香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不 負 責，對 其 準 確 性 或 完 整 性 亦 不 發 表 任 何 聲 明，並 明 確 表 示，概 不 對 因 本 公 告 全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責 任。 （於開曼群島註冊成立的有限公司） Victory Securities (Holdings) Company Limited 勝利證券（控股）有限公司 本 公 司 股 東 及 潛 在 投 資 者 於 買 賣 本 公 司 股 份 時 務 請 審 慎 行 事。 承董事會命 勝 利 證 券（控 股）有 限 公 司 主 席 （股份代號：8540） 正面盈利預告 綜合業績提升及 主要營運附屬公司轉虧為盈 本 公 告 乃 由 勝 利 證 券（控 股）有 限 公 司（「本公司」，連 同 其 附 屬 公 司 統 稱「本集團」） 根據香港聯合交易所有限公司GEM證 券 上 市 規 則（「GEM上市規則」）第17.10條 及香港法例第571章證券及期貨條例第XIVA部 的 內 幕 消 息 條 文（定 義 見GEM上 市 規 則）而 作 出。 本 公 司 董 事（「董 ...

Victory Securities (Holdings) Company Limited 勝利證券（控股）有限公司 (於開曼群島註冊成立的 有限公司 ) (股份代號：8540) 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 江仁宇 香港，2025 年 3 月 10 日 於本公告日期，董事會成員包括三名執行董事高鵑女士、趙子良先生及陳沛泉先生；一名非執行 董事陳英傑先生（主席）；以及三名獨立非執行董事英永鎬先生、廖俊寧先生及甄嘉勝醫生。 本公告的資料乃遵照香港聯合交易所有限公司 GEM 證券上市規則而刊載，旨在提供有關本公司 的資料，各董事願就本公告的資料共同及個別地承擔全部責任。各董事在作出一切合理查詢後， 確認就其所知及所信，本公告所載資料在各重要方面均屬準確完備，沒有誤導或欺詐成分，且並 無遺漏任何事項，足以令致本公告或其所載任何陳述產生誤導。 本公告將由其刊發日期起計最少一連七日登載於聯交所網站 www.hkexnews.hk 之「最新上市 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責， 對其準確性或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何 部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 Victory Securities (Holdings) Company Limited 勝利證券（控股）有限公司 Vistra (Cayman) Limited P.O. Box 31119 Grand Pavilion Hibiscus Way, 802 West Bay Road, Grand Cayman KY1-1205 Cayman Islands 本公司的股份過戶登記分處則維持不變。 (於開曼群島註冊成立的有限公司) (股份代號：8540) 變更開曼群島主要股份過戶登記處及 註冊辦事處 勝利證券（控股）有限公司 (「本公司」) 董事會 (「董事會」) 謹此宣佈，自 2024 年 12 月 31 日起，本公司於開曼群島的主要股份過戶登記處及註冊辦事處已變更為： 承董事會命 勝利證券（控股）有限公司 江仁宇 公司秘書 香港，2025 年 1 月 7 日 於 本 公 告 日 期，董 事 會 成 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不 負 責，對 其 準 確 性 或 完 整 性 亦 不 發 表 任 何 聲 明，並 明 確 表 示，概 不 對 因 本 公 告 全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責 任。 Victory Securities (Holdings) Company Limited 勝利證券（控股）有限公司 （於開曼群島註冊成立的有限公司） （股份代號：8540） 更換核數師 核數師辭任 本 公 司 董 事（「董 事」）會（「董事會」）宣 佈，由 於 本 公 司 與 安 永 會 計 師 事 務 所（「安 永」）未 能 就 本 集 團 截 至2024年12月31日止財政年度綜合財務報表之審計費用達 成 共 識，安 永 已 辭 任 本 公 司 核 數 師，自2024年12月2日 生 效。 安 永 已 確 認，概 無 任 何 有 關 其 辭 任 本 公 司 核 數 師 的 事 宜，乃 須 提 請 本 公 司 股 東 垂 注。董 事 會 及 本 公 司 審 核 委 員 會（「審核委員會」）確 認，除 本 公 司 未 能 就 本 集 團截至202 ...

