证券代码：688001 证券简称：华兴源创 公告编号：2024-057 1、审议通过《关于公司 2024 年第三季度报告的议案》 苏州华兴源创科技股份有限公司 第三届监事会第四次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并 对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 苏州华兴源创科技股份有限公司（以下简称"公司"）第三届监事会第四次会议（以 下简称"本次会议"）于 2024 年 10 月 30 日在公司会议室以现场方式召开。本次会议 的通知于 2024 年 10 月 18 日以书面方式送达全体监事。会议由监事会主席江斌先生召 集并主持，应参会监事 3 名，实际参会监事 3 名，公司董事会秘书冯秀军先生列席了本 次会议。本次会议的召集、召开方式符合《公司法》等法律法规及《公司章程》的规定。 二、监事会会议审议情况 经审核，监事会认为公司《2024 年第三季度报告》的编制和审核程序符合相关法律 法规、《公司章程》的各项规定，能够客观、公允地反映报告期内公司的财务状况和经营 成果；在报告编制的过程中，未发现公司参与报告编制和审议的人 ...

Financial Performance - The company's revenue for Q3 2024 was ¥438,593,459.21, representing a decrease of 2.80% compared to the same period last year[2]. - The net profit attributable to shareholders for Q3 2024 was -¥82,237,109.47, a decline of 236.18% year-over-year[2]. - The net profit attributable to shareholders after deducting non-recurring gains and losses for Q3 2024 was -¥84,764,172.26, down 241.51% from the previous year[2]. - The basic earnings per share for Q3 2024 was -¥0.19, a decrease of 246.15% compared to the same period last year[2]. - Net profit for the third quarter of 2024 was a loss of CNY 51,128,553.95, compared to a profit of CNY 190,866,647.79 in the same quarter of 2023[17]. - Earnings per share for the third quarter of 2024 was -CNY 0.12, down from CNY 0.43 in the same quarter of 2023[17]. - The total comprehensive income for the third quarter of 2024 was a loss of CNY 51,834,337.95, compared to a gain of CNY 191,692,543.70 in the same quarter of 2023[17]. Cash Flow and Liquidity - The net cash flow from operating activities for the year-to-date was -¥240,694,349.79, a significant decline of 1,037.44% year-over-year[2]. - The net cash flow from operating activities for the first three quarters of 2024 was -240,694,349.79 RMB, a decrease from 25,675,604.66 RMB in the same period of 2023[18]. - Total cash inflow from operating activities was 1,440,264,054.08 RMB, down from 1,567,981,726.42 RMB year-over-year[18]. - Cash outflow for purchasing goods and services increased to 1,005,379,611.43 RMB from 787,245,522.06 RMB in the previous year[18]. - The ending balance of cash and cash equivalents was 472,886,146.13 RMB, down from 1,083,021,935.57 RMB year-over-year[19]. - The company received 169,000,000.00 RMB in new borrowings during the period, compared to 80,000,000.00 RMB in the previous year[19]. - The company reported a decrease in cash inflow from operating activities, indicating potential challenges in revenue generation[18]. Research and Development - Research and development expenses totaled ¥106,835,602.31 for Q3 2024, an increase of 24.56% year-over-year, accounting for 24.36% of revenue[4]. - Research and development expenses for the first three quarters of 2024 were CNY 293,807,149.80, an increase from CNY 275,818,027.81 in the same period of 2023[16]. Assets and Liabilities - Total assets at the end of Q3 2024 were ¥5,520,537,346.64, a decrease of 0.84% from the end of the previous year[4]. - As of September 30, 2024, the company's total current assets amounted to approximately CNY 2.99 billion, slightly down from CNY 2.996 billion at the end of 2023[12]. - The company's cash and cash equivalents decreased to CNY 475.36 million from CNY 874.20 million, representing a decline of approximately 45.5%[12]. - Accounts receivable increased to CNY 1.29 billion, up from CNY 1.13 billion, indicating a growth of about 14.8% year-over-year[12]. - Inventory rose significantly to CNY 868.05 million, compared to CNY 629.69 million, reflecting an increase of approximately 37.8%[12]. - The company's total liabilities increased to CNY 854.01 million, up from CNY 770.52 million, marking an increase of approximately 10.8%[13]. - Total liabilities increased to CNY 1,732,147,103.94, up from CNY 1,631,695,381.14 year-over-year[16]. - Total equity attributable to shareholders decreased to CNY 3,788,390,242.70 from CNY 3,935,413,247.88 in the previous year[16]. Operational Challenges - The decline in net profit was primarily due to weak customer demand and increased costs associated with new asset depreciation and raw material prices[7]. - Total operating revenue for the first three quarters of 2024 was CNY 1,276,388,907.29, a decrease of 4.55% compared to CNY 1,337,541,009.20 in the same period of 2023[15]. - Total operating costs increased to CNY 1,368,742,883.89, up 20.29% from CNY 1,137,788,008.20 year-over-year[16]. - Financial expenses for the first three quarters of 2024 were CNY 21,086,895.78, compared to a gain of CNY 10,799,874.26 in the same period of 2023[16]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 10,108, with the largest shareholder holding 52.26% of the shares[10]. - The company reported no significant changes in the shareholding structure or any related party transactions during the reporting period[10]. - The company has not disclosed any new product developments or market expansion strategies in the current report[11]. - There were no significant reminders or alerts for investors regarding the company's operational status during the reporting period[11].

