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中证协拟进一步规范业务相关要求 新三板主办券商执业质量有望“再升级”
Zheng Quan Ri Bao· 2025-07-01 16:47
聚焦主要修订内容,此次修订涵盖五大方面。一是调整适用范围衔接北交所管理架构。鉴于精选层已经 并入北交所管理,其相关业务尽职调查及工作底稿目录适用《保荐人尽职调查工作准则》和《保荐业务 底稿目录细则》,本次修订删除了适用"精选层"的相关内容;二是内容结构与《尽调指引》对应。其 中,《新三板挂牌推荐业务工作底稿目录》设置三部分,第一部分为主办券商尽职调查文件,第二部分 为主办券商挂牌推荐业务的记录,第三部分为申请文件及其他文件;三是聚焦中小企业发展特点,适当 简化底稿要求。相较于《保荐业务底稿目录细则》,结合《尽调指引》修订精神及新三板挂牌企业特 性,对新三板挂牌推荐业务工作底稿目录要求进行了适应性简化;四是增加新三板制度特色的核查资 料。申请挂牌公司存在挂牌同时发行、挂牌同时进入创新层的特色制度安排,本次修订增加了相关核查 的底稿要求;五是增加定向发行可转债和优先股的相关核查底稿要求。考虑到新三板定向发行可转债、 定向发行优先股已经有相应法律法规予以规范,本次修订中在《新三板股票定向发行业务工作底稿目 录》增加了定向发行可转债和优先股的相关核查底稿要求,增加目录的普适性。 (文章来源:证券日报) 为引导主办券商 ...
福莱新材: 董事会审计委员会工作细则
Zheng Quan Zhi Xing· 2025-07-01 16:30
浙江福莱新材料股份有限公司 审计委员会工作细则 第一章 总则 第一条 为健全和规范浙江福莱新材料股份有限公司(以下简称"公司" )审 计委员会议事和决策程序,提高审计委员会的工作效率和科学决策的水平,保证审 计委员会工作的顺利开展,根据《中华人民共和国公司法》 (以下简称" 《公司法》 《上市公司独立董事管理办法》 《上市公司治理准则》 《上海证券交易所股票上市规 则》等法律、法规和规范性文件,以及《浙江福莱新材料股份有限公司章程》 下简称"公司章程" )的规定,制定本工作细则。 第二条 审计委员会是董事会依据相应法律法规设立的专门工作机构,行使 《公司法》 规定的监事会的职权,负责审核公司财务信息及其披露、 监督及评估 内外部审计工作和内部控制。 第三条 审计委员会对董事会负责,依照《公司章程》和董事会授权履行职 责,审计委员会的提案应当提交董事会审议决定。 第四条 公司应当为审计委员会提供必要的工作条件,配备专门人员或者机 构承担审计委员会的工作联络、会议组织、材料准备和档案管理等日常工作。审计 委员会履行职责时,公司管理层及相关部门须给予配合。 第二章 人员组成 第五条 审计委员会成员由三名董事组成,其 ...
中央财经委会议部署六大任务,纵深推进全国统一大市场建设
Di Yi Cai Jing· 2025-07-01 13:55
Group 1 - The construction of a national unified market is essential for enhancing China's comparative advantages and scale effects, thereby increasing economic growth potential [1][2] - The new development pattern emphasizes domestic circulation as the mainstay, which involves smooth supply-demand cycles and the establishment of a unified market to boost demand and improve supply quality and resilience of industrial and supply chains [2][3] Group 2 - The Central Economic Committee has made specific deployments focusing on six key areas, including regulating low-price disorderly competition among enterprises and promoting the integration of domestic and foreign trade [2][4] - The National Development and Reform Commission (NDRC) has established guidelines to create a set of universal action rules and behavior norms for the unified market, clarifying the boundaries of power and the "bottom line" for various regions and departments [3][4] Group 3 - The automotive industry is experiencing a decline in profit margins, with projections indicating a drop to 4.3% in 2024 and further to 3.9% in the first quarter of 2025, which is below the manufacturing average [5] - The ongoing price wars and "involution" competition in the automotive sector are leading to decreased efficiency across the supply chain, which could undermine research and development capabilities and raise quality concerns [7][8] Group 4 - Multiple departments are intensifying efforts to address "involution" competition, aiming to foster effective competition, technological innovation, and market expansion [9][10] - The NDRC is committed to addressing structural issues in key industries through targeted policies and measures, promoting healthy development and quality upgrades [10][11] Group 5 - The ongoing special actions to standardize enterprise-related law enforcement are crucial for optimizing the business environment and stabilizing market expectations, which will help private enterprises to develop confidently [11][12] - The special actions have already identified over 6,200 issues and recovered significant amounts for affected enterprises, indicating a proactive approach to improving regulatory practices [12][13]