Financial Performance - For the six months ended June 30, 2024, the company's revenue was approximately HKD 29.56 million, an increase of about 7.2% compared to HKD 27.58 million for the same period in 2023[6]. - The company's loss for the six months ended June 30, 2024, was approximately HKD 5.82 million, representing an increase of about 47.5% from a loss of HKD 3.95 million in the same period of 2023[7]. - The company reported a net loss attributable to equity holders of the parent of HKD 5.76 million for the six months ended June 30, 2024, compared to a loss of HKD 3.91 million in the same period of 2023[8]. - Total comprehensive loss for the period amounted to HKD 7,381,649, significantly higher than the HKD 3,925,198 reported in the previous year, indicating an increase of 88.5%[9]. - The basic and diluted loss per share for the six months ended June 30, 2024, was HKD 3.04, compared to HKD 2.11 for the same period in 2023[8]. - The company reported a pre-tax loss of HKD 5,698,633 for the six months ended June 30, 2024, compared to a pre-tax loss of HKD 4,967,751 for the same period in 2023, reflecting a decline in profitability[31]. - The company declared an interim dividend of HKD 0.10 per share for the six months ended June 30, 2024, down from HKD 0.80 per share for the same period in 2023[7]. Revenue Breakdown - Revenue from client contracts was HKD 16.59 million for the six months ended June 30, 2024, compared to HKD 15.49 million in the previous year[8]. - The segment revenue for the securities and futures brokerage services was HKD 14,293,057, while the financing services segment generated HKD 8,209,567, indicating strong performance in these areas[31]. - The company recorded a significant increase in virtual asset trading revenue, reaching HKD 3,075,021 in 2024, compared to no revenue in 2023[38]. - The virtual asset division generated revenue of approximately HKD 3.08 million for the six months ended June 30, 2024, compared to zero revenue for the same period in 2023, marking the launch of a new business segment[163]. - Brokerage services recorded revenue of approximately HKD 4.02 million, a decrease of about 49.3% from HKD 7.92 million for the same period in 2023, primarily due to reduced trading volume in the Hong Kong stock market[160]. - The placement and underwriting services saw a significant increase in revenue to approximately HKD 4.43 million, up about 697.8% from HKD 0.56 million in the previous year, driven by increased corporate activities[161]. - Asset management services reported revenue of approximately HKD 3.41 million, a slight increase of about 0.9% from HKD 3.38 million in the previous year, mainly due to increased revenue from new clients[165]. Expenses and Costs - Employee costs for the six months ended June 30, 2024, amounted to HKD 17.74 million, an increase of 16.3% from HKD 15.25 million in the previous year[6]. - Commission expenses increased by 29.9% to HKD 3.55 million for the six months ended June 30, 2024, compared to HKD 2.73 million in the previous year[6]. - Other operating expenses decreased by 15.7% to HKD 8.04 million for the six months ended June 30, 2024, from HKD 9.53 million in the previous year[6]. - The company incurred a net loss of HKD 40,822 related to expected credit loss provisions for receivables, a significant decrease from HKD 1,927,960 in the previous year[43]. - Interest income from clients decreased to HKD 8,209,567 in 2024 from HKD 10,819,207 in 2023, a decline of approximately 24.2%[37]. - Interest expenses on bank loans and other borrowings amounted to HKD 2,576,951 for the six months ended June 30, 2024, compared to HKD 2,433,240 in 2023, reflecting an increase of 5.9%[42]. Assets and Liabilities - Non-current assets totaled HKD 71,405,499 as of June 30, 2024, up from HKD 69,870,643 at the end of 2023, reflecting a growth of 2.2%[10]. - Current assets