| 证券代码：688001 | 证券简称：华兴源创 | 公告编号：2024-056 | | --- | --- | --- | | 转债代码：118003 | 转债简称：华兴转债 | | 关于"华兴转债"转股结果暨股份变动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： ●本季度转股情况："华兴转债"自2022年6月6日起开始进入转股期，自 2024年7月1日起至2024年9月30日，"华兴转债"共有人民币0元已转换为公司股 票，转股数量为0股，占"华兴转债"转股前公司已发行股份总额的0.0000%； ●累计转股情况：截至2024年9月30日，"华兴转债"累计有人民币238,000 元已转换为公司股票，转股数量为7,268股，占"华兴转债"转股前公司已发行 股份总额的0.0017%； ●未转股可转债情况：截至2024年9月30日，"华兴转债"尚未转股的可转 债金额为799,762,000元，占"华兴转债"发行总量的99.9703%。 一、可转债发行上市及转股价格调整情况 经中国证券监督管理委员会证监许 ...

证券代码：688001 证券简称：华兴源创 公告编号：2024-055 重要内容提示： 一、 回购股份的基本情况 苏州华兴源创科技股份有限公司（以下简称"公司"）于 2024 年 2 月 6 日召 开第二届董事会第三十七次会议，审议通过了《关于以集中竞价交易方式回购公司 股份方案的议案》，同意公司以自有资金通过上海证券交易所交易系统以集中竞价 交易方式回购公司已发行的部分人民币普通股（A 股）股票，回购价格不超过人民 币 43.00 元/股（含），回购资金总额不低于人民币 2,000 万元（含），不超过人民 币 4,000 万元（含）。其中拟用于员工持股计划或股权激励的回购金额不低于人民 币 1,000 万元（含），不超过人民币 2,000 万元（含）；拟用于维护公司价值及股东 权益的回购金额不低于人民币 1,000 万元（含），不超过人民币 2,000 万元（含）。 本次回购用于员工持股计划或股权激励的股份期限为自公司董事会审议通过 回购方案之日起不超过 12 个月；用于维护公司价值及股东权益的股份期限为自公 司董事会审议通过本次回购方案之日起不超过 3 个月。具体内容详见公司于 2024 年 2 月 7 ...

重要内容提示： 苏州华兴源创科技股份有限公司（以下简称"公司"）股票自 2024 年 8 月 26 日 至 2024 年 9 月 23 日已有 10 个交易日的收盘价低于当期转股价格的 85%（即 22.2615 元 /股），存在触发《苏州华兴源创科技股份有限公司向不特定对象发行可转换公司债券募 集说明书》（以下简称"募集说明书"）中规定的转股价格向下修正条件的可能性。若触 发条件，公司将于触发条件当日召开董事会审议决定是否修正转股价格，并及时履行信 息披露义务。 根据《上海证券交易所上市公司自律监管指引第 12 号——可转换公司债券》的有 关规定，现将可能触发可转换公司债券转股价格向下修正条件的相关情况公告如下： 一、可转债发行上市及历史价格调整情况 | 证券代码：688001 | 证券简称：华兴源创 | 公告编号：2024-054 | | --- | --- | --- | | 转债代码：118003 | 转债简称：华兴转债 | | 苏州华兴源创科技股份有限公司 关于"华兴转债"预计触发转股价格 向下修正条件的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并 ...

