FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2026年1月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: Emperor Capital Group Limited 英皇資本集團有限公司（於百慕達註冊成立之有限公司） 呈交日期: 2026年2月5日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 不適用 | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00717 | 說明 | | | | | | | | | 法定/註冊股份數目 | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | 500,000,000,000 | HKD | | 0.01 HKD | | 5,000,000,000 | | 增加 / 減少 (-) | | | 0 | | HKD | | 0 | | 本月底結存 | | 500,000,000,000 | HKD | | 0.01 HKD | ...

Group 1 - The core viewpoint of the article is that Emperor Capital (00717.HK) reported a total revenue of HKD 730 million for the fiscal year ending December 18, 2025, representing a year-on-year growth of 37.3% [1]

(Incorporated in Bermuda with limited liability) ( 於百慕達註冊成立之有限公司） (Stock Code 股份代號：717) NOTIFICATION LETTER 書面通知 Dear Non-registered Shareholder (Note 1) , 15 January 2026 The following document(s) of Emperor Capital Group Limited ("Company") has/have been prepared in English and Chinese and is/are available on the websites of the Company at https://www.EmperorCapital.com and The Stock Exchange of Hong Kong Limited at https://www.hkexnews.hk (collectively "Websites"):- If you have provided an email address ...

(Incorporated in Bermuda with limited liability) ( 於百慕達註冊成立之有限公司） If you have previously submitted written request to receive Corporate Communication(s) in printed form, printed version of the above Corporate Communication(s) is/are enclosed herewith. Please be aware that any written request from a Shareholder to receive Corporate Communication(s) in printed form will expire one year from the date of receipt of the valid written request by the Hong Kong Branch Share Registrar, unless it is revoked or supers ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本通告的內容概不負責，對其準確 性或完整性亦不發表任何聲明，並明確表示，概不對因本通告全部或任何部分內容而產生或因 倚賴該等內容而引致的任何損失承擔任何責任。 （於百慕達註冊成立之有限公司） （股份代號：717） 股東週年大會通告 茲通告英皇資本集團有限公司（「本公司」）謹訂於2026年2月26日（星期四）上午10時30分假座香 港灣仔軒尼詩道288號英皇集團中心28樓舉行股東週年大會，以便處理下列事項： 普通決議案 – 1 – 1. 省覽並採納截至2025年9月30日止年度之經審核財務報表以及董事會報告及獨立核數師 報告。 2. (A) 重選朱允明先生為董事。 (B) 重選范敏嫦女士為董事。 (C) 重選黃德明先生為董事。 3. 授權本公司董事（「董事」）會（「董事會」）釐定董事酬金。 4. 重新委任德勤 • 關黃陳方會計師行為獨立核數師及授權董事會釐定其酬金。 (i) 在本決議案(ii)分段之限制下，全面及無條件批准董事於有關期間（定義見本 決議案(iii)分段）內行使本公司之一切權力以配發、發行及處理本公司之額外 股份（包括出售及轉讓任何庫存股份（具有香 ...

（於百慕達註冊成立之有限公司） （股份代號：717） 委任代表表格 股東週年大會－ 2026年2月26日（星期四） | 與本委任代表表格有關之 | | --- | | （附註1） | | 股份數目 | 本人╱吾等 （附註2） 地址為 為英皇資本集團有限公司（「 本公司 」）股 份 之 登 記 持 有 人， 茲 委 任 股 東 週 年 大 會（「 股東週年大會 」）主 席 或 （附註3） 地址為 為本人╱吾等之代表，代表本人╱吾等出席訂於2026年2月26日（星期四）上午10時30分假座香港灣仔軒尼詩道288號英皇集團中心 28樓舉行之股東週年大會或其任何續會，並於會上發言及按下列指示就股東週年大會通告所載之決議案及就或會於股東週年大會 上正式提呈之任何其他事宜投票。 請在下表適當欄位加上「 」號，指示 閣下於股數投票表決時之投票意向： | | | 普通決議案 | （附註4） 贊成 | 反對 | （附註4） | | --- | --- | --- | --- | --- | --- | | 1. | | 省覽並採納截至2025年9月30日止年度之經審核財務報表以及董事會報告及獨 | | | | | | 立核數師 ...

此乃要件 請即處理 閣下如對本通函任何方面或應採取之行動有任何疑問，應諮詢 閣下之股票經紀或其他註冊 證券交易商、銀行經理、律師、專業會計師或其他專業顧問。 閣下如已將名下之英皇資本集團有限公司股份全部售出或轉讓，應立即將本通函及隨附之委 任代表表格送交買主或承讓人或經手出售或轉讓之銀行、股票經紀或其他代理商，以便轉交予 買主或承讓人。 香港交易及結算所有限公司及香港聯合交易所有限公司對本通函之內容概不負責，對其準確 性或完整性亦不發表任何聲明，並明確表示，概不對因本通函全部或任何部分內容而產生或因 倚賴該等內容而引致的任何損失承擔任何責任。 （於百慕達註冊成立之有限公司） （股份代號：717） (1)建議(A)重選董事 及 (B)發行新股份及回購股份之一般授權 及 (2)股東週年大會通告 本公司謹訂於2026年2月26日（星期四）上午10時30分假座香港灣仔軒尼詩道288號英皇集團中 心28樓舉行股東週年大會，召開股東週年大會之通告載於本通函第AGM-1頁至第AGM-5頁。 務請 閣下盡快填妥隨附之委任代表表格，並盡快交回本公司之香港股份過戶登記分處聯合 證券登記有限公司，地址為香港北角英皇道338號華懋交 ...