increased to HKD 257,593,595 from HKD 230,883,565, marking an increase of 11.6%[10]. - The company's cash and cash equivalents rose to HKD 36,126,051, compared to HKD 19,459,659 at the end of 2023, representing an increase of 85.5%[10]. - Current liabilities increased to HKD 153,260,294 from HKD 135,180,151, which is an increase of 13.4%[10]. - The company's total liabilities increased, with interest-bearing bank and other borrowings rising to HKD 101,524,927 from HKD 92,798,487, an increase of 9.9%[10]. - The total value of right-of-use assets was HKD 9,284,917, an increase from HKD 7,075,606 in the previous period, showing a growth of about 31.2%[50]. - The total value of leasehold improvements was HKD 5,054,062, consistent with the previous period, indicating stable investment in this area[50]. Cash Flow and Financing - Net cash generated from operating activities for the six months ended June 30, 2024, is HKD 2,189,500, significantly lower than HKD 25,050,071 in the same period last year[17]. - The net cash flow from investing activities shows a net outflow of HKD 7,001,124, compared to an inflow of HKD 2,452,429 in the previous period[18]. - The company reported a significant increase in cash from the sale of financial assets, amounting to HKD 14,615,452, compared to HKD 4,736,883 in the previous year[17]. - The company issued shares resulting in cash inflow of HKD 18,804,240 during the financing activities[18]. - The company raised approximately HKD 17.70 million from the subscription of 7,200,000 new shares, with a net price of about HKD 2.46 per share[180]. - The total amount recognized in profit or loss related to lease liabilities for the six months ended June 30, 2024, was HKD 1,107,401, down from HKD 2,313,349 for the same period in 2023[66]. Corporate Governance and Compliance - The Audit Committee was established on June 14, 2018, and consists of two independent non-executive directors and one non-executive director[198]. - The Audit Committee reviewed the unaudited interim consolidated financial statements for the six months ending June 30, 2024, and confirmed compliance with applicable accounting standards and GEM listing rules[199]. - The company has fully complied with the corporate governance code as per GEM Listing Rules during the six months ended June 30, 2024[197]. - There were no competitive interests held by directors or controlling shareholders in businesses that may compete with the group during the six months ended June 30, 2024[196]. Strategic Initiatives - The company aims to transform into a comprehensive financial service provider to diversify its revenue sources amid a challenging investment atmosphere[153]. - The company has received asset management service licenses in Japan, Singapore, and China, which are expected to play a significant role in future growth[153]. - The company has launched the VictoryX app, the first licensed financial institution app in Hong Kong to offer both securities and virtual asset trading[155]. - The company is applying for a license to develop a dedicated virtual asset trading platform, aiming to provide comprehensive services for retail and professional investors[156]. - The company has established an in-house R&D team to enhance its capabilities in the virtual asset sector, aligning with its strategic goals[155].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不 負 責，對 其 準 確 性 或 完 整 性 亦 不 發 表 任 何 聲 明，並 明 確 表 示，概 不 對 因 本 公 告 全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責 任。 Victory Securities (Holdings) Company Limited 勝利證券（控股）有限公司 （於開曼群島註冊成立的有限公司） （股份代號：8540） 截 至2024年6月30日止六個月 中期業績公告 勝 利 證 券（控 股）有 限 公 司（「本公司」）之 董 事（「董 事」）會（「董事會」）欣 然 宣 佈 本 公 司及其附屬公司截至2024年6月30日 止 六 個 月 之 未 經 審 計 業 績。本 公 告 列 載 本 公 司2024年 中 期 報 告 全 文，乃 符 合 香 港 聯 合 交 易 所 有 限 公 司GEM證券上市規則 （「GEM上市規則」）中 有 關 中 期 業 績 初 步 公 告 附 載 的 資 料 之 要 求。本 公 司 將 於 適 當時候發送2024年 中 期 報 告 的 印 刷 版 本 予 本 公 ...

