Core Viewpoint - Eason Technology Limited has received a warning letter from NYSE American for non-compliance with Section 401(a) of the NYSE American Company Guide regarding the timely disclosure of material information [1][2]. Group 1: Compliance Issues - The warning letter pertains to the Company's failure to disclose material information in a timely manner, specifically related to a Form 6-K filed on January 9, 2026, which disclosed significant transactions that occurred on December 16, 2025, and December 29, 2025 [2]. - Section 401(a) of the Company Guide mandates immediate public disclosure of all material information and requires notification to the Exchange at least ten minutes prior to such announcements made between 7:00 A.M. and 4:00 P.M. Eastern Time [2]. Group 2: Company Response - Eason Technology acknowledges the Exchange's concerns and is implementing measures to improve its procedures for disseminating material information to ensure future compliance with the Company Guide [3]. - The Company is publicly disclosing the warning letter in accordance with Section 401(j) of the Company Guide [3]. Group 3: Company Overview - Eason Technology Limited is involved in real estate operation management and investment, as well as digital technology security business in Hong Kong, China [4].

Core Viewpoint - Eason Technology Limited has announced the acquisition of a commercial real property in Hubei, China, for approximately RMB 24,629,000 (around US$3.5 million) and plans to issue a significant number of shares as part of the transaction [1][2]. Group 1: Acquisition Details - The acquisition involves a purchase agreement dated December 16, 2025, with a total purchase price of approximately RMB 24,629,000 (around US$3.5 million) [1]. - The company will issue 63,600,000,000 Class A ordinary shares as consideration for the acquisition, with a par value of US$0.00005 per share [2]. - The closing of the acquisition is contingent upon receiving approval from the New York Stock Exchange (NYSE) and meeting customary closing conditions [2]. Group 2: Securities Offering - On December 29, 2025, the company entered into a securities purchase agreement to sell up to 300,000 units, each consisting of 60,000 shares and one warrant to purchase 60,000 shares, at a price of US$3.00 per unit, aiming for gross proceeds of up to US$900,000 [3]. - The net proceeds from the offering are intended for working capital and general corporate purposes [4]. - The closing of the offering is also subject to NYSE approval and customary closing conditions [4]. Group 3: Company Background - Eason Technology Limited is engaged in real estate operation management and investment, as well as digital technology security business in Hong Kong and China [5]. - The company previously operated as a licensed microfinance lender in Hubei Province but has suspended loan offerings since 2020 [5].

Core Viewpoint - Eason Technology Limited is currently not in compliance with NYSE American's continued listing standards due to a failure to timely file its semi-annual financial information for the period ended June 30, 2025, by the due date of December 31, 2025 [1][2]. Group 1: Compliance and Filing Issues - The company received a notice from NYSE Regulation regarding its non-compliance with listing standards due to the delinquent filing of its Interim Report [1]. - NYSE American will monitor the company's status for a six-month Initial Cure Period until June 30, 2026, during which the company must rectify the filing delinquency [2]. - If the company fails to cure the delinquency within the Initial Cure Period, it may be granted an Additional Cure Period of up to six months, but failure to comply could lead to suspension and delisting procedures [2][3]. Group 2: Company Operations - The company attributed the delay in filing to challenges in completing its financial statements for the half year ended June 30, 2025, and is making efforts to file the Interim Report as soon as possible [3]. - The delinquency notice does not have an immediate impact on the listing of the company's American Depositary Shares (ADSs), which will continue to be traded on NYSE American during the cure period, provided other listing requirements are met [4]. Group 3: Company Background - Eason Technology Limited is involved in real estate operation management and investment, as well as digital technology security in Hong Kong, China [5]. - The company previously operated as a licensed microfinance lender in Hubei Province, China, but has suspended loan offerings since 2020 [5].

Core Viewpoint - Eason Technology Limited has issued 33,333 American Depository Shares to management and employees under its 2025 equity incentive plan, reflecting confidence in the company's strategy and progress [1][2]. Company Overview - Eason Technology Limited operates in real estate operation management and investment, as well as digital technology security business in Hong Kong, China [2]. Equity Incentive Plan - The company issued shares representing 60,000 class A ordinary shares each, with a par value of $0.00005 per share, under the 2025 equity incentive plan adopted on December 13, 2024, and approved by shareholders on January 10, 2025 [1]. - All incentive shares are subject to a one-year restriction period, expiring on October 6, 2026 [1]. Management Confidence - The CEO, Longwen (Stanley) He, expressed satisfaction that management and core staff have chosen to retain their shares, indicating their confidence in the company's strategy and progress [2].

Core Viewpoint - Eason Technology Limited has filed its annual report on Form 20-F for the fiscal year ended December 31, 2024, and has regained compliance with NYSE American regulations [1][3]. Group 1: Company Compliance and Reporting - The company filed its annual report with the SEC on September 24, 2025, and confirmed compliance with Section 1007 of the NYSE American Company Guide [1]. - A hard copy of the annual report, which includes audited consolidated financial statements, will be provided free of charge to shareholders and ADS holders upon request [2]. - The audited financial statements for the year ended December 31, 2024, included an audit opinion with a going concern emphasis of matter paragraph, as required by NYSE American Company Guide Section 610(b) [3]. Group 2: Company Background - Eason Technology is engaged in real estate operation management and investment, as well as digital technology security business in Hong Kong, China [4]. - The company previously operated as a licensed microfinance lender in Hubei Province, China, but has suspended loan offerings since 2020 [4].

Core Points - Eason Technology Limited filed its annual report on Form 20-F for the fiscal year ended December 31, 2024, with the SEC on September 24, 2025 [1] - The annual report includes audited consolidated financial statements and is available on the SEC's website and the Company's investor relations website [1] - The Company offers hard copies of the annual report free of charge to shareholders and ADS holders upon request [1] Company Overview - Eason Technology is engaged in real estate operation management and investment, as well as digital technology security business in Hong Kong, China [2] - The Company was previously a licensed microfinance lender serving individuals and SMEs in Hubei Province, China, but has suspended loan offerings since 2020 [2]

Core Viewpoint - Eason Technology Limited is currently not in compliance with NYSE American listing standards due to the failure to timely file its 2024 Form 20-F, which was due by May 15, 2025 [1][3]. Group 1: Compliance and Filing Status - The company received a notice from NYSE Regulation regarding its non-compliance with continued listing standards [1]. - The company is subject to a six-month Initial Cure Period until November 15, 2025, to rectify the Filing Delinquency [2]. - If the company fails to cure the delinquency within the Initial Cure Period, it may be granted an Additional Cure Period of up to six months, or face suspension and delisting procedures [2]. Group 2: Reasons for Filing Delay - The company cited delays in completing its financial statements for the period ended December 31, 2024, as the reason for not filing the 2024 Form 20-F on time [3]. - The company is making efforts to file the 2024 Form 20-F as soon as possible within the Initial Cure Period, but there is no assurance of regaining compliance [3]. Group 3: Impact on Trading - The delinquency notice does not have an immediate impact on the listing of the company's American Depositary Shares (ADSs), which will continue to be traded on NYSE American during the cure period [4]. Group 4: Company Overview - Eason Technology Limited is engaged in real estate operation management and investment, as well as digital technology security business in Hong Kong, China [5].