Labubu补货风暴:当“一娃难求”变成“轻松入手”,潮玩市场回归公平
Sou Hu Wang· 2025-07-01 10:27
Group 1 - The core point of the news is the successful large-scale restocking of the Labubu series by Pop Mart, which has significantly reduced the prices in the secondary market and allowed consumers to purchase at original prices, reflecting a shift towards fair pricing in the collectible toy market [1][2] - Labubu, as a leading IP of Pop Mart, generated revenue of 3 billion yuan in 2024, marking a year-on-year increase of 726% [2] - The introduction of a comprehensive restocking mechanism and purchase limits by Pop Mart has effectively curbed scalping activities, leading to a decrease in the premium prices of Labubu collectibles from 200% to 75% in the secondary market [2] Group 2 - The market sentiment has shifted from speculative buying to genuine enjoyment of collectibles, as consumers now prioritize happiness over price in their collections [3] - Despite the restocking efforts, demand for Labubu remains high, indicating ongoing pressure on the supply side for the company [2]
中央财经委员会:依法依规治理企业低价无序竞争 推动落后产能有序退出
news flash· 2025-07-01 07:06
Core Viewpoint - The meeting of the Central Financial Committee emphasizes the need to regulate low-price disorderly competition among enterprises and promote the orderly exit of backward production capacity [1] Group 1: Market Regulation - The focus is on legally and systematically addressing low-price competition among enterprises to enhance product quality [1] - There will be a standardization of government procurement and bidding processes, with an emphasis on fairness in the review of bidding results [1] Group 2: Investment and Trade - The meeting calls for the regulation of local investment attraction and the enhancement of information disclosure related to investment [1] - It aims to promote the integration of domestic and foreign trade, facilitating the transition from export to domestic sales, and nurturing high-quality enterprises in both sectors [1] Group 3: Legal and Institutional Framework - Continuous efforts will be made to carry out special actions for regulating enterprise-related law enforcement [1] - The establishment of a favorable financial and tax system, statistical accounting system, and credit system to support market unification is highlighted [1]
对党忠诚 不负人民纪检监察机关因党而生为党而战 全力护航中国式现代化行稳致远
Zhong Yang Ji Wei Guo Jia Jian Wei Wang Zhan· 2025-07-01 00:14
中央纪委国家监委网站 薛鹏 近日,江苏省盐城经济技术开发区纪检监察工委组织纪检监察干部走进新四军纪念馆开展主题党日活动,回 顾新四军浴血奋战历史,汲取奋进力量。 李珮珮 摄 湖北省武汉市武昌区纪委监委近日组织纪检监察干部参观中国共产党纪律建设历史陈列展。童晶 摄 近日,安徽省宣城市宣州区纪委监委第一党支部来到"1+1"党建共建村级党支部,为村级纪检委员送上"政治 生日"贺卡。姚骏 摄 广西壮族自治区柳州市融安县纪委监委闻"汛"而动,紧盯防汛统筹协调等关键环节开展全程监督检查。图为 日前,该县纪检监察干部在河东龙舟广场开展灾后清淤工作。覃燕 摄 习近平总书记指出,中国有了中国共产党执政,是中国、中国人民、中华民族的一大幸事。百余年来,中国 共产党紧紧依靠人民,跨过一道又一道沟坎,取得一个又一个胜利。党的十八大以来,以习近平同志为核心 的党中央以伟大的历史主动精神、巨大的政治勇气、强烈的责任担当,推动党和国家事业取得历史性成就、 发生历史性变革,中华民族伟大复兴进入不可逆转的历史进程。 纪检监察机关因党而生、为党而战。在中国共产党成立104周年之际,各级纪检监察机关坚持以习近平新时代 中国特色社会主义思想为指导, ...
华东医药: 董事会秘书工作细则
Zheng Quan Zhi Xing· 2025-06-30 16:45
华东医药股份有限公司 第一章 总则 第一条 为规范华东医药股份有限公司(以下简称"公司"或"本公司")的公司行 为,明确董事会秘书的职责权限,根据《中华人民共和国公司法》(以下简称"《公司 法》")、《中华人民共和国证券法》(以下简称《证券法》)、《深圳证券交易所股 票上市规则》(以下简称《上市规则》)、《华东医药股份有限公司章程》(以下简称 "公司章程")及其他有关规定,制定本工作细则。 第二条 董事会秘书为公司的高级管理人员,对董事会负责。法律、行政法规、部门 规章、《上市规则》及公司章程等对公司高级管理人员的有关规定,适用于董事会秘书。 第二章 任职资格 第三条 董事会秘书应当具备履行职责所必需的财务、管理、法律专业知识,具有良 好的职业道德和个人品德,并取得证券交易所颁发的董事会秘书资格证书。 第四条 有下列情形之一的人士不得担任公司董事会秘书: (一)《上市规则》第 4.3.3 条规定的不得担任上市公司董事、高级管理人员的情形; (二)最近三十六个月受到中国证券监督管理委员会(以下简称"中国证监会") 行政处罚; (三)最近三十六个月受到证券交易所公开谴责或者三次以上通报批评; (四)中国证监会、深 ...