Market Performance - The company reported a significant decline in market performance, with the Hang Seng Index dropping 2,734 points from December 31, 2022, to December 29, 2023, marking a decrease of approximately 10.7%[7] - The trading volume in the Chinese, Hong Kong, and US stock markets fell by 5.19%, 17%, and 3.38% respectively, with Hong Kong experiencing the largest decline[8] - The IPO market remained stagnant throughout the review year, causing Hong Kong's ranking in fundraising to drop to seventh place compared to other international financial centers[8] - The overall economic environment in Hong Kong has been adversely affected by global events, including wars in Europe and the Middle East, and ongoing trade tensions between China and the US[7] Financial Performance - The group's revenue for the year ended December 31, 2023, was approximately HKD 54.97 million, a decrease of about 28.7% from approximately HKD 77.11 million for the year ended December 31, 2022[18] - The net loss for the year ended December 31, 2023, was approximately HKD 25.08 million, an increase of about 3.4% compared to a net loss of approximately HKD 24.24 million for the year ended December 31, 2022[19] - Revenue from securities, futures, and insurance brokerage services accounted for approximately 28.7% and 33.8% of total revenue for the years ending December 31, 2023, and 2022, respectively[31] - Revenue from underwriting and placement services represented about 2.9% and 13.4% of total revenue for the years ending December 31, 2023, and 2022, respectively[32] - Revenue from financing services constituted approximately 36.1% and 35.0% of total revenue for the years ending December 31, 2023, and 2022, respectively[35] - The asset management services generated management and performance fees that accounted for about 13.2% and 8.7% of total revenue for the years ending December 31, 2023, and 2022, respectively[38] Business Development - The company’s virtual asset business segment began generating profits in the fourth quarter of the review year, and it is expected to become one of the main business segments in the near future[10] - The company’s license has been upgraded to conduct retail trading of virtual asset products on exchanges recognized by the Securities and Futures Commission[10] - The group plans to launch a virtual asset fund managed by its wholly-owned subsidiary, aiming to generate management and performance fees[12] - The group expects its virtual asset business to become a major driver of revenue and profitability moving forward[12] - The group aims to diversify its geographical operations to minimize regional operational risks and expand its market presence[11] Operational Efficiency - The group will invest heavily in IT infrastructure to automate processes and improve operational efficiency[16] - The group has received approval to enhance its licenses, allowing it to provide virtual asset trading and advisory services to retail clients[15] - The group has successfully obtained a Type 2 license in Japan, allowing it to expand its operations in the region[11] Employee and Management - The total employee cost for the year ended December 31, 2023, was approximately HKD 31.23 million, a decrease from HKD 32.72 million for the year ended December 31, 2022[78] - As of December 31, 2023, the group had 50 full-time employees, down from 57 as of December 31, 2022[78] - The management team includes experienced individuals with over 33 years and 50 years of experience in the securities industry, respectively[81][85] - The company encourages employees at all levels to participate in training courses for career and professional development[78] Corporate Governance - The company has fully complied with the corporate governance code as per GEM Listing Rules for the year ending December 31, 2023[106] - The board of directors consists of seven members, including three executive directors and three independent non-executive directors[108] - The company has established three permanent committees: Audit Committee, Remuneration Committee, and Nomination Committee[111] - Independent non-executive directors account for over one-third of the board, ensuring compliance with relevant guidelines[112] - The company has adopted a board diversity policy, considering various measurable factors such as gender, age, and professional experience in board composition[135] Risk Management - The board is responsible for establishing effective risk management and internal control systems to protect the group's assets and shareholder interests[147] - The risk management committee will convene to discuss cases where the borrowing amount from margin clients reaches a certain threshold, ensuring a robust risk management process[149] - The company has established a multi-tiered risk management structure to identify, assess, and monitor financial and non-financial risks[161] Environmental, Social, and Governance (ESG) - The environmental, social, and governance (ESG) report covers the group's main operations, including securities and futures brokerage, advisory services, and asset management, primarily based in Hong Kong[186] - The group has integrated environmental, social, and governance (ESG) risk management into its overall risk management framework, conducting regular comprehensive risk reviews and assessments[196] - The board is responsible for formulating and implementing the overall ESG strategy and policies, ensuring accountability and resource allocation for ESG initiatives[193] - The group aims to achieve sustainable development goals while considering stakeholder and community interests[192]

