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Deadline Alert: Red Cat Holdings, Inc. (RCAT) Investors Who Lost Money Urged To Contact Glancy Prongay & Murray LLP About Securities Fraud Lawsuit
GlobeNewswire News Room· 2025-06-06 16:00
LOS ANGELES, June 06, 2025 (GLOBE NEWSWIRE) -- Glancy Prongay & Murray LLP reminds investors of the upcoming July 22, 2025 deadline to file a lead plaintiff motion in the class action filed on behalf of investors who purchased or otherwise acquired Red Cat Holdings, Inc. (“Red Cat” or the “Company”) (NASDAQ: RCAT) securities between March 18, 2022 and January 15, 2025, inclusive (the “Class Period”). IF YOU SUFFERED A LOSS ON YOUR RED CAT INVESTMENTS, CLICK HERE TO INQUIRE ABOUT POTENTIALLY PURSUING CLAIMS ...
INVESTOR ALERT: Pomerantz Law Firm Reminds Investors with Losses on their Investment in Digimarc Corporation of Class Action Lawsuit and Upcoming Deadlines - DMRC
GlobeNewswire News Room· 2025-06-06 15:02
NEW YORK, June 06, 2025 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Digimarc Corporation (“Digimarc” or the “Company”) (NASDAQ: DMRC). Such investors are advised to contact Danielle Peyton at newaction@pomlaw.com or 646-581-9980, (or 888.4-POMLAW), toll-free, Ext. 7980. Those who inquire by e-mail are encouraged to include their mailing address, telephone number, and the number of shares purchased. The class action concerns whether Digimarc and certain of ...
DEADLINE ALERT: Faruqi & Faruqi, LLP Investigates Claims on Behalf of Investors of Organon
GlobeNewswire News Room· 2025-06-06 14:40
Faruqi & Faruqi, LLP Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered In Organon To Contact Him Directly To Discuss Their Options If you purchased or acquired securities in Organon between October 31, 2024 and April 30, 2025 and would like to discuss your legal rights, call Faruqi & Faruqi partner Josh Wilson directly at 877-247-4292 or 212-983-9330 (Ext. 1310). [You may also click here for additional information] NEW YORK, June 06, 2025 (GLOBE NEWSWIRE) -- Faruqi & Faruq ...
金融版图大变局!中央汇金成为八家公司实际控制人,将如何整合手中券商资源?
Mei Ri Jing Ji Xin Wen· 2025-06-06 14:01
这一批复的正式发布,标志着中央汇金金融版图扩容有了重大进展。2月14日晚间,中国信达、东方资 产、长城资产、中证金融公司相继发布公告称,股东拟将其持有的部分股份划转至中央汇金。划转完成 之后,中央汇金将控股这四家重要金融机构。 由于中国信达、东方资产、长城资产作为财政部控股的AMC公司持有信达证券、东兴证券、长城国瑞 等股权,中央汇金控股三家AMC公司也使得上述8家证券、基金、期货公司的实际控制人发生变更。 完成划转后,中央汇金手中券商牌照将增至7张 资料显示,中央汇金是依据《中华人民共和国公司法》,由国家出资设立的国有独资公司。2003年12 月,中央汇金成立,总部设在北京,代表国家依法行使对国有商业银行等重点金融企业出资人的权利和 义务。2007年9月,财政部发行特别国债,从中国人民银行购买中央汇金的全部股权,并将上述股权作 为对中国投资有限责任公司(以下简称中投公司)出资的一部分,注入中投公司。中央汇金的重要股东 职责由国务院行使。中央汇金董事会、监事会成员由国务院任命,对国务院负责。 2月14日晚间,随着中央汇金控股三家AMC公司的消息出炉,A股多家上市券商也发布了股权变动或权 益变动书。东兴证券、信 ...
深交所:本周本所共对80起证券异常交易行为采取了自律监管措施,涉及盘中拉抬打压、虚假申报等异常交易情形;共对14起上市公司重大事项进行核查,并上报证监会6起涉嫌违法违规案件线索。
news flash· 2025-06-06 11:01
深交所:本周本所共对80起证券异常交易行为采取了自律监管措施,涉及盘中拉抬打压、虚假申报等异 常交易情形;共对14起上市公司重大事项进行核查,并上报证监会6起涉嫌违法违规案件线索。 ...
