Compliance Program
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People Moves: Hightower Hires Compliance Head from Edelman
Yahoo Finance· 2026-01-12 19:38
You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. Hightower Hires Compliance Head from Edelman Hightower Advisors, the Chicago-based registered investment advisor with $350.3 billion in client assets, has hired Bob Lavigne from Edelman Financial Engines to be chief compliance officer of parent firm Hightower Holdings. In the newly created role, Lavigne will spearhead the firm’s compliance program, regulatory strategy and risk governance for it ...
X @CZ 🔶 BNB
CZ 🔶 BNB· 2025-10-23 19:46
RT Teresa Goody Guillén (@teresagoody)Facts Matter: @cz_binance was rightfully pardoned by @POTUS for a single charge of failure to have an effective compliance program. NO fraud, NO victims, NO criminal history. NO money laundering.CZ is the first and only known first-time offender in U.S. history to receive a prison sentence for this single, non-fraud-related charge. The judge found NO evidence that he knew of any illicit transactions and that it was reasonable for him to believe there were no illicit fun ...