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Eason Technology Limited Announces Receipt of a Warning Letter from NYSE American
Prnewswire· 2026-01-16 19:00
Core Viewpoint - Eason Technology Limited has received a warning letter from NYSE American for non-compliance with Section 401(a) of the NYSE American Company Guide regarding the timely disclosure of material information [1][2]. Group 1: Compliance Issues - The warning letter pertains to the Company's failure to disclose material information in a timely manner, specifically related to a Form 6-K filed on January 9, 2026, which disclosed significant transactions that occurred on December 16, 2025, and December 29, 2025 [2]. - Section 401(a) of the Company Guide mandates immediate public disclosure of all material information and requires notification to the Exchange at least ten minutes prior to such announcements made between 7:00 A.M. and 4:00 P.M. Eastern Time [2]. Group 2: Company Response - Eason Technology acknowledges the Exchange's concerns and is implementing measures to improve its procedures for disseminating material information to ensure future compliance with the Company Guide [3]. - The Company is publicly disclosing the warning letter in accordance with Section 401(j) of the Company Guide [3]. Group 3: Company Overview - Eason Technology Limited is involved in real estate operation management and investment, as well as digital technology security business in Hong Kong, China [4].