石 头 科 技: 北京石头世纪科技股份有限公司境外发行证券及上市相关保密和档案管理工作制度
Zheng Quan Zhi Xing· 2025-06-06 10:37
Core Points - The document outlines the confidentiality and archival management system for Beijing Stone Century Technology Co., Ltd. regarding overseas securities issuance and listing [1][2] - The system aims to ensure national economic security, protect public interests, and maintain information security during the overseas issuance and listing process [1][2] Group 1: Overview of the System - The system applies to the entire process of overseas securities issuance and listing, including application, review, and listing stages [2] - It is applicable to the company and its subsidiaries, as well as the securities companies and service institutions hired for the overseas issuance and listing [2] Group 2: Compliance and Confidentiality - The company and its service providers must strictly adhere to relevant laws and regulations, enhancing awareness of confidentiality and archival management [3][4] - Any documents involving state secrets or sensitive information must be approved by the appropriate authorities before disclosure [3][4] Group 3: Document Handling and Reporting - The company must provide written explanations regarding the handling of sensitive documents to the securities companies and service institutions [4] - In case of any leaks of sensitive information, the company must take immediate remedial actions and report to relevant authorities [5] Group 4: Archival Management - Work papers generated by securities companies and service institutions must be stored within mainland China, with specific approval required for any documents to be taken abroad [5][6] - Regular self-checks on confidentiality and archival management must be conducted, with the possibility of inspections on service providers [6][7] Group 5: Legal Accountability - Violations of confidentiality laws and regulations will result in legal accountability, with potential criminal charges for serious offenses [7] - The system will be effective upon approval by the company's board of directors and will be modified as necessary [7][8]
上交所:对44起拉抬打压、虚假申报等证券异常交易行为采取了书面警示等监管措施
news flash· 2025-06-06 10:08
据上交所发布,2025年6月3日至2025年6月6日,上交所对44起拉抬打压、虚假申报等证券异常交易行为 采取了书面警示等监管措施,对7起上市公司重大事项等进行专项核查,向证监会上报涉嫌违法违规案 件线索2起。 ...
6月6日电,上交所本周对44起拉抬打压、虚假申报等证券异常交易行为采取了书面警示等监管措施,对7起上市公司重大事项等进行专项核查,向证监会上报涉嫌违法违规案件线索2起。
news flash· 2025-06-06 10:07
Core Viewpoint - The Shanghai Stock Exchange has taken regulatory measures against 44 cases of abnormal trading behaviors, including price manipulation and false declarations, and has initiated special investigations into 7 major corporate events, reporting 2 suspected illegal cases to the China Securities Regulatory Commission [1] Group 1 - The Shanghai Stock Exchange issued written warnings and other regulatory actions for 44 cases of abnormal trading activities [1] - There were 7 major corporate events that underwent special investigations by the exchange [1] - The exchange reported 2 suspected illegal activities to the China Securities Regulatory Commission [1]
严查股市“黑嘴”行为 港澳资讯被暂停新增客户3个月
Xin Lang Zheng Quan· 2025-06-06 09:45
6月6日,海南证监局披露了一则《关于对海南港澳资讯产业股份有限公司采取责令暂停新增客户措施的 决定》的公告。 公告显示,持牌证券投资咨询机构海南港澳资讯产业股份有限公司(以下简称港澳资讯)存在以下违规 事项: 一、公司未关注个别客户短期内风险承受能力评估问卷关键信息填写不一致;未妥善保存客户风险测评 变更记录;个别员工存在指导客户进行风险承受能力评估情形。 二、个别员工开立经公司认证的自媒体账号存在收取直播打赏、电商带货佣金情形;个别员工私下与第 三方平台开展与证券投资咨询服务相关业务合作。 三、部分未在中国证券业协会注册登记为证券投资顾问的员工向客户提供投资建议,通过社交平台账号 发布与提供证券投资咨询服务相关的短视频或开展直播活动;部分营销、投顾人员在业务推广过程中存 在对服务能力和过往业绩进行误导性的营销宣传、承诺收益行为;部分服务记录留痕不完善;个别投顾 人员未向客户提供姓名、从业资格等信息,或提供信息不准确;公司未准确了解个别客户身份;个别员 工存在劝导客户使用借贷资金购买投顾产品情形。 责任编辑:公司观察 四、公司主要股东发生变更未向监管部门事先备案,违反了《证券、期货投资咨询管理暂行办法》(证 ...
Open Lending Corporation Sued for Securities Law Violations - Investors Should Contact Levi & Korsinsky Before June 30, 2025 to Discuss Your Rights - LPRO
Prnewswire· 2025-06-06 09:45
Core Viewpoint - A class action securities lawsuit has been filed against Open Lending Corporation, alleging securities fraud that affected investors between February 24, 2022, and March 31, 2025 [1][2]. Group 1: Allegations of Fraud - The lawsuit claims that the defendants made false statements regarding the Company's risk-based pricing models and profit share revenue [2]. - It is alleged that the Company failed to disclose that its 2021 and 2022 vintage loans had significantly depreciated in value compared to their outstanding loan balances [2]. - The complaint also states that the defendants misrepresented the underperformance of the Company's 2023 and 2024 vintage loans, leading to materially misleading statements about the Company's business and prospects [2]. Group 2: Legal Process and Participation - Investors who suffered losses during the specified timeframe have until June 30, 2025, to request appointment as lead plaintiff, although participation in any recovery does not require this role [3]. - Class members may be entitled to compensation without incurring any out-of-pocket costs or fees, with no obligation to participate [3]. Group 3: Firm Background - Levi & Korsinsky, LLP has a history of securing hundreds of millions of dollars for shareholders and is recognized as one of the top securities litigation firms in the United States [4].