Core Viewpoint - Sterling Capital Focus Equity ETF (LCG) aims for long-term capital appreciation by investing in companies with strong competitive advantages and disciplined capital allocation [1] Investment Strategy - The ETF employs a concentrated, high-conviction approach focusing on quality growth at sensible valuations through deep fundamental research [1] - Long holding periods and measured portfolio turnover are emphasized to allow compounding to drive outcomes [1] - The strategy is designed to complement diversified core equity and serve as a portfolio-alpha sleeve for investors comfortable with active share [1] Risk Management - Concentration heightens both upside potential and the need for rigorous risk oversight, with a focus on quality and profitability [1] - A key risk to monitor is concentration risk, as a limited number of holdings can increase idiosyncratic exposure if individual positions underperform [1] Suitable Investor Profiles - The ETF is suitable for institutions and advisors who value bottom-up research and patient ownership in leading franchises [1] - The approach may excel when earnings leadership is rewarded and fundamentals dominate market direction [1] - It may lag during sharp factor rotations favoring value or low-quality rallies [1]

Core Points - The Northern Lights Fund Trust IV has authorized the orderly liquidation of the Focus Equity ETF due to sustained underperformance and inability to attract sufficient investment assets [1] - The last day of trading for the Fund's shares will be November 17, 2025, which will also be the last day for accepting creation units from authorized participants [2] - The Fund is expected to cease operations and liquidate its assets by November 24, 2025, with shareholders receiving cash at the net asset value of their shares on that date [3][4] Fund Operations - Shareholders can sell their holdings before the Closing Date, but there may be limited market availability for the Fund's shares during the liquidation process [2][3] - The Fund will increase its cash holdings prior to the liquidation date, which may affect its ability to track its investment objective as defined in the Prospectus [3] - The liquidation cash distribution will be treated as payment for shares, and it may be a taxable event for shareholders [4] Company Background - Sterling Capital Management LLC, founded in 1970, is the investment adviser for the Fund and provides various investment advisory services [5][6] - The Fund is distributed by Northern Lights Distributors, LLC, which is not affiliated with Sterling Capital Management [6]