北京市中伦律师事务所 关于江苏菲沃泰纳米科技股份有限公司 2023 年股票期权激励计划调整及授予事项的 法律意见书 二〇二三年八月 北京市朝阳区金和东路 20 号院正大中心 3 号南塔 22-31 层 邮编：100020 22-31/F, South Tower of CP Center, 20 Jin He East Avenue, Chaoyang District, Beijing l00020, P.R. China 电话/Tel : +86 10 5957 2288 传真/Fax : +86 10 6568 1022/1838 www.zhonglun.com 北京市中伦律师事务所 关于江苏菲沃泰纳米科技股份有限公司 2023 年股票期权激励计划调整及授予事项的 法律意见书 致：江苏菲沃泰纳米科技股份有限公司 北京市中伦律师事务所（以下简称"本所"）接受江苏菲沃泰纳米科技股份有 限公司（以下简称"菲沃泰"或"公司"）委托，就公司 2023 年股票期权激励计划 （以下简称"激励计划"或"本次激励计划"）相关事宜担任专项法律顾问，并就本 次激励计划调整（以下简称"本次调整事项"）及授予（以下简称"本次授 ...

江苏菲沃泰纳米科技股份有限公司独立董事 关于第一届董事会第十七次会议相关事项的独立意见 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和 国证券法》（以下简称"《证券法》"）、《上市公司股权激励管理办法》（以下简称 "《管理办法》"）、《上海证券交易所科创板股票上市规则》（以下简称"《上市规 则》"）、《上市公司独立董事规则》等法律、法规以及《江苏菲沃泰纳米科技股 份有限公司章程》（以下简称"《公司章程》"）等的相关规定，作为江苏菲沃泰 纳米科技股份有限公司（以下简称"公司"）的独立董事，对第一届董事会第十 七次会议审议的相关事项在查阅公司提供的相关资料、了解相关情况后，基于 独立判断的立场，发表独立意见如下： 一、《关于调整 2023 年股票期权激励计划相关事项的议案》的独立意见 经审议，独立董事认为： 规以及《激励计划（草案）》中关于授予日的规定。 （2）未发现公司存在《管理办法》等法律、法规和规范性文件规定的禁止 实施股权激励计划的情形，公司具备实施股权激励计划的主体资格。 （3）公司确定授予的激励对象均具备《公司法》《证券法》等法律、法规、 规范性文件以及《公司章程》规定的任职资 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2023, achieving a total of 500 million RMB, representing a growth of 25% compared to the same period last year[1]. - The company's operating revenue for the first half of 2023 was approximately ¥119.37 million, a decrease of 36.16% compared to ¥186.98 million in the same period last year[24]. - The net profit attributable to shareholders of the listed company was approximately -¥21.45 million, a decline of 555.10% from a profit of ¥4.71 million in the previous year[24]. - Basic earnings per share for the first half of 2023 were -¥0.06, representing a 400.00% decrease from ¥0.02 in the same period last year[23]. - The company reported a significant decline in net profit after excluding non-recurring gains and losses, with a net profit of approximately -¥44.87 million compared to -¥4.63 million in the previous year[24]. - The company experienced a substantial drop in net profit attributable to the parent company, which fell by 77.79% to approximately ¥7.76 million from ¥34.93 million in the previous year[24]. - The company achieved operating revenue of 119.368 million yuan, a year-on-year decrease of 36.16%[95]. - The net profit attributable to the parent company was -21.4538 million yuan, a year-on-year decrease of 555.10%[95]. Research and Development - Research and development investments have increased by 30%, focusing on innovative applications of nanotechnology in various industries[1]. - The company's research and development expenditure accounted for 34.61% of operating revenue, an increase of 21.86 percentage points compared to 12.75% in the previous year[23]. - The company plans to expand its research and development pipeline and increase investment in R&D to enhance future growth prospects[25]. - The company achieved a 73.21% increase in R&D expenses, totaling approximately ¥41.31 million compared to ¥23.85 million in the previous year[74]. - R&D expenses accounted for 34.61% of total revenue, an increase of 21.86 percentage points from 12.75% in the previous year[74]. - The company applied for 45 new intellectual property rights during the reporting period, including 36 invention patents and 4 utility model patents, bringing the total to 281 intellectual property rights[73]. - The company has developed 12 core technologies, including plasma stability control technology and advanced plasma chemical vapor deposition equipment design technology, maintaining its leading position in the domestic