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严查股市“黑嘴”行为 港澳资讯被暂停新增客户3个月
Xin Lang Zheng Quan· 2025-06-06 09:45
6月6日,海南证监局披露了一则《关于对海南港澳资讯产业股份有限公司采取责令暂停新增客户措施的 决定》的公告。 公告显示,持牌证券投资咨询机构海南港澳资讯产业股份有限公司(以下简称港澳资讯)存在以下违规 事项: 一、公司未关注个别客户短期内风险承受能力评估问卷关键信息填写不一致;未妥善保存客户风险测评 变更记录;个别员工存在指导客户进行风险承受能力评估情形。 二、个别员工开立经公司认证的自媒体账号存在收取直播打赏、电商带货佣金情形;个别员工私下与第 三方平台开展与证券投资咨询服务相关业务合作。 三、部分未在中国证券业协会注册登记为证券投资顾问的员工向客户提供投资建议,通过社交平台账号 发布与提供证券投资咨询服务相关的短视频或开展直播活动;部分营销、投顾人员在业务推广过程中存 在对服务能力和过往业绩进行误导性的营销宣传、承诺收益行为;部分服务记录留痕不完善;个别投顾 人员未向客户提供姓名、从业资格等信息,或提供信息不准确;公司未准确了解个别客户身份;个别员 工存在劝导客户使用借贷资金购买投顾产品情形。 责任编辑:公司观察 四、公司主要股东发生变更未向监管部门事先备案,违反了《证券、期货投资咨询管理暂行办法》(证 ...
Open Lending Corporation Sued for Securities Law Violations - Investors Should Contact Levi & Korsinsky Before June 30, 2025 to Discuss Your Rights - LPRO
Prnewswire· 2025-06-06 09:45
Core Viewpoint - A class action securities lawsuit has been filed against Open Lending Corporation, alleging securities fraud that affected investors between February 24, 2022, and March 31, 2025 [1][2]. Group 1: Allegations of Fraud - The lawsuit claims that the defendants made false statements regarding the Company's risk-based pricing models and profit share revenue [2]. - It is alleged that the Company failed to disclose that its 2021 and 2022 vintage loans had significantly depreciated in value compared to their outstanding loan balances [2]. - The complaint also states that the defendants misrepresented the underperformance of the Company's 2023 and 2024 vintage loans, leading to materially misleading statements about the Company's business and prospects [2]. Group 2: Legal Process and Participation - Investors who suffered losses during the specified timeframe have until June 30, 2025, to request appointment as lead plaintiff, although participation in any recovery does not require this role [3]. - Class members may be entitled to compensation without incurring any out-of-pocket costs or fees, with no obligation to participate [3]. Group 3: Firm Background - Levi & Korsinsky, LLP has a history of securing hundreds of millions of dollars for shareholders and is recognized as one of the top securities litigation firms in the United States [4].
前5月私募证券产品备案数量同比增45%
news flash· 2025-06-06 07:14
私募排排网最新数据显示,截至5月31日,今年以来累计备案私募证券产品达4361只(包括私募自主发行 和担任投顾的产品),较去年同期实现45.03%的显著增长。其中,5月单月备案私募证券产品数量达到 870只,同比增幅高达77.19%,显示出行业强劲的发展势头。从策略分布来看,股票策略仍占据绝对主 导地位。(中证金牛座) ...