CONTENTS 泘ꍖ 1| ABOUT THIS REPORT 2 亦儗㕕⼔ | 2 ENVIRONMENTAL PROTECTION | | 12 | | --- | --- | --- | | 梫㗟⟊闀 | | | | 3 WORKPLACE QUALITY | | 19 | | 䄄⛼㕙䢦韭碜 | | | | 4 OPERATING PRACTICE | | 29 | | | 祺揩䅻釨 | | | 5 COMMUNITY INVOLVEMENT | | 39 | | | ⹉艃炙ⶆ孨Ⳃ | | | 6 | APPENDIX ꡭꍖ | 48 | | ESG PERFORMANCE DATA | APPENDIX 1 : | | | 梫㗟炙僎⹖畚媪辑杯䧘嘅 | : ꡭꍖ┉ | | | APPENDIX 2 : HKEX ESG REPORTING GUIDE | | | | CONTENT INDEX | | | | ◬䢦梫㗟炙僎⹖畚媪㕕⼔䧘䌖⪐㳋碠䌖 | : ꡭꍖ◅ | | 1. ABOUT THIS REPORT 亦儗㕕⼔ Emperor Capital Group Limited and its ...

Financial Performance - Total revenue increased by 37.3% to HK$729.9 million for the year ended 30 September 2025, compared to HK$531.6 million in 2024[12] - Net profit rose significantly by 121.4% to HK$146.9 million, compared to HK$66.4 million in 2024[12] - Basic earnings per share increased to HK2.18 cents, up from HK0.98 cent in the previous year[13] - Revenue from global financial markets surged by 94.5% to HK$540.7 million, up from HK$278.0 million in the previous year[12] - Revenue from the financing segment was HK$180.4 million (2024: HK$242.8 million), accounting for 24.7% of the Group's total revenue (2024: 45.7%) [29] - Revenue from the corporate finance segment was HK$8.8 million (2024: HK$10.8 million), accounting for 1.2% of the Group's total revenue (2024: 2.0%) [31] Market Environment - The macroeconomic environment remained challenging, influenced by geopolitical tensions and inflationary pressures, affecting global financial markets[14] - The Federal Reserve's interest rate cut in September 2025 positively influenced stock markets, contributing to the overall market recovery[16] - The Hang Seng Index closed at its highest level of 26,855 on 30 September 2025, reflecting a rebound in capital market investment sentiment[16] Strategic Initiatives - The acquisition of Crosby Asia Limited was completed in September 2025, enhancing the Group's institutional financial services offerings [24] - The Group aims to strengthen its global financial markets team to enhance its brokerage, wealth management, and asset management services[34] - The Group has developed a niche in the loan market, providing tailored liquidity solutions to corporate and retail clients [28] - The Group's integrated business model and diversification strategies are designed to meet customer demands in a volatile economic environment[35] Risk Management - The Group adopted a stringent credit risk management mechanism to minimise default risks in its financing segment [29] - The Group has established debt recovery procedures for overdue and defaulted loans, including legal actions if necessary[47] - The Group recognized an impairment allowance of HK$43.2 million in 2025, a decrease from HK$158.9 million in 2024, primarily related to margin clients and borrowers[41] Corporate Governance - The Company complied with the Corporate Governance Code except for a deviation regarding the separation of the roles of chairman and chief executive officer[138] - The Board comprises five Directors, including two Executive Directors and three Independent Non-Executive Directors (INEDs), with Mr. Chu Raymond appointed as an additional Executive Director on January 1, 2026[144] - The Directors' emoluments are determined based on a written remuneration policy that aligns with business strategy and shareholder interests, considering market pay levels and performance[132] - The Company has established mechanisms to ensure independent views and input are available to the Board, which were reviewed and deemed effective during the year[145] Employee and Leadership - The Group had 83 account executives and 104 employees as of September 30, 2025, with total staff costs of approximately HK$94.2 million for the year[49] - The leadership team is composed of experienced professionals with diverse backgrounds in finance and corporate governance[62] - The Company is focused on strategic planning and overseeing various projects to enhance its business operations[59] Shareholder Information - The Board has resolved not to recommend any final dividend for the Year 2024, which is Nil[51] - The Group's total reserves available for distribution to shareholders as of September 30, 2025, amounted to approximately HK$102.0 million, unchanged from 2024, while accumulated losses were HK$164.9 million, down from HK$250.5 million in 2024[78] - The Company has no major suppliers due to the nature of its principal activities[86] Future Outlook - The Group anticipates continued growth in the global financial markets segment, driven by increased trading activities and secondary fundraising[13] - The Group anticipates a significant increase in the Hong Kong IPO pipeline, driven by listings of Chinese technology companies and government stimulus measures[35] - The company provided an optimistic outlook for the next quarter, projecting a revenue growth of 25%[199] Compliance and Reporting - The independent auditor issued an unqualified conclusion regarding the non-exempt continuing connected transactions (CCTs) of the Group[126] - The Company complied with the relevant disclosure requirements under Chapter 14A of the Listing Rules for non-exempt CCTs[123] - The Group's annual consolidated financial statements for the financial year ended 30 September 2024 were reviewed for accuracy and fairness[174] Community Engagement - The Group made charitable donations totaling approximately HK$15,000 during the Year, compared to HK$19,500 in 2024[79]

FF301 致：香港交易及結算所有限公司 公司名稱: Emperor Capital Group Limited 英皇資本集團有限公司（於百慕達註冊成立之有限公司） 呈交日期: 2026年1月5日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00717 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | 500,000,000,000 | HKD | | 0.01 | HKD | | 5,000,000,000 | | 增加 / 減少 (-) | | | 0 | | | HKD | | 0 | | 本月底結存 | | | 500,000,000,000 HKD | | 0.01 | HKD | | 5,000,000,000 | 本月底法定/註冊股本總額： HKD 5,000,000, ...