Financial Reporting Standards - The adoption of Hong Kong Financial Reporting Standard No. 12 (Revised) has no significant impact on the basic and diluted earnings per share attributable to equity holders for the years ended December 31, 2023, and 2022[1]. - The group has retrospectively applied the revised standards, but it is not within the scope of the Pillar Two Model Rules, thus having no impact on the group[3]. - The revised Hong Kong Financial Reporting Standard No. 16 (Revised) will take effect for annual periods beginning on or after January 1, 2024, and is not expected to have a significant impact on the group's financial statements[9]. - The group is currently assessing the impact of the revised standards on its financial statements and existing loan agreements, with preliminary assessments indicating no significant impact[10]. - The revised Hong Kong Accounting Standard No. 7 and Hong Kong Financial Reporting Standard No. 7 (Revised) require additional disclosures regarding supplier financing arrangements, which are not expected to significantly impact the group's financial statements[11]. - The group anticipates that the amendments to HKAS 21 will not have a significant impact on its financial statements[12]. - The new and revised Hong Kong Financial Reporting Standards adopted this year do not impact the measurement, recognition, or presentation of any items in the group's financial statements[84]. - The group has adopted the revised Hong Kong Accounting Standards which clarify the distinction between changes in accounting estimates and changes in accounting policies[85]. - The financial statements are prepared in accordance with the Hong Kong Financial Reporting Standards and are presented in Hong Kong dollars[77]. Financial Performance - For the year ending December 31, 2023, total revenue was HKD 54,966,084, a decrease from HKD 77,107,175 in 2022, representing a decline of approximately 29%[28]. - The adjusted pre-tax loss for the year was HKD 29,372,237, compared to a pre-tax loss of HKD 26,309,210 in 2022, indicating a worsening of approximately 8%[28][38]. - The segment revenue from brokerage services was HKD 25,865,466, while financing services generated HKD 19,859,883, showing a significant drop from HKD 42,804,397 and HKD 27,005,131 respectively in 2022[28][31]. - Interest income from clients amounted to HKD 19,859,883, down from HKD 27,005,131 in the previous year, reflecting a decrease of about 26%[49]. - The company reported a net other income of HKD 1,340,462 for 2023, compared to a net loss of HKD 2,550,299 in 2022, indicating a positive turnaround[28][51]. - The company reported a loss from financial instruments measured at fair value of HKD 201,419, a significant improvement from a loss of HKD 2,692,995 in 2022[49]. - The company's revenue for the year ended December 31, 2023, was approximately HKD 54.97 million, a decrease of about 28.7% compared to HKD 77.11 million for the year ended December 31, 2022, reflecting a decline in customer trading volume[59]. - The net loss for the year ended December 31, 2023, was approximately HKD 25.08 million, an increase of about 3.4% from a net loss of HKD 24.24 million for the year ended December 31, 2022, primarily due to reduced revenue and increased one-time expenses[60]. - Total comprehensive loss for the year ended December 31, 2023, was approximately HKD 23.95 million, compared to a total comprehensive loss of HKD 24.57 million for the year ended December 31, 2022[64]. Equity and Dividends - The company proposed a final dividend of HKD 0.50 per share for the year ended December 31, 2023, down from HKD 1.20 per share for the year ended December 31, 2022, pending approval at the upcoming annual general meeting[60]. - The group's total equity attributable to shareholders was approximately HKD 163.01 million as of December 31, 2023, down from approximately HKD 188.91 million as of December 31, 2022[106]. - The total equity decreased from HKD 188,963,827 in 2022 to HKD 163,102,940 in 2023, a decline of about 13.7%[70]. - The company declared an interim dividend of HKD 0.80 per share for the six months ended June 30, 2023, down from HKD 1.00 per share in 2022[179]. Assets and Liabilities - Total non-current assets decreased from HKD 74,793,847 in 2022 to HKD 69,870,643 in 2023, a decline of approximately 6.5%[68]. - Current assets decreased from HKD 290,626,816 in 2022 to HKD 230,883,565 in 2023, representing a reduction of about 20.6%[68]. - Accounts receivable dropped significantly from HKD 238,928,362 in 2022 to HKD 189,743,326 in 2023, a decrease of approximately 20.6%[68]. - Current liabilities decreased from HKD 164,280,031 in 2022 to HKD 135,180,151 in 2023, a decline of about 17.7%[69]. - Net current assets fell from HKD 126,346,785 in 2022 to HKD 95,703,414 in 2023, a decrease of approximately 24.3%[68]. - Total assets less current liabilities decreased from HKD 201,140,632 in 2022 to HKD 165,574,057 in 2023, a decline of about 