These investment firms focus on start-ups or relatively young companies, seeking to make exceptional returns, potentially leading to an IPO. https://t.co/CkKAKziVFM ...

Regulatory Compliance & Risk Management - Pre-trade controls are widely integrated into investment firms' trading and risk management systems across the EU [1] - Implementation and governance practices related to pre-trade controls are often divergent and not always robust within investment firms [1] Industry Practices - Investment firms are actively using pre-trade controls [1]