江阴银行等3家苏南地区农商行基金销售业务被要求整改
Xin Lang Cai Jing· 2025-06-30 09:26
Core Viewpoint - Jiangsu Securities Regulatory Bureau has mandated three rural commercial banks in southern Jiangsu to rectify their fund sales operations due to identified deficiencies in their practices [1][2]. Summary by Category Regulatory Actions - Jiangsu Securities Regulatory Bureau issued warning letters to Jiangyin Rural Commercial Bank and Wuxi Rural Commercial Bank, while Jiangnan Rural Commercial Bank was ordered to make corrections [1][2]. Issues Identified - The regulatory inspections revealed issues primarily in the areas of system construction, business norms, internal controls, risk management, and information reporting [2]. Specific Findings - **Jiangyin Bank**: Lacked a risk monitoring mechanism for investor information security; internal controls were inadequate, with no clear committee for fund product approvals; some staff lacked necessary qualifications; failed to assess potential conflicts of interest; anti-money laundering reporting was insufficient [3]. - **Wuxi Bank**: Fund sales policies were not updated; risk assessments for fund products were inadequate; lacked proper management systems for online promotions; compliance personnel were not involved in product approvals; anti-money laundering reporting was insufficient [6]. - **Jiangnan Bank**: Did not establish risk assessment standards for fund products; promotional content was not reviewed for compliance; some staff lacked qualifications; failed to assess conflicts of interest; anti-money laundering reporting was insufficient [9]. Contextual Background - All three banks are rural commercial banks in southern Jiangsu, which have previously faced disciplinary actions for issues related to bond trading practices [11].
液相色谱仪等714份标准将于7月1日起实施
仪器信息网· 2025-06-30 08:35
Core Viewpoint - The implementation of 714 new standards in July 2025 highlights the importance of analytical techniques such as chromatography, mass spectrometry, and environmental monitoring in advancing various industries including agriculture, environmental protection, healthcare, and manufacturing [2][4][5]. Group 1: Instrumentation and Standards - The update of the "GB/T 9008-2024 Liquid Chromatography Terminology" reflects the need for standardized terminology in liquid chromatography, enhancing clarity and consistency in the field [3][7]. - New standards like "GB/T 45139-2024" utilize high-performance liquid chromatography (HPLC) to accurately measure harmful components in food products, ensuring food safety [4][10]. - The introduction of "HJ 1399-2024" employs triple quadrupole mass spectrometry to detect antibiotic residues in water, demonstrating advancements in environmental monitoring technologies [5][10]. Group 2: Industrial Applications - Instrumentation technologies are driving innovation in industries such as steel and automotive, with standards like "SN/T 5691-2024" ensuring the safety of automotive materials by analyzing heavy metal content [8][10]. - The application of chromatography and mass spectrometry in monitoring air quality and pollution levels is crucial for environmental governance, as seen in standards like "HJ 1392-2024" [5][10]. Group 3: Food Safety and Environmental Monitoring - The new standards are pivotal in establishing a robust ecological monitoring network, with high-sensitivity detection methods being essential for effective environmental management [5][10]. - The focus on food safety through rigorous testing standards ensures that harmful substances are monitored and controlled, safeguarding public health [4][10].
中共中央政治局召开会议 审议《党中央决策议事协调机构工作条例》 中共中央总书记习近平主持会议
证监会发布· 2025-06-30 06:23
来源:新华社 会议强调,党中央决策议事协调机构要准确把握职责定位,坚持谋大事、议大事、抓大 事,对重大工作实施更为有效的统领和协调,做到统筹不代替、到位不越位。要深入调查研 究,提升决策议事质效,提出切合实际、行之有效的政策举措。要力戒形式主义、官僚主 义,工作务求实效。 会议还研究了其他事项。 新华社北京6月30日电 中共中央政治局6月30日召开会议,审议《党中央决策议事协 调机构工作条例》。中共中央总书记习近平主持会议。 会议指出,设立党中央决策议事协调机构,是健全党中央对重大工作集中统一领导、推 动重大任务落实的重要制度安排。制定出台《党中央决策议事协调机构工作条例》,进一步 规范党中央决策议事协调机构的设立、职责和运行,对于发挥好对重大工作的顶层设计、统 筹协调、整体推进、督促落实职能作用,具有重要意义。 ...