17.7%[68]. - Non-current liabilities decreased from HKD 12,176,805 in 2022 to HKD 2,471,117 in 2023, a significant reduction of approximately 79.7%[69]. - The company's lease liabilities decreased to HKD 2,317,754 as of December 31, 2023, from HKD 2,929,576 in 2022, a reduction of approximately 21%[184]. Credit Loss Provisions - The expected credit loss provision for margin clients and cash clients was HKD 40,805,372 as of December 31, 2023, compared to HKD 31,999,493 in 2022, indicating an increase of approximately 27.7%[21]. - The expected credit loss provisions increased significantly, with stage 3 margin and cash customer receivables totaling HKD 61,334,423, including HKD 9,594,281 from customers holding suspended securities[139]. - The expected credit loss provisions for cash customer receivables amounted to HKD 1,436,481 as of December 31, 2023, compared to HKD 703,617 in 2022, indicating a substantial increase[144]. - The total expected credit loss provisions as of December 31, 2023, were HKD 40,805,372, a decrease from HKD 31,999,493 in 2022[138]. - The expected credit loss rate for cash customer receivables was 0.10% in stage 2 and 0.01% in stage 1 as of December 31, 2023, compared to 0.31% and 0.07% respectively in 2022[138]. - The expected credit loss provision increased by HKD 86,904 due to the transfer of HKD 10,476,211 from Stage 1 to Stage 3 and HKD 562,782 from Stage 2 to Stage 3[166]. - The company reported a net expected credit loss provision expense of HKD 8,805,879 for the fiscal year ending December 31, 2023, compared to HKD 23,699,287 in the previous year[170]. Operational Highlights - The group has organized its business units into five reportable segments: Securities/Derivatives Brokerage Services, Financing Services, Asset Management Services, Insurance Advisory Services, and Financial Advisory Services[24]. - The group expects positive revenue impact from expanding asset management services in China, Singapore, and Japan, enhancing research capabilities, and increasing experienced personnel[92]. - The group aims to explore potential opportunities in the financial advisory services segment, largely dependent on the economic recovery and investment climate in China[95]. - The performance of the business segment has been adversely affected by market sentiment, particularly since Q4 2021[92]. - The group has established a multi-tiered authorization mechanism for capital management and allocation, ensuring compliance with applicable laws and regulations[118]. - The group has implemented strict cash flow management measures to meet capital requirements and mitigate potential cash flow risks[118]. - The company has received approval to provide virtual asset trading services and manage investment portfolios in virtual assets[72]. - The company’s subsidiary has been authorized to offer financial advisory services without holding client assets, targeting professional investors only[73]. Employee and Operational Costs - Employee costs decreased to HKD 31,227,932 in 2023 from HKD 32,722,967 in 2022, a reduction of approximately 5%[53]. - The company's total employee costs, including director remuneration and retirement benefit plan contributions, were approximately HKD 31.23 million for the year ended December 31, 2023, compared to approximately HKD 32.72 million for the year ended December 31, 2022[133]. - The company incurred a commission expense of HKD 4,687,531, which includes HKD 3,440,461 from brokerage services and HKD 1,247,070 from advisory services[28]. - Other operating expenses increased by 50.7% to HKD 28.14 million for the year ended December 31, 2023, from HKD 18.67 million in the previous year[59]. - The company incurred information service expenses of HKD 2,263,958 for the fiscal year ending December 31, 2023, down from HKD 2,416,388 in the previous year[170]. Market Conditions and Future Outlook - The group anticipates that the economic outlook for Hong Kong in 2024 may continue to be affected by various global and domestic factors, including the recovery of the economy post-COVID-19 and fluctuations in commodity prices[109]. - The group does not currently have a foreign currency hedging policy but is monitoring foreign exchange risks and may consider hedging significant foreign exchange exposures as needed[121]. - The group encourages employee development through internal training programs and supports employees in pursuing further education and professional development[134]. - The group will reassess its control over an investment if there are changes in the elements related to control[80]. Compliance and Governance - The company established an audit committee in compliance with GEM Listing Rules, consisting of one non-executive director and two independent non-executive directors[161]. - The company confirmed compliance with the GEM Listing Rules regarding trading standards for directors during the fiscal year ending December 31, 2023[152]. - There were no purchases, sales, or redemptions of the company's listed securities by the company or its subsidiaries during the fiscal year ending December 31, 2023[153]. - The preliminary financial figures for the fiscal year ending December 31, 2023, have been audited by Ernst & Young, ensuring consistency with the consolidated financial statements[154].