证券代码：688001 证券简称：华兴源创 公告编号：2024-053 根据《关于上市公司实施员工持股计划试点的指导意见》《上海证券交易所科创板 上市公司自律监管指引第 1 号——规范运作》等相关法律法规规定，现将公司本次员工 持股计划实施进展情况公告如下： 苏州华兴源创科技股份有限公司 根据本次员工持股计划参与对象实际认购和最终缴款的审验结果，本次员工持股计 划实际参与认购的员工共计 98 人，最终认购份额为 10,656,000.00 份，缴纳认购资金 总额为 10,656,000.00 元，认购份额对应股份数量为 888,000 股，股票来源为公司回购 专用证券账户已经回购的公司 A 股普通股股票。 关于 2024 年员工持股计划非交易过户完成的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并 对其内容的真实性、准确性和完整性依法承担法律责任。 苏州华兴源创科技股份有限公司（以下简称"公司"）分别于 2024 年 7 月 16 日召 开第三届董事会第三次会议和第三届监事会第二次会议、2024 年 8 月 1 日召开 2024 年 第二次临时股东大会，审议通过了《关 ...

证券代码：688001 证券简称：华兴源创 苏州华兴源创科技股份有限公司投资者关系活动记录表 | --- | --- | --- | --- | |----------------|-------------------------------------|---------------------------------------------------------------------|-------------------------------------------------------------------| | | | | 编号： 2024-005 | | | □ | 特定对象调研 □分析师会议 | | | | | □媒体采访 ■业绩说明会 | | | 投资者关系活动 | □ | 新闻发布会 □路演活动 | | | 类别 | | □现场参观 □一对一沟通 | | | | □ 其他 | | | | 参与单位及人员 | | 通过上证路演中心参与华兴源创"科创板 料专场业绩说明会"的广大投资者 | 2024 年半年度半导体设备及材 | | 时间 | 2024 年 9 月 12 | 日 | | ...

Financial Performance - The company reported a revenue of RMB 1.5 billion for the first half of 2024, representing a year-over-year increase of 20%[1]. - The company expects a revenue guidance of RMB 3 billion for the second half of 2024, indicating a projected growth of 25% compared to the first half[1]. - The company's operating revenue for the first half of 2024 was approximately ¥837.80 million, a decrease of 5.48% compared to ¥886.33 million in the same period last year[18]. - The net profit attributable to shareholders for the first half of 2024 was approximately ¥31.11 million, down 76.16% from ¥130.48 million in the previous year[18]. - The net cash flow from operating activities for the first half of 2024 was approximately -¥94.74 million, a decrease of 522.09% compared to the previous year's positive cash flow of ¥22.45 million[18]. - The company's total assets at the end of the reporting period were approximately ¥5.48 billion, down 1.64% from ¥5.57 billion at the end of the previous year[18]. - The net assets attributable to shareholders at the end of the reporting period were approximately ¥3.87 billion, a decrease of 1.71% from ¥3.94 billion at the end of the previous year[18]. - Basic earnings per share for the first half of 2024 were ¥0.07, down 76.67% from ¥0.30 in the same period last year[19]. - The company achieved operating revenue of 83,779.54 million yuan, a year-on-year decrease of 5.48%[100]. - The net profit attributable to shareholders was 3,110.86 million yuan, down 76.16% year-on-year[100]. Research and Development - The company has allocated RMB 200 million for research and development in the next fiscal year, focusing on innovative display technologies[1]. - The R&D investment as a percentage of operating revenue increased to 22.32%, up 0.88 percentage points from 21.44% in the previous year[19]. - The total R&D investment amounted to approximately ¥186.97 million, a decrease of 1.62% compared to the previous year[81]. - R&D investment accounted for 22.32% of operating revenue, an increase of 0.88 percentage points year-on-year[81]. - The company applied for a total of 126 intellectual property rights during the reporting period, with 97 newly granted[78]. - The company has accumulated a total of 1,299 granted intellectual property rights, including 221 invention patents[79]. - The company has filed for 97 new intellectual property rights during the reporting period, indicating strong R&D capabilities[94]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2025[1]. - A strategic acquisition of a local competitor is in progress, which is anticipated to increase market penetration by 30%[1]. - The company is actively pursuing market expansion in Southeast Asia, targeting a 30% increase in market share within the next year[165]. - The company is considering strategic acquisitions to enhance its product portfolio, with a budget of 50 million allocated for potential mergers and acquisitions[160]. - The company is focusing on expanding its market presence through new product development in semiconductor and electronic communication sectors[142]. Product Development and Innovation - New product development includes the launch of a Micro-LED display technology, which is expected to enhance product offerings in the high-end market segment[1]. - The company has developed various new products, including OLED display testing equipment that automates the testing process for signal, display, and touch functionalities[26]. - The company introduced several new testing systems for electric vehicles, including the ADAS-related FCT/EOL testing machine and the BMS testing system, which enhance automation and flexibility in production testing[36]. - The company is developing a new AI compensation system for displays, with an expected total investment of ¥20.34 million[83]. - The company is developing a micro motor testing technology with a budget of 2,100.00 million, aiming to break the Japanese manufacturers' monopoly in the micro motor testing field[84]. Risks and Challenges - The company has identified potential risks related to supply chain disruptions, which may impact future production capabilities[1]. - The company experienced a decline in customer demand due to economic cycles, impacting gross margins on some orders[20]. - The company faces significant risks from high customer concentration, particularly reliance on Apple, which could adversely affect performance if Apple's business deteriorates[107]. - The company is facing risks related to the rapid pace of technological innovation and potential talent loss in a competitive industry[104]. - The company’s exposure to foreign exchange risks is significant, as it primarily uses USD for exports and JPY for imports, which could impact financial performance due to currency fluctuations[111]. Corporate Governance and Compliance - The company has committed to maintaining fair pricing in all related party transactions to protect shareholder interests[167]. - Legal commitments have been made to ensure transparency and accuracy in all disclosures related to the restructuring process[156]. - The controlling shareholder, Yuanhua Chuangxing, pledged to take all necessary actions to ensure compliance with commitments made during the issuance process[163]. - The company will publicly explain any failure to fulfill commitments and apologize to shareholders and the public within five working days of such failure[163]. - The board of directors and senior management have also made similar commitments to ensure compliance with the issuance promises[163]. Environmental and Social Responsibility - The company has invested 19.3 million in environmental protection initiatives during the reporting period[150]. - A new distributed photovoltaic power generation system with a capacity of 1.1MW was installed, expected to generate 1.2 million kWh annually[150]. - The company implemented carbon reduction measures, successfully reducing carbon emissions by 373 tons[151]. - In April 2024, the company donated 144 children's books to a school in Gansu Province as part of its rural revitalization efforts[152]. - In June 2024, the company donated a total of CNY 77,550 worth of materials and funds to a primary school in Guizhou, including 15 personal computers and 1 printer, supporting education for 12 impoverished students and 4 teachers[152].

