broker-dealer
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X @CoinMarketCap
CoinMarketCap· 2026-08-07 13:25
LATEST: 🇺🇸 Wintermute registered its US affiliate as a broker-dealer with the SEC and FINRA, letting it trade equities, act as an Authorized Participant for ETPs, and self-clear digital asset securities. https://t.co/mEriQN7o6U ...
X @Wu Blockchain
Wu Blockchain· 2026-08-06 21:00
Wintermute Registers as U.S. Broker-Dealer, Targets Wall Street Market-Making GiantsThe Wall Street Journal reported that Wintermute’s U.S. arm has registered as a broker-dealer, bringing it under FINRA and SEC oversight and making it eligible to seek designated market-maker status on exchanges including the New York Stock Exchange and Nasdaq. The firm plans to begin trading in crypto-related markets such as commodities and digital-asset ETFs, before expanding into tokenized equities if permitted by U.S. re ...