Financial Performance - For the nine months ended September 30, 2023, revenue was approximately HKD 38.42 million, a decrease of about 24.6% compared to HKD 50.95 million for the same period in 2022[3]. - The loss for the nine months ended September 30, 2023, was approximately HKD 10.21 million, an increase of about 5.0% from a loss of HKD 9.72 million in the same period of 2022[4]. - Basic and diluted loss per share for the nine months ended September 30, 2023, was HKD 5.46, compared to HKD 5.21 for the same period in 2022[3]. - Total operating expenses for the nine months ended September 30, 2023, increased to HKD 16.15 million from HKD 12.83 million in the same period of 2022, reflecting a rise of approximately 25.5%[3]. - The company reported a net loss of HKD 6.26 million for the three months ended September 30, 2023, compared to a loss of HKD 4.94 million for the same period in 2022[7]. - Other comprehensive loss for the nine months ended September 30, 2023, was HKD 9.75 million, compared to HKD 8.01 million for the same period in 2022[7]. - The company reported a net loss attributable to equity holders of the parent of HKD 10.13 million for the nine months ended September 30, 2023, compared to HKD 9.66 million for the same period in 2022[6]. - For the nine months ended September 30, 2023, the total comprehensive loss amounted to HKD 9,752,642, compared to a total comprehensive loss of HKD 8,007,744 for the same period in 2022, representing an increase of approximately 21.8%[10]. - The company reported a loss attributable to equity holders of HKD 10,126,996 for the nine months ended September 30, 2023, compared to a loss of HKD 9,663,410 for the same period in 2022, reflecting an increase of approximately 4.8%[10]. Revenue Breakdown - The company experienced a decrease in client contract revenue to HKD 22.43 million for the nine months ended September 30, 2023, down from HKD 31.50 million in the same period of 2022[6]. - The company's revenue from securities and futures brokerage services decreased by 25.3% to HKD 19,374,000 for the nine months ended September 30, 2023, compared to HKD 25,932,000 in the same period of 2022[52]. - Financing services revenue fell by 26.2% to HKD 15,641,000 for the nine months ended September 30, 2023, down from HKD 21,198,000 in 2022[52]. - Customer contract revenue for the three months ended September 30, 2023, was HKD 6,937,883, a decrease of 19.5% compared to HKD 8,612,427 in 2022[26]. - Total customer contract revenue for the nine months ended September 30, 2023, was HKD 22,429,005, down 28.7% from HKD 31,497,005 in 2022[28]. - Interest income from customers for the three months ended September 30, 2023, was HKD 4,821,335, a decline of 29.6% from HKD 6,856,099 in 2022[26]. - Total interest income from all sources for the three months ended September 30, 2023, was HKD 10,839,556, down 29.5% from HKD 15,410,737 in 2022[26]. - The company incurred a loss of HKD 1,927,960 in expected credit loss provisions for the nine months ended September 30, 2023[34]. - The company reported a total interest expense of HKD 4,493,899 for the nine months ended September 30, 2023, an increase of 33.2% from HKD 3,373,090 in 2022[32]. Dividends and Shareholder Information - The company declared an interim dividend of HKD 0.80 per share for the six months ended June 30, 2023, which was paid on September 8, 2023[4]. - The company declared an interim dividend of HKD 1,484,896 for the period, compared to HKD 1,856,120 in the previous year, reflecting a decrease of approximately 20%[10]. - As of September 30, 2023, the major shareholder DTTKF holds 80,193,750 shares, representing 40.09% of the total issued shares of the company[75]. - Ms. TT Kou, a director, has a beneficial ownership of 28,476,000 shares, accounting for 14.23% of the total issued shares[75]. - Mr. Chen Yingjie, also a director, holds 108,669,750 shares through spousal interest, which is 54.32% of the total issued shares[75]. - Mr. Zhao Ziliang holds 1,000,000 shares, which is 0.50% of the total issued shares[75]. - Mr. Chen