Bank holding company Financial Institutions (NASDAQ:FISI) announced on Monday a share repurchase program for up to 1,006,379 shares of common stock. The maximum shares to be repurchased represent ~5% of the company's outstanding stock. Effective September 18, the new buyback authorization ...

SAN DIEGO, CA / ACCESS Newswire / September 11, 2025 / Revelation Biosciences, Inc. (NASDAQ:REVB) (the "Company" or "Revelation"), a clinical-stage life sciences company focused on rebalancing inflammation, announced today the entry into a definitive agreement for the immediate exercise of certain outstanding warrants to purchase up to an aggregate of 4,355,000 shares of common stock, issued by the Company on May 29, 2025 (the "Existing Warrants"), at the existing exercise price of $2.20 per share. The shar ...

Group 1 - Netcapital Inc. has entered into agreements for the purchase and sale of 641,712 shares of common stock at a price of $4.675 per share in a registered direct offering [1][3] - The offering is expected to generate approximately $3 million in gross proceeds, with an additional potential of $2.9 million from unregistered short-term warrants if fully exercised [3][4] - The company intends to use the net proceeds for the repayment of certain outstanding promissory notes and for general working capital purposes [3] Group 2 - H.C. Wainwright & Co. is acting as the exclusive placement agent for the offering [2] - The common stock is being offered under a "shelf" registration statement that was declared effective by the SEC on October 26, 2022 [4] - The unregistered short-term warrants are being offered in a private placement under Section 4(a)(2) of the Securities Act and have not been registered under the Securities Act or applicable state securities laws [5] Group 3 - Netcapital Inc. is a fintech company that provides a platform for private companies to raise capital online and offers private equity investment opportunities to investors [7] - The company's consulting group, Netcapital Advisors, provides marketing and strategic advice and takes equity positions in select companies [7] - The company's funding portal and broker-dealer are both registered with the SEC and are members of FINRA [7]

Group 1 - The company, Netcapital Inc., closed a registered direct offering for the purchase and sale of 714,286 shares of common stock at a price of $7.00 per share, generating approximately $5 million in gross proceeds [1][3] - In a concurrent private placement, the company issued unregistered short-term warrants to purchase up to 714,286 shares at an exercise price of $6.88 per share, potentially adding up to $4.9 million in gross proceeds if fully exercised [1][3] - The net proceeds from the offering will be used for the repayment of certain outstanding promissory notes and for general working capital purposes [3] Group 2 - H.C. Wainwright & Co. acted as the exclusive placement agent for the offering [2] - The common stock was offered under a "shelf" registration statement that was declared effective by the SEC on October 26, 2022 [4] - The unregistered short-term warrants were offered in a private placement under Section 4(a)(2) of the Securities Act and have not been registered under the Securities Act or applicable state securities laws [5] Group 3 - Netcapital Inc. is a fintech company that provides a scalable technology platform for private companies to raise capital online and offers private equity investment opportunities to investors [7] - The company's consulting group, Netcapital Advisors, provides marketing and strategic advice and takes equity positions in select companies [7] - The company's funding portal is registered with the SEC and is a member of FINRA, and its broker-dealer is also registered with the SEC and a member of FINRA [7]

Summary of Prospect Capital Corporation's Extraordinary General Meeting Company Overview - **Company**: Prospect Capital Corporation (PSEC) - **Meeting Date**: June 17, 2025 - **Key Participants**: - Isaac (President, COO, and Director) - Kristin Van Daske (CFO and Secretary) - Geraldine Lipman (Representative of Quinity Trust Company) - John Butcher (Representative of EQ Fund Solutions, Inspector of Election) [1][2] Core Proposal - **Proposal**: Authorization for the corporation to sell shares of its common stock over the next twelve months at prices below the current net asset value per share, subject to conditions: - The number of shares sold on any given date must not exceed 25% of the outstanding common stock immediately prior to the sale [2][9]. Voting Process - **Quorum**: A majority of shares represented at the meeting constituted a quorum, with 320,175,728 shares present out of a total of 516,682,118 shares entitled to vote [5][6]. - **Voting Results**: - Total votes for the proposal (including affiliated and unaffiliated shares): 261,473,100 votes for, 49,032,813 votes against, and 9,669,784 abstentions. - Total votes for the proposal (excluding affiliated shares): 138,126,815 votes for, 49,032,813 votes against, and 9,669,784 abstentions [10][11]. Approval of Proposal - The proposal was declared duly adopted and approved based on the voting results [11]. Additional Notes - The meeting included a formal business segment followed by a question-and-answer session, which concluded without any questions from stockholders [12]. - The meeting was adjourned after thanking the participants and teams involved in the process [12].

Core Viewpoint - Patriot National Bancorp, Inc. has successfully completed a registered direct offering of 8,524,160 shares at a price of $1.25 per share, raising gross proceeds of $10,655,200, which strengthens the bank's capital base and enhances its strategic objectives [1][3]. Group 1: Offering Details - The registered direct offering follows a previous private placement on March 20, 2025, which raised over $50 million from accredited investors [2]. - The shares were offered under a shelf registration statement on Form S-3, effective since May 22, 2025 [3]. Group 2: Management Commentary - Steven Sugarman, President of Patriot National Bancorp, expressed satisfaction with the strong investor interest and emphasized the importance of the offering in reinforcing the bank's balance sheet and operational flexibility [3]. Group 3: Advisory and Legal Counsel - Performance Trust Capital Partners, LLC acted as the capital markets adviser, while Blank Rome LLP and Robinson & Cole LLP served as legal counsel for the company [4].