Core Points - The Northern Lights Fund Trust IV has authorized the orderly liquidation of the Focus Equity ETF due to sustained underperformance and inability to attract sufficient investment assets [1] - The last day of trading for the Fund's shares will be November 17, 2025, which will also be the last day for accepting creation units from authorized participants [2] - The Fund is expected to cease operations and liquidate its assets by November 24, 2025, with shareholders receiving cash at the net asset value of their shares on that date [3][4] Fund Operations - Shareholders can sell their holdings before the Closing Date, but there may be limited market availability for the Fund's shares during the liquidation process [2][3] - The Fund will increase its cash holdings prior to the liquidation date, which may affect its ability to track its investment objective as defined in the Prospectus [3] - The liquidation cash distribution will be treated as payment for shares, and it may be a taxable event for shareholders [4] Company Background - Sterling Capital Management LLC, founded in 1970, is the investment adviser for the Fund and provides various investment advisory services [5][6] - The Fund is distributed by Northern Lights Distributors, LLC, which is not affiliated with Sterling Capital Management [6]

Core Viewpoint - Tidal Investments LLC has decided to close and liquidate the ATAC US Rotation ETF after receiving approval from the Fund's Board of Trustees [1] Fund Closure Details - The Fund will stop trading on the NYSE Arca, Inc. at market close on October 20, 2025, and shareholders are advised to sell their shares before this date [2] - After trading ceases, remaining shareholders will have their shares automatically redeemed for cash based on the Fund's net asset value (NAV) as of the liquidation date, October 24, 2025 [3] - The Fund may hold higher levels of cash and deviate from its stated investment objective during the wind-down period to prepare for liquidation [3] Termination Process - Following the distribution of proceeds, the Fund will officially terminate [4] Company Background - Tidal Financial Group is focused on revolutionizing ETF development, marketing, and sales, providing a comprehensive suite of services and proprietary tools to enhance growth potential in the ETF space [5]