Peiquan has a beneficial ownership of 13,394,000 shares, representing 6.70% of the total issued shares[75]. Corporate Governance and Compliance - The company maintained high standards of corporate governance and fully complied with the corporate governance code during the nine months ended September 30, 2023[90]. - The audit committee reviewed the unaudited consolidated financial statements for the nine months ended September 30, 2023, ensuring compliance with applicable accounting standards[93]. - The board consists of three executive directors, one non-executive director, and three independent non-executive directors as of the report date[94]. - The company confirmed compliance with the trading standards set forth in GEM Listing Rules during the nine months ended September 30, 2023[88]. Future Outlook and Strategic Plans - The company aims to transform into a comprehensive financial service provider to diversify its revenue sources and enhance service offerings[46]. - The financial performance and operations of the company in the medium to long term will depend on the recovery of global financial markets, particularly in Hong Kong and China[50]. - The company will continue to act prudently in capital management and liquidity risk management to maintain sufficient buffers for future challenges[49]. - The company plans to enhance its asset management services, particularly in virtual assets, to cater to the growing demand in this sector[13]. - The company has received approval from the Securities and Futures Commission to provide virtual asset trading services through its subsidiary, expanding its service offerings in the financial sector[13]. Accounting Policies and Standards - The company has applied the revised Hong Kong Financial Reporting Standards effective from January 1, 2023, including HKFRS 17 on insurance contracts[23]. - The accounting policies and calculation methods used for the nine months ended September 30, 2023, are consistent with those used for the audited consolidated financial statements for the year ended December 31, 2022[21]. - The company will reassess its accounting policy disclosures to ensure compliance with the recent amendments to the Hong Kong Financial Reporting Standards[25]. - The revised HKAS 12 narrows the scope of initial recognition exemptions, requiring the recognition of deferred tax assets and liabilities for certain transactions[25]. - The company expects that the recent amendments will not have a significant impact on its financial statements[25]. - The financial statements are prepared in accordance with the Hong Kong Financial Reporting Standards, which include all relevant accounting standards and interpretations[18]. Share Option Scheme - The company has implemented a share option scheme, with a total of HKD 850,279 recognized during the period under review[10]. - The total number of options granted under the share option scheme is 6,806,000, with 55,000 options cancelled during the period[83]. - The exercise price for the options is set at HKD 2.29 per share[83]. - As of September 30, 2023, there are 1,798,800 unexercised options held by non-director employees[83]. - The company has adopted a share option scheme since June 14, 2018, with details available in the 2022 annual report[81]. - The company adopted a share incentive plan on August 11, 2020, aimed at rewarding contributions to the group's growth and attracting suitable personnel[84]. - The company did not award any shares to selected participants during the nine months ended September 30, 2023[85].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不 負責，對其準確性或完整性亦不發表任何聲明，並明確表示，概不對因本公告 全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責 任。 Victory Securities (Holdings) Company Limited 勝利證券（控股）有限公司 （於開曼群島註冊成立的有限公司） （股份代號：8540） 截 至2023年9月30日 止 九 個 月 第 三 季 度 業 績 公 告 勝利證券（控股）有限公司（「本公司」）之董事（「董事」）會（「董事會」）欣然宣佈本公 司及其附屬公司截至2023年9月30日止九個月之未經審計業績。本公告列載本 公司2023年第三季度報告全文，乃符合香港聯合交易所有限公司GEM證券上市 規則（「GEM上市規則」）中有關季度業績初步公告附載的資料之要求。本公司將 於適當時候發送2023年第三季度報告的印刷版本予本公司股東。 承董事會命 勝利證券（控股）有限公司 主席 陳英傑 香港，2023年11月2日 ...