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Horizon Technology Finance(HRZN) - 2023 Q4 - Earnings Call Transcript

Financial Data and Key Metrics Changes - The company generated net investment income (NII) of 1.98pershareforthefullyear2023,exceedingthedeclareddistributionlevelof1.98 per share for the full year 2023, exceeding the declared distribution level of 1.37 per share, primarily due to higher interest rates on floating rate debt investments [10][41] - The net asset value (NAV) declined to 9.71pershareasofDecember31,2023,downfrom9.71 per share as of December 31, 2023, down from 10.41 per share as of September 30, 2023, and 11.47pershareasofDecember31,2022,mainlyduetofairvaluemarkdownsofinvestments[23][72]Thecompanydeclaredmonthlydistributionsof11.47 per share as of December 31, 2022, mainly due to fair value markdowns of investments [23][72] - The company declared monthly distributions of 0.11 per share for April, May, and June 2024, along with a special distribution of 0.05persharepayableinApril[24][72]BusinessLineDataandKeyMetricsChangesTheportfoliosizedecreasedslightlyto0.05 per share payable in April [24][72] Business Line Data and Key Metrics Changes - The portfolio size decreased slightly to 709 million in the fourth quarter, with new originations of 63millionoffsetbyprepaymentsandmarkdowns[25][71]Thedebtportfolioyieldwas16.863 million offset by prepayments and markdowns [25][71] - The debt portfolio yield was 16.8% for the fourth quarter and 16.6% for the full year, one of the highest in the Business Development Company (BDC) industry [13][54] - The company funded six investments totaling 63 million in the fourth quarter, including debt investments to three new and three existing portfolio companies [12] Market Data and Key Metrics Changes - Venture capital investment activity in 2023 was the lowest in four years, with approximately 171billioninvested,reflectingongoingmarketissuesrelatedtovaluations[60]VCfundraisingalsohitasixyearlowat171 billion invested, reflecting ongoing market issues related to valuations [60] - VC fundraising also hit a six-year low at 67 billion in 2023, as the exit markets remained largely closed [61] - The company expects a gradual increase in demand for venture debt in 2024 as market conditions improve [63] Company Strategy and Development Direction - The company aims to prudently grow its portfolio of debt investments while maximizing the value of its current investments [24][34] - The focus remains on sourcing and originating new debt investments to take advantage of market opportunities, particularly in sectors like AI and life sciences [30][34] - The company plans to maintain a disciplined approach to structuring and pricing transactions to continue generating strong NII [13][41] Management's Comments on Operating Environment and Future Outlook - Management acknowledged the challenging venture capital environment in 2023 but expressed optimism for gradual improvement in 2024, particularly in sectors with strong investor interest [30][99] - The management highlighted the importance of maintaining close relationships with portfolio companies to navigate the uncertain macro environment [59][100] - There are indications of improving market conditions, with an increase in public life science IPOs and some M&A activity observed [99] Other Important Information - The company raised nearly $39 million in net proceeds from a common stock offering in June 2023, strengthening its balance sheet [37] - The debt-to-equity ratio stood at 1.4:1 as of December 31, 2023, with a target leverage of 1.2:1 [68] - The company completed its first co-investment with Monroe Capital in December, which is expected to enhance its ability to originate quality venture debt investments [55] Q&A Session Summary Question: Update on portfolio companies and recent sales - Management confirmed that Nexii is undergoing a restructuring process and is expected to find a new home soon [77] Question: Outlook for leverage ratio and ATM use - The company plans to assess capital needs and activity levels to determine the use of ATM and leverage going forward [80][93] Question: Comments on stressed assets and market dynamics - Management noted that both market-wide issues and idiosyncratic problems within portfolio companies have contributed to the stress observed [96] Question: Potential for G&A cost savings from Monroe acquisition - Management indicated that there may be incremental G&A cost savings from the acquisition of the Monroe platform [101] Question: Consideration of excise tax in spillover distribution - The company considers the excise tax implications when planning spillover distributions, but it is not a significant expense [108]