You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. A trio of advisors and agents sold millions in unregistered oil and gas securities to clients (with one advisor soliciting victims through his radio show), while failing to disclose conflicts of interest, the SEC charged in a suite of complaints. The commission filed the charges against Florida-based Charles D. Oliver, as well as California-based David Ortiz and Kevin Richards (as well as Ortiz’s ...