Compliance Program
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People Moves: Hightower Hires Compliance Head from Edelman
Yahoo Finance· 2026-01-12 19:38
Group 1: Hightower Advisors - Hightower Advisors has appointed Bob Lavigne as the chief compliance officer for Hightower Holdings, overseeing compliance, regulatory strategy, and risk governance [2][3] - Lavigne previously served as vice president and chief compliance officer at Edelman Financial Engines, which manages over $308 billion in client assets [4] - Hightower CEO Larry Restieri emphasized Lavigne's experience in navigating regulatory environments as crucial for the firm's growth and modernization of its compliance program [5] Group 2: LPL Financial - LPL Financial has hired Ilan Davidovici as executive vice president of corporate strategy in a newly created role aimed at identifying growth opportunities [5][6] - Davidovici previously worked at Edward Jones, where he managed client and branch experience for over six years, and has held leadership positions at Salesforce and Deloitte [7]
X @CZ 🔶 BNB
CZ 🔶 BNB· 2025-10-23 19:46
RT Teresa Goody Guillén (@teresagoody)Facts Matter: @cz_binance was rightfully pardoned by @POTUS for a single charge of failure to have an effective compliance program. NO fraud, NO victims, NO criminal history. NO money laundering.CZ is the first and only known first-time offender in U.S. history to receive a prison sentence for this single, non-fraud-related charge. The judge found NO evidence that he knew of any illicit transactions and that it was reasonable for him to believe there were no illicit fun ...