nano-protection field[71]. Market Expansion and Strategy - The company is actively pursuing market expansion strategies, targeting Southeast Asia with plans to establish a local office by Q4 2023[1]. - The company aims to strengthen its R&D platform and team to develop more proprietary nanofilm products, consolidating its technological leadership in the industry[37]. - The company is focused on increasing its market share in downstream sectors by expanding its sales team and enhancing customer engagement[37]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[156]. - The company completed a strategic acquisition of a tech startup for 200 million, aimed at enhancing its product offerings[156]. Product Development and Innovation - New product launches include a cutting-edge nano-coating technology that is expected to enhance product performance and attract new customers[1]. - The PECVD nanofilm technology significantly enhances waterproof performance while reducing the need for structural protection, leading to cost savings[36]. - The company provides high-performance, multifunctional nanofilm products that offer waterproof, oil-proof, corrosion-resistant, and scratch-resistant features for various applications[39]. - The company has developed a comprehensive material formulation system for nano-coating products, including single-layer, double-layer, and multi-layer nano-films tailored to various industry needs[41]. - The company has introduced a silicon-based hard coating that enhances surface hardness and scratch resistance, applicable to automotive parts and foldable smartphone covers[44]. Sustainability and Compliance - The management highlighted the importance of sustainability initiatives, aiming to reduce carbon emissions by 10% by the end of 2023[1]. - The company reduced carbon emissions by 238.52 tons through various carbon reduction measures[145]. - The company received administrative penalties totaling 202,692.9 RMB for environmental compliance issues[142]. Legal and Regulatory Matters - The board of directors confirmed that there are no significant legal or regulatory issues affecting the company's operations[1]. - The company is involved in a significant lawsuit regarding patent infringement, with the case currently under review by the Supreme Court[199]. - The company has confirmed that there are no undisclosed or subsequent developments in litigation or arbitration matters[200]. Shareholder and Governance - The company launched a stock option incentive plan in June 2023 to enhance talent retention and motivation[93]. - The company commits to not transferring or entrusting the management of its shares within 36 months from the completion of the capital increase registration and 12 months from the stock listing[163]. - The company will not distribute profits or increase capital reserves in the first half of 2023[138]. - The company has established a stock price stabilization plan to protect shareholders, especially minority shareholders, for three years post-IPO[174].

一、《关于公司<2023 年半年度募集资金存放与实际使用情况的专项报告> 的议案》的独立意见 经审议，独立董事认为： 我们认为，公司 2023 年半年度募集资金存放与使用情况符合有关法律、法 规和公司《募集资金使用管理办法》的规定，公司《2023 年半年度募集资金存 放与实际使用情况的专项报告》真实地反映了公司募集资金存放、使用、管理情 况，不存在变相改变募集资金用途和损害股东利益的情况，不存在变相改变募集 资金存放和使用违规的情形。报告内容真实、准确、完整，我们同意公司《2023 年半年度募集资金存放与实际使用情况的专项报告》。 二、《关于使用暂时闲置募集资金及自有资金进行现金管理的议案》的独立 意见 江苏菲沃泰纳米科技股份有限公司独立董事 关于第一届董事会第十六次会议相关事项的独立意见 根据《中华人民共和国公司法》《上市公司独立董事规则》《上海证券交易所 科创板股票上市规则》及《江苏菲沃泰纳米科技股份有限公司章程》（以下简称 "《公司章程》"）等的相关规定，作为江苏菲沃泰纳米科技股份有限公司（以下 简称"公司"）的独立董事，对第一届董事会第十六次会议审议的相关事项在查 阅公司提供的相关资料、了解相关情况后 ...

