Group 1 - Netcapital Inc. has entered into agreements for the purchase and sale of 641,712 shares of common stock at a price of $4.675 per share in a registered direct offering [1][3] - The offering is expected to generate approximately $3 million in gross proceeds, with an additional potential of $2.9 million from unregistered short-term warrants if fully exercised [3][4] - The company intends to use the net proceeds for the repayment of certain outstanding promissory notes and for general working capital purposes [3] Group 2 - H.C. Wainwright & Co. is acting as the exclusive placement agent for the offering [2] - The common stock is being offered under a "shelf" registration statement that was declared effective by the SEC on October 26, 2022 [4] - The unregistered short-term warrants are being offered in a private placement under Section 4(a)(2) of the Securities Act and have not been registered under the Securities Act or applicable state securities laws [5] Group 3 - Netcapital Inc. is a fintech company that provides a platform for private companies to raise capital online and offers private equity investment opportunities to investors [7] - The company's consulting group, Netcapital Advisors, provides marketing and strategic advice and takes equity positions in select companies [7] - The company's funding portal and broker-dealer are both registered with the SEC and are members of FINRA [7]

Group 1 - The company, Netcapital Inc., closed a registered direct offering for the purchase and sale of 714,286 shares of common stock at a price of $7.00 per share, generating approximately $5 million in gross proceeds [1][3] - In a concurrent private placement, the company issued unregistered short-term warrants to purchase up to 714,286 shares at an exercise price of $6.88 per share, potentially adding up to $4.9 million in gross proceeds if fully exercised [1][3] - The net proceeds from the offering will be used for the repayment of certain outstanding promissory notes and for general working capital purposes [3] Group 2 - H.C. Wainwright & Co. acted as the exclusive placement agent for the offering [2] - The common stock was offered under a "shelf" registration statement that was declared effective by the SEC on October 26, 2022 [4] - The unregistered short-term warrants were offered in a private placement under Section 4(a)(2) of the Securities Act and have not been registered under the Securities Act or applicable state securities laws [5] Group 3 - Netcapital Inc. is a fintech company that provides a scalable technology platform for private companies to raise capital online and offers private equity investment opportunities to investors [7] - The company's consulting group, Netcapital Advisors, provides marketing and strategic advice and takes equity positions in select companies [7] - The company's funding portal is registered with the SEC and is a member of FINRA, and its broker-dealer is also registered with the SEC and a member of FINRA [7]

Summary of Prospect Capital Corporation's Extraordinary General Meeting Company Overview - **Company**: Prospect Capital Corporation (PSEC) - **Meeting Date**: June 17, 2025 - **Key Participants**: - Isaac (President, COO, and Director) - Kristin Van Daske (CFO and Secretary) - Geraldine Lipman (Representative of Quinity Trust Company) - John Butcher (Representative of EQ Fund Solutions, Inspector of Election) [1][2] Core Proposal - **Proposal**: Authorization for the corporation to sell shares of its common stock over the next twelve months at prices below the current net asset value per share, subject to conditions: - The number of shares sold on any given date must not exceed 25% of the outstanding common stock immediately prior to the sale [2][9]. Voting Process - **Quorum**: A majority of shares represented at the meeting constituted a quorum, with 320,175,728 shares present out of a total of 516,682,118 shares entitled to vote [5][6]. - **Voting Results**: - Total votes for the proposal (including affiliated and unaffiliated shares): 261,473,100 votes for, 49,032,813 votes against, and 9,669,784 abstentions. - Total votes for the proposal (excluding affiliated shares): 138,126,815 votes for, 49,032,813 votes against, and 9,669,784 abstentions [10][11]. Approval of Proposal - The proposal was declared duly adopted and approved based on the voting results [11]. Additional Notes - The meeting included a formal business segment followed by a question-and-answer session, which concluded without any questions from stockholders [12]. - The meeting was adjourned after thanking the participants and teams involved in the process [12].

Core Viewpoint - Patriot National Bancorp, Inc. has successfully completed a registered direct offering of 8,524,160 shares at a price of $1.25 per share, raising gross proceeds of $10,655,200, which strengthens the bank's capital base and enhances its strategic objectives [1][3]. Group 1: Offering Details - The registered direct offering follows a previous private placement on March 20, 2025, which raised over $50 million from accredited investors [2]. - The shares were offered under a shelf registration statement on Form S-3, effective since May 22, 2025 [3]. Group 2: Management Commentary - Steven Sugarman, President of Patriot National Bancorp, expressed satisfaction with the strong investor interest and emphasized the importance of the offering in reinforcing the bank's balance sheet and operational flexibility [3]. Group 3: Advisory and Legal Counsel - Performance Trust Capital Partners, LLC acted as the capital markets adviser, while Blank Rome LLP and Robinson & Cole LLP served as legal counsel for the company [4].