Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-768 CATERPILLAR INC. (Exact name of registrant as specified in its charter) Delaware 37-0602744 (State or other jurisd ...

Caterpillar Inc. (NYSE:CAT) Q3 2022 Earnings Conference Call October 27, 2022 8:30 AM ET Company Participants Ryan Fiedler – Vice President-Investor Relations Jim Umpleby – Chairman and Chief Executive Officer Andrew Bonfield – Chief Financial Officer Conference Call Participants Rob Wertheimer – Melius Research Stephen Volkmann – Jefferies David Raso – Evercore Jamie Cook – Credit Suisse Michael Feniger – Bank of America Tim Thein – Citigroup Jerry Revich – Goldman Sachs Stanley Elliott – Stifel Chad Dilla ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-768 CATERPILLAR INC. (Exact name of registrant as specified in its charter) Delaware 37-0602744 (State or other jurisdictio ...

Caterpillar Inc. (NYSE:CAT) Q2 2022 Results Conference Call August 2, 2022 8:30 AM ET Company Participants Ryan Fiedler - Director, Investor Relations Jim Umpleby - Chairman and Chief Executive Officer Andrew Bonfield - Chief Financial Officer Kyle Epley - Vice President, Global Finance Services Rob Rengel - Senior Investor Relations Manager Conference Call Participants Jamie Cook - Credit Suisse Tami Zakaria - JPMorgan Nicole DeBlase - Deutsche Bank David Raso - Evercore Jerry Revich - Goldman Sachs Chad D ...

Company and Industry Key Points **1. Strategic Growth and Focus Areas**: * **Operational Excellence**: Emphasis on safety, quality, lean operations, and competitive cost structure. * **Expanded Offerings**: Development of machines to cater to various customer price points. * **Services**: Target to double services revenue from $14 billion to $28 billion by 2026. * **Sustainability**: Addition of sustainability as a core focus area, driven by energy transition and growing global energy demand. * **Energy Transition**: Opportunities in electric vehicles, mining equipment for commodities, LNG infrastructure, and grid stability. * **Infrastructure**: Opportunities in energy transition investments and infrastructure bill. [1][4][5][6][7][8][9] **2. Market Performance and Outlook**: * **Strong Demand**: Sales increased by more than 20% in 2021 and double-digit growth in the first quarter of 2022. * **Supply Chain Constraints**: Challenge in meeting demand due to supply chain constraints. * **China Market**: Expected to be slightly below 2019 levels due to economic cycle and equipment purchases over the past two years. * **Recession Concerns**: No signs of slowdown in core markets, with strong demand across most sectors. [11][12][13] **3. Business Model and Innovation**: * **Autonomous Mining**: Scaling autonomous mining capabilities from 25 to 10-15 trucks, improving productivity and flexibility. * **Electrification**: Introduction of electric underground loaders and battery-powered machines for mining applications. * **Grid Modernization**: Ability to provide grid stability through reciprocating engine and gas turbine generator sets. * **Remanufacturing**: Positive impact on sustainability and cost reduction. [39][61][32][69] **4. Service and Subscription Model**: * **Service Revenue Target**: Increased confidence in reaching the $28 billion target by 2026. * **Digital Capabilities**: Investments in digital capabilities and AI to enhance service offerings. * **Customer Value Agreements (CVAs)**: 50% of sales with CVAs attached, supporting service growth. [65][66] **5. Mergers and Acquisitions (M&A)**: * **Acquisitions**: Focus on acquiring technologies and capabilities in services, sustainability, and technology. * **Divestitures**: Exiting non-profitable businesses and focusing on areas with better growth potential. [83][86] **6. Financial Performance**: * **Free Cash Flow**: Returned 101% of free cash flow to shareholders over the past three years. * **Profitability**: Met margin targets each year for the last five years, despite challenges like COVID-19. [92]

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-768 CATERPILLAR INC. (Exact name of registrant as specified in its charter) Delaware 37-0602744 (State or other jurisdicti ...

Caterpillar Inc. (NYSE:CAT) Q1 2022 Earnings Conference Call April 28, 2022 8:30 AM ET Company Participants Ryan Fiedler - Director, Investor Relations Jim Umpleby - Chairman and Chief Executive Officer Andrew Bonfield - Chief Financial Officer Kyle Epley - Vice President, Global Finance Services Rob Rengel - Senior Investor Relations Manager Conference Call Participants Rob Wertheimer - Melius Research Jamie Cook - Credit Suisse Mig Dobre - Baird Steve Volkmann - Jefferies David Raso - Evercore Tami Zakari ...

Table of Contents FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-768 CATERPILLAR INC. (Exact name of Registrant as specified in its charter) Delaware 37-0602744 (State or other jurisd ...