证券代码：688371 证券简称：菲沃泰 公告编号：2023-013 江苏菲沃泰纳米科技股份有限公司 关于召开 2022 年度暨 2023 年第一季度业绩说明会 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 投资者可于 2023 年 5 月 11 日(星期四) 至 5 月 17 日(星期三)16:00 前登录 上 证 路 演 中 心 网 站 首 页 点 击 " 提 问 预 征 集 " 栏 目 或 通 过 公 司 邮 箱 ft- board@favoredtech.com 进行提问。公司将在说明会上对投资者普遍关注的问题 进行回答。 一、说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2022 年度以及 2023 年 第一季度的经营成果及财务指标的具体情况与投资者进行互动交流和沟通，在信 息披露允许的范围内就投资者普遍关注的问题进行回答。 会议召开时间：2023 年 5 月 18 日(星期四)下午 13:00-14:00 会议召开地点：上海证券交易所上证路演中心 （网址：http:// ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥57,807,045.04, representing a decrease of 39.72% compared to the same period last year[5] - The net profit attributable to shareholders was -¥10,670,029.39, a decline of 237.59% year-over-year[5] - The basic and diluted earnings per share were both -¥0.03, a decrease of 206.02% compared to the previous year[6] - Net profit for Q1 2023 was -¥10,670,029.39, a decline from a profit of ¥7,754,728.06 in Q1 2022[22] - Operating profit for Q1 2023 was -¥18,060,768.25, compared to a profit of ¥2,583,717.90 in Q1 2022[21] Cash Flow - The net cash flow from operating activities increased by 36.27% to ¥38,367,285.32, primarily due to a reduction in cash payments for goods and services[6] - The company’s cash flow from operating activities showed a net outflow, indicating challenges in cash generation during the quarter[23] - In Q1 2023, the cash inflow from operating activities was CNY 123,706,476.55, a decrease of 3.3% compared to CNY 128,133,349.80 in Q1 2022[24] - The net cash flow from investment activities was CNY 3,215,541.31, recovering from a negative CNY 56,590,533.77 in Q1 2022[25] - The total cash and cash equivalents at the end of Q1 2023 reached CNY 218,896,177.96, up from CNY 75,359,721.57 at the end of Q1 2022[25] Research and Development - Research and development expenses totaled ¥18,158,152.56, an increase of 50.20%, reflecting the company's efforts to expand its R&D pipeline[6] - The proportion of R&D expenses to operating revenue was 31.41%, an increase of 18.81 percentage points compared to the previous year[6] - The company reported a significant increase in R&D expenses, totaling ¥18,158,152.56, up from ¥12,088,982.58 in Q1 2022, reflecting a focus on innovation[21] Assets and Liabilities - The total assets at the end of the reporting period were ¥2,080,044,356.65, a slight decrease of 0.60% from the end of the previous year[6] - Non-current assets totaled ¥666,827,220.13, an increase from ¥618,283,642.00 in the previous period[21] - Total current assets decreased to ¥1,413,217,136.52 from ¥1,474,262,174.80 at the end of 2022, reflecting a decline of approximately 4.14%[16] - Total liabilities amounted to ¥91,611,696.52, down from ¥107,641,622.37 in the previous period[18] Shareholder Information - Total number of common shareholders at the end of the reporting period was 10,943[13] - The largest shareholder, Favored Tech Corporation, holds 208,533,334 shares, representing 62.16% of total shares[13] - The top ten shareholders include various investment funds and individuals, with significant holdings in common shares[14] Other Information - The company has not disclosed any new product developments or market expansion strategies in the current report[15] - There are no significant changes in the audit opinion type for the financial statements, remaining unaudited[16] - The company reported non-recurring gains and losses totaling ¥13,976,367.94 for the period[9] - The company experienced a foreign exchange loss of CNY 765,582.07, compared to a loss of CNY 675,377.77 in the same quarter last year[25]

Financial Performance - The company's operating revenue for 2022 was RMB 395.56 million, a decrease of 3.62% compared to RMB 410.40 million in 2021[24]. - The net profit attributable to shareholders of the listed company was RMB 33.29 million, down 15.33% from RMB 39.32 million in 2021[24]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 15.78 million, a significant decline of 55.70% from RMB 35.62 million in 2021[24]. - The basic earnings per share decreased by 25.00% to 0.12 yuan compared to 2021[26]. - The overall gross margin for the reporting period was 56.59%, but future market competition and pricing pressures could threaten this margin[108]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion in 2022, representing a growth of 25% year-over-year[175]. - The company reported a revenue increase of 15% year-over-year for the fiscal year 2022, reaching $1.2 billion[173]. Cash Flow and Assets - The net cash flow from operating activities increased by 196.49% to RMB 120.23 million, compared to RMB 40.55 million in 2021[24]. - The total assets at the end of 2022 reached RMB 2.09 billion, an increase of 185.69% from RMB 732.46 million at the end of 2021[24]. - The net cash flow from