应收账款类资产证券化市场分析报告
Da Gong Guo Ji· 2025-06-06 07:08
- The report focuses on the analysis of accounts receivable securitization products, highlighting their dominant position in the market in 2024, with a total issuance of 571 deals and a scale of 4,385.82 billion yuan, accounting for 25.53% of the enterprise ABS and ABN market share[2][3][5] - The products are primarily issued by central state-owned enterprises (SOEs), which accounted for 54.31% of the issuance scale in 2024, with the construction industry being the main sector, contributing 29.88% of the issuance scale[7][8] - The innovation in 2024 includes the issuance of the first engineering machinery accounts receivable ABS, the first separated guarantee asset transfer ABS, and the first foreign currency-denominated overseas asset ABN, showcasing advancements in structure design, policy alignment, and internationalization[16][17][18][20] - The first engineering machinery accounts receivable ABS, issued by Guangxi Liugong Machinery Co., Ltd., embedded advanced manufacturing assets into insurance ABS, aligning with the "Made in China" strategy and supporting high-end manufacturing[17] - The first separated guarantee asset transfer ABS, issued in December 2024, introduced a design that enhances asset liquidity through guarantee credit enhancement and asset isolation, addressing cash flow issues for SMEs and enabling banks to reduce capital occupation[18] - The first foreign currency-denominated overseas asset ABN, issued by XCMG Group, represents a significant step in the internationalization of Chinese enterprises, with a total issuance scale of 39.26 billion yuan and priority asset ratings of AAAsf[20] - The accounts receivable securitization products in 2024 maintained a low weighted average issuance rate of 2.45%, with the lowest rate at 1.79% and the highest at 4.79%, reflecting the overall loose interest rate environment and policy support for supply chain finance[6][9][10] - The products were predominantly short-term, with 62.04% of the issuance scale having a maturity of one year or less, which aligns with the market preference for high-rated, short-term products[10][11] - The secondary market for accounts receivable securitization products was active, with a total transaction volume of 2,884.26 billion yuan and 7,356 transactions, making it the most traded asset class in the ABS market[12][15]
国瑞科技刚“摘帽”即有股东拟减不超3%股份,公司财报曾作假,净利润连续多年为负
Shen Zhen Shang Bao· 2025-06-06 06:57
Core Viewpoint - Guorui Technology (300600) is undergoing significant changes, including a planned share reduction by a major shareholder and recent financial challenges, which may impact its future performance and investor sentiment [1][2][3][4] Shareholder Actions - Major shareholder Gong Ruiliang plans to reduce his stake by up to 8.83 million shares, representing 3% of the total share capital, within three months starting from June 27, 2025 [1] - The reduction will occur through centralized bidding and block trading, with a limit of 1% through centralized bidding and 2% through block trading [1] - The reason for the reduction is to meet performance commitment compensation and funding needs [1] Regulatory and Legal Issues - The company received an administrative penalty from the China Securities Regulatory Commission (CSRC) for participating in a false self-circulation business, leading to a change in its stock designation from "Guorui Technology" to "ST Ruike" [2] - The company has corrected prior accounting errors and adjusted financial statements for 2020 to 2023 [2] - There are ongoing investor lawsuits related to securities false statements, with five cases filed totaling approximately 825,063.2 yuan, and the company has estimated potential compensation losses of 7.76 million yuan [3] Financial Performance - In 2024, Guorui Technology reported revenue of 278 million yuan, a year-on-year increase of 41.49%, but still posted a net loss of 38 million yuan, a decrease of 64.56% compared to the previous year [4] - For Q1 2025, the company achieved total revenue of 56.28 million yuan, a 5.30% increase year-on-year, but incurred a net loss of 4.56 million yuan, compared to a profit of 0.07 million yuan in the same period last year [4] - The company continues to face significant challenges in profitability, with net profits remaining negative for several consecutive years [4]
赵雁英对RWA新赛道的解析
Sou Hu Cai Jing· 2025-06-06 03:55
被称为"区块链技术实体运用倡导者"和"世界级区块链技术叙述性写手",发表近百篇专业论文,多数成 为行业范文。 2017年后,她深入解析区块链技术成长路径,并关注行业乱象治理。 RWA赛道代表将现实世界资产通过区块链技术进行代币化的应用领域,旨在实现资产的数字化、流动 化和去中心化交易。 以下是具体解析: 核心定义 RWA(Real World Assets)即真实世界资产,包括房地产、股票、债券、商品等传统金融资产。通过区 块链技术将这些资产代币化,形成数字资产或智能合约,从而在DeFi平台进行交易、借贷等操作。 技术优势 赵雁英在区块链领域具有专业影响力,近期小编有幸采访了她,她对RWA做了相对专业的解析。希望 能给行业一点启示、她说; 应用场景 涵盖房地产、股票、债券、商品等领域的代币化,例如将房产转化为数字资产,或将企业债券拆分为可 交易的代币。 发展目标 未来主要方向包括稳定收益代币化、资产证券化升级,以及与政府监管的结合,确保合规性与市场稳定 性。 代表币种 市场中较受关注的代表币包括ONDO币,已上线多个交易所,但需注意不同币种风险差异。 总结 :RWA赛道通过区块链技术革新传统资产交易方式,为投 ...
