review these factors [3]. - The company faces risks related to new product development and talent retention in a competitive market [75][76]. - The overall gross margin is under pressure due to changes in supply-demand dynamics in the consumer electronics sector [77]. Social Responsibility and Sustainability - The company is committed to improving its ESG management level and promoting sustainable development practices [113]. - The company contributed approximately 8.4 million CNY to support the "Hearing-impaired Children's Choir Project" in 2023, benefiting the health and growth of hearing-impaired children [182]. - The company has implemented carbon reduction measures, achieving a reduction of 147 tons of CO2 equivalent by upgrading the laboratory air conditioning system [176]. Employee and Management - The total number of employees in the company is 2,045, with 1,514 in the parent company and 531 in major subsidiaries [155]. - The company has established a competitive compensation and benefits policy, including salaries, bonuses, and various types of leave [156]. - The company has a systematic training management process, implementing both external and internal training programs [157]. - The company has established a performance evaluation mechanism for senior management, linking salary to performance assessment results [168].

上海市锦天城律师事务所 关于上海复旦微电子集团股份有限公司 向不特定对象发行 A 股可转换公司债券的 补充法律意见书（二） 地址：上海市浦东新区银城中路 501 号上海中心大厦 11/12 层 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 补充法律意见书(二) 目 录 | 声明事项. | | --- | | 释 义 | | 正 文… | | 问题 1、 | | 问题 8.2、…………………………………………………………………………………………………………………………………………………… 16 | | 问题 8.3、 …… | 上海市锦天城律师事务所 补充法律意见书（二） 上海市锦天城律师事务所 关于上海复旦微电子集团股份有限公司 向不特定对象发行 A 股可转换公司债券的 补充法律意见书（二） 案号：01F20231839 致：上海复旦微电子集团股份有限公司 上海市锦天城律师事务所（以下简称"本所"）接受上海复旦微电子集团股 份有限公司（以下简称"发行人"或"公司"或"复旦微电"）的委托，并根据 发行人与本所签署的《专项法律顾问合同》，担任发行人向不 ...

已审财务报表 2020年度 上海复旦微电子集团股份有限公司 目 录 上海复旦微电子集团股份有限公司 | | | 页 | | 次 | | --- | --- | --- | --- | --- | | 一、 | 审计报告 | 1 | - | 6 | | 二、 | 已审财务报表 | | | | | | 合并资产负债表 | 7 | - | 8 | | | 合并利润表 | 9 | - | 10 | | | 合并股东权益变动表 | | 11 | | | | 合并现金流量表 | 12 | - | 13 | | | 公司资产负债表 | 14 | - | 15 | | | 公司利润表 | | 16 | | | | 公司股东权益变动表 | | 17 | | | | 公司现金流量表 | | 18 | | | | 财务报表附注 | 19 | - | 104 | | | 补充资料 | | | | | | 1.非经常性损益明细表 | | 1 | | | | 2.净资产收益率和每股收益 | | 1 | | 审计报告 安永华明（2023）审字第60469429_B02号 上海复旦微电子集团股份有限公司 上海复旦微电子集团股份有限公司全体股 ...

上海复旦微电子集团股份有限公司 与 中信建投证券股份有限公司 关于 上海复旦微电子集团股份有限公司 向不特定对象发行可转换公司债券 申请文件的审核问询函的回复 保荐人（主承销商） （北京市朝阳区安立路66号4号楼） 二〇二四年一月 上海证券交易所： 根据贵所于2023年8月4日下发的《关于上海复旦微电子集团股份有限公司向 不特定对象发行可转换公司债券申请文件的审核问询函》（上证科审（再融资） 〔2023〕193号）（以下简称"审核问询函"）的要求，上海复旦微电子集团股 份有限公司（以下简称"复旦微电""发行人"或"公司"）会同本次向不特定 对象发行可转换公司债券的保荐人中信建投证券股份有限公司（以下简称"中信 建投""保荐机构"或"保荐人"）、发行人律师上海市锦天城律师事务所（以 下简称"锦天城""发行人律师"）和申报会计师安永华明会计师事务所（特殊 普通合伙）（以下简称"安永华明""申报会计师"）等相关各方，本着勤勉尽 责、诚实守信的原则，就审核问询函所提问题逐项进行认真讨论、核查与落实， 并逐项进行了回复说明。 如无特殊说明，本回复中的简称与《上海复旦微电子集团股份有限公司向不 特定对象发行A股可转换公司 ...