operating activities surged by 196.49%, amounting to CNY 120,232,350.82[136]. - The company's cash and cash equivalents increased to 1,123,488,144.11 RMB, reflecting strong liquidity management[139]. Research and Development - The R&D investment as a percentage of operating revenue increased by 3.25 percentage points to 12.95%[26]. - The company’s R&D efforts are aligned with national policies promoting the development of strategic emerging industries, particularly in the new materials sector[60]. - The company has developed eight models of vacuum nano-coating equipment, with four models already in mass production[46]. - The company’s R&D process includes four stages: concept development, small-scale testing, pilot testing, and mass production, ensuring a comprehensive approach to product innovation[48][49][50][51][52]. - The company is investing $50 million in R&D for new technologies aimed at enhancing product efficiency[173]. - The R&D budget has been increased by 40% to support ongoing innovation and product development initiatives[175]. Market Strategy and Expansion - The company plans to focus on expanding its market presence and enhancing its product offerings in the upcoming year[24]. - The company aims to explore potential mergers and acquisitions to strengthen its market position[24]. - The company is planning to expand its market presence in Southeast Asia, targeting a 15% market share by 2025[175]. - The company aims to expand its market presence in automotive electronics, medical devices, smart home appliances, and new energy sectors while maintaining its competitive edge in consumer electronics[154]. - The company is actively developing new products in automotive electronics, security devices, and medical equipment, but faces risks related to market acceptance and development uncertainties[100]. Governance and Compliance - The audit report issued by the accounting firm was a standard unqualified opinion[4]. - The board of directors and supervisory board members confirmed the authenticity and completeness of the annual report[3]. - The company has not disclosed any special arrangements for corporate governance[8]. - The company has established a cash dividend policy in its articles of association, ensuring the protection of minority shareholders' rights, with no adjustments made during the reporting period[198]. - The board of directors has established a compensation and assessment committee responsible for evaluating senior management based on scientific and reasonable performance indicators[200]. Risks and Challenges - The company faces risks related to the rapid iteration of protective technology in the nano-coating product market, which could impact its competitive edge and long-term performance[99]. - The company is exposed to financial risks due to potential declines in major customers' product shipments and changes in their business conditions, which could adversely affect its performance[102]. - The company may face challenges in maintaining high gross margins if it cannot continue to innovate or if the proportion of lower-margin production increases[108]. Human Resources - The number of R&D personnel increased to 122, representing 21.98% of the total workforce, up from 11.03% in the previous year[92]. - The company has a total of 39 sales personnel, highlighting its focus on sales capabilities[193]. - The company emphasizes employee training and development as a key component of its strategic growth, planning to continue training programs in 2023[196]. Product Development and Innovation - The company has developed a wear-resistant hard film suitable for automotive structural parts, foldable phone covers, multimedia touch panels, and protective eyewear, which is expected to create new revenue opportunities[72]. - The company has successfully developed a diamond-like carbon (DLC) coating with good optical transmittance and wear resistance, applicable to flexible displays and automotive touch screens[72]. - The company is expanding its product line with new developments such as wear-resistant and anti-fog coatings, enhancing its market offerings[71]. International Operations - The company has established a global presence with three wholly-owned subsidiaries in Hong Kong, the USA, and Vietnam, enhancing its international market reach[96]. - The company’s net profit from its subsidiary in Vietnam was 33,055,400.00 RMB, showcasing successful international operations[149].

2022 年第三季度报告 证券代码：688371 证券简称：菲沃泰 江苏菲沃泰纳米科技股份有限公司 2022 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务 信息的真实、准确、完整。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | 项目 | 本报告期 | 本报告期 比上年同 | 年初至报告期末 | 年初至报告期 末比上年同期 | | --- | --- | --- | --- | --- | | | | 期增减变 动幅度(%) | | 增减变动幅度 (%) | | 营业收入 | 103,640,048.63 | -7.24 | 290,618,815.92 | 25.78 | | 归属于上市公司 ...