一、关于开展外汇远期结售汇业务的审查意见 我们认为，公司展开远期结售汇业务以正常经营为基础，目的是为了规避外汇市场 的风险，防范汇率大幅度波动对公司造成的影响，符合公司业务发展需要。同时，公司 已制定相应的内部控制制度，相关业务审批流程较为完善。公司董事会审议该事项的程 序合法合规，符合相关法律法规的规定，不存在损害上市公司及股东利益的情形。综上 我们同意公司（含控股子公司）自第三届董事会第五次会议审议通过之日起十二个月内 开展交易金额不超过 3,000 万美元或其他等值外币的远期结售汇业务,上述额度在该授 权期限内循环使用。 苏州华兴源创科技股份有限公司 第三届董事会独立董事专门会议 2024 年第二次会议审查意见 我们作为苏州华兴源创科技股份有限公司（以下简称"公司"）的独立董事，根据 《中华人民共和国公司法》《中华人民共和国证券法》《上市公司独立董事管理办法》《上 海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》等法律法规、上海证券交易所业务规则以及《公司章程》和《独立董 事工作制度》等公司内部制度的相关规定，召开第三届董事会独立董事专门会议 2024 ...

证券代码：688001 证券简称：华兴源创 公告编号：2024-047 苏州华兴源创科技股份有限公司 2024 年员工持股计划第一次持有人会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并 对其内容的真实性、准确性和完整性依法承担法律责任。 一、持有人会议召开情况 表决结果：同意 908,000 份，占出席持有人会议的持有人所持份额总数的 100%；反 对 0 份，占出席持有人会议的持有人所持份额总数的 0%；弃权 0 份，占出席持有人会议 的持有人所持份额总数的 0%。 2、审议通过《关于选举公司 2024 年员工持股计划管理委员会委员的议案》 经审议表决，选举张志超、程忠、冯秀军为公司 2024 年员工持股计划管理委员会 委员，任期为 2024 年员工持股计划的存续期。 表决结果：同意 908,000 份，占出席持有人会议的持有人所持份额总数的 100%；反 对 0 份，占出席持有人会议的持有人所持份额总数的 0%；弃权 0 份，占出席持有人会议 的持有人所持份额总数的 0%。 同日，公司召开 2024 年员工持股计划第一次管理委员会会议，选举张志超为本员 工 ...