法庭文件显示:美国证券交易委员会与马斯克达成一致,马斯克直到7月18日之前都有时间来回应监管机构就其延迟披露推特持股情况提起的民事诉讼,而不是原定的6月6日。
news flash· 2025-06-05 17:20
Core Viewpoint - The U.S. Securities and Exchange Commission (SEC) has reached an agreement with Elon Musk, allowing him until July 18 to respond to the civil lawsuit regarding his delayed disclosure of Twitter stock holdings, extending the original deadline of June 6 [1] Group 1 - The SEC's civil lawsuit pertains to Musk's failure to timely disclose his ownership stake in Twitter [1] - The new deadline for Musk's response is set for July 18, providing him additional time to address the allegations [1] - This agreement indicates ongoing regulatory scrutiny of Musk's financial disclosures and compliance with securities laws [1]
LPRO LAWSUIT ALERT: Levi & Korsinsky Notifies Open Lending Corporation Investors of a Class Action Lawsuit and Upcoming Deadline
GlobeNewswire News Room· 2025-06-05 17:08
NEW YORK, June 05, 2025 (GLOBE NEWSWIRE) -- Levi & Korsinsky, LLP notifies investors in Open Lending Corporation ("Open Lending Corporation" or the "Company") (NASDAQ: LPRO) of a class action securities lawsuit. CLASS DEFINITION: The lawsuit seeks to recover losses on behalf of Open Lending Corporation investors who were adversely affected by alleged securities fraud between February 24, 2022 and March 31, 2025. Follow the link below to get more information and be contacted by a member of our team: https:// ...
奥浦迈: 国泰海通证券股份有限公司关于上海奥浦迈生物科技股份有限公司本次交易符合《关于加强证券公司在投资银行类业务中聘请第三方等廉洁从业风险防控的意见》的相关规定的核查意见
Zheng Quan Zhi Xing· 2025-06-05 16:17
Group 1 - The independent financial advisor, Guotai Junan Securities Co., Ltd., conducted a review of Shanghai Aopumai Biotechnology Co., Ltd.'s acquisition and financing activities, confirming compliance with the relevant regulations [1][2] - The review found no instances of direct or indirect paid hiring of third parties by the independent financial advisor during the financial advisory process for the merger and acquisition [1][2] - The hiring of third-party institutions and individuals by the listed company was deemed legal and compliant with the regulations set forth by the China Securities Regulatory Commission [2] Group 2 - The listed company did not engage in any other direct or indirect paid hiring of third-party institutions or individuals beyond those mentioned [2] - The independent financial advisor's review opinion aligns with the regulations regarding the hiring of third parties in investment banking activities [2]
山西省新能源知识产权运营中心成立 打造能源革命知识产权新引擎
Zhong Guo Xin Wen Wang· 2025-06-05 15:17
Core Viewpoint - The establishment of the Shanxi Province New Energy Intellectual Property Operation Center aims to address the challenges of transforming innovative results in the new energy sector and to facilitate high-quality development of the new energy industry in Shanxi Province [1][3]. Group 1: Center Establishment and Objectives - The center is jointly built by Taiyuan University of Technology, Taiyuan Zhongbei High-tech Zone, Shanxi Provincial Trading Group, and Zhongzhi (Shanxi) Company, integrating resources from government, industry, academia, and finance to create a comprehensive service system [3]. - The center will form a new energy patent technology alliance, establish a patent sharing pool and cross-licensing mechanism, and conduct patent navigation for 14 industrial clusters including photovoltaics and hydrogen energy [3]. Group 2: Services and Innovations - The center aims to activate "dormant patents" from universities and research institutions, providing one-stop services for evaluation and financing, and innovatively introducing financial tools such as intellectual property securitization (ABS) [3]. - It will closely link with manufacturing pilot platforms to accelerate the industrialization of core technologies such as hydrogen storage and transportation, and perovskite photovoltaics, offering comprehensive support for risk prevention and financial empowerment [3]. Group 3: Launch and Technology Showcase - The "Intellectual Property Becomes Assets" initiative was launched, with the first intellectual property securitization project successfully signed [4]. - A technology roadshow showcased eight cutting-edge technologies from institutions like Meijin Energy, Tsinghua University Shanxi Research Institute, and Taiyuan University of Technology, highlighting the innovative vitality in Shanxi's new energy sector [4].