Core Viewpoint - Brompton Funds Limited announced the approval of a merger between Symphony Floating Rate Senior Loan Fund and Brompton Wellington Square Investment Grade CLO ETF, with 98.9% of unitholders voting in favor of the resolution [1]. Group 1: Merger Details - The Fund will merge into the ETF, which is listed on the Toronto Stock Exchange under tickers BBBB and BBBB.U, with the ETF being the continuing fund [1][2]. - The merger is scheduled to occur on or about January 13, 2026, pending regulatory approval [1]. - Unitholders will receive CAD and USD units of the ETF based on the net asset value of the respective classes [2]. Group 2: Investment Objectives and Strategies - The ETF aims to provide high monthly income and capital preservation through investments in primarily investment grade rated collateralized loan obligations (CLOs) rated BBB- or higher [3]. - The ETF will hedge most of its direct foreign currency exposure back to the Canadian dollar for CAD Units, while USD Units will not have this hedge [3]. Group 3: Benefits of the Merger - The merger is expected to offer several benefits to unitholders, including trading closer to net asset value, higher credit quality, lower management expense ratio, elimination of borrowing, continued focus on high distributions, reduced bid/ask spread, and increased trading liquidity [4][9]. Group 4: Redemption Options - An accelerated annual redemption option will be available to unitholders on December 30, 2025, with proceeds paid by January 9, 2026 [6]. - Unitholders must submit their redemption requests by 5:00 p.m. Toronto time on December 1, 2025 [6]. Group 5: Company Background - Brompton Funds, established in 2000, is an experienced investment fund manager focusing on income and growth-oriented investment solutions, including ETFs and other TSX-traded investment funds [7].