疯传的芯片BIS-3最新原文

Summary of Key Points from the BIS Policy Statement on Advanced Computing Integrated Circuits Industry and Company Involvement - The document pertains to the Bureau of Industry and Security (BIS) and its regulations regarding advanced computing integrated circuits (ICs) and their use in training AI models [1][2]. Core Points and Arguments - Export Authorization Requirement: Activities involving advanced computing ICs and commodities for training AI models may require export authorization under the Export Administration Regulations (EAR), particularly for end uses related to military-intelligence and weapons of mass destruction (WMD) in Country Group D:5 countries, including China and Macau [1]. - License Triggers: A license may be required if there is "knowledge" that the AI model will be used for WMD or military-intelligence purposes [2]. - Definition of Training: Training AI models involves feeding large data quantities into the model and using optimization algorithms to enhance performance [3]. - Knowledge Requirement: Exporters must be aware that their products will be used for training AI models for parties in D:5 countries, which includes restrictions on transactions with Infrastructure as a Service (IaaS) providers [4]. - Consequences of Non-compliance: Parties failing to obtain prior BIS authorization may face civil or criminal enforcement actions. Additionally, foreign entities that contravene U.S. national security interests may be added to the Entity List [5]. - Prohibition on Transactions: Transactions cannot proceed if there is knowledge of a potential violation of the EAR. Companies must conduct due diligence to evaluate potential risks associated with their transactions [6]. Other Important Considerations - Red Flags and Due Diligence: BIS has provided guidance on identifying transactional and behavioral red flags, emphasizing the importance of due diligence in assessing whether a party may be involved in activities that could trigger a BIS license requirement [6].