证券代码：000413、200413 证券简称：ST 旭电、ST 东旭 B 公告编号：2024-068 东旭光电科技股份有限公司 关于公司股票终止上市暨摘牌的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重大 遗漏。 特别提示： 公司股票已被深圳证券交易所决定终止上市，并将于 2024 年 10 月 11 日被 摘牌。 东旭光电科技股份有限公司（以下简称"公司"）于2024年9月20日收到深 圳证券交易所出具的《关于东旭光电科技股份有限公司股票终止上市的决定》（深 证上〔2024〕775号）。鉴于公司股票被深圳证券交易所决定终止上市，根据《深 圳证券交易所股票上市规则（2024年修订）》《关于退市公司进入退市板块挂牌 转让的实施办法》等相关规定，公司应当在股票被终止上市后及时做好相关工作， 以确保公司股份在摘牌后四十五个交易日内可以进入全国中小企业股份转让系 统有限责任公司依托原证券公司代办股份转让系统设立并代为管理的两网公司 及退市公司板块（以下简称"退市板块"）挂牌转让。 （1）人民币普通股（A 股），证券简称：ST 旭电，证券代码：000413。 （2）境内上 ...

关于东旭光电科技股份有限公司股票终止上市的公告 时间：2024-09-20 字体： 大 中 小 深圳证券交易所 2024年9月20日 东旭光电科技股份有限公司（以下简称公司）A股和B股股票在2024年7月18日至2024年8月14日期 间，通过本所交易系统连续二十个交易日的每日股票收盘价同时均低于1元，触及本所《股票上市规则 （2024年修订）》第9.2.1条第一款第五项规定的股票终止上市情形。 根据本所《股票上市规则（2024年修订）》第9.2.7条的规定以及本所上市审核委员会的审议意见， 本所决定公司股票终止上市。同时，根据本所《股票上市规则（2024年修订）》第9.1.15条、第9.6.10条 第二款的规定，公司股票因触及交易类强制退市情形被本所作出终止上市决定，不进入退市整理期，公 司股票将于本所作出终止上市决定后十五个交易日内摘牌。 本所要求公司严格按照相关规定，做好股票终止上市以及后续有关工作。 ...

证券代码：000413、200413 证券简称：ST 旭电、ST 东旭 B 公告编号：2024-056 东旭光电科技股份有限公司 关于收到终止上市事先告知书的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重大 遗漏。 东旭光电科技股份有限公司（以下简称"公司"）于 2024 年 8 月 16 日收到 深圳证券交易所（以下简称"深交所"）下发的《事先告知书》（公司部函[2024] 第 203 号）。现将有关内容公告如下： "你公司 A 股和 B 股股票在 2024 年 7 月 18 日至 2024 年 8 月 14 日期间， 通过本所交易系统连续二十个交易日的每日收盘价同时均低于 1 元，触及本所 《股票上市规则（2024 年修订）》第 9.2.1 条第一款第五项规定的股票终止上市 情形，本所拟决定终止你公司股票上市交易。 根据本所《股票上市规则（2024 年修订）》《自律监管听证程序细则（2023 年修订）》等相关规定，你公司有权申请听证或者提出书面陈述和申辩。申请听 证的，你公司应当在收到本告知书之日起五个交易日内，以书面形式向本所提出 申请，并载明具体事项及理由 ...

证券代码：000413、200413 证券简称：ST 旭电、ST 东旭 B 公告编号：2024-055 东旭光电科技股份有限公司 关于公司股票将被终止上市暨停牌的风险提示公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 特别提示： 1、截至 2024 年 8 月 14 日，东旭光电科技股份有限公司（以下简称"公司"） A、B 股股票收盘价格已经连续二十个交易日同时均低于 1 元，根据《深圳证券 交易所股票上市规则》第 9.2.1 条第一款第（五）项、9.1.15 条的相关规定，在 深圳证券交易所既发行 A 股股票又发行 B 股股票的公司，通过深圳证券交易所交 易系统连续二十个交易日的 A 股和 B 股股票收盘价同时均低于 1 元，深圳证券交 易所终止其股票上市交易；因触及交易类强制退市情形而终止上市的股票不进入 退市整理期。敬请广大投资者注意投资风险。 2、根据《深圳证券交易所股票上市规则》第 9.2.6 条相关规定，在深圳证 券交易所既发行 A 股股票又发行 B 股股票的公司，通过深圳证券交易所交易系统 连续二十个交易日的 A 股和 B 股股票收盘价同时 ...

一、公司股票交易可能被终止上市的原因 根据《深圳证券交易所股票上市规则》第 9.2.1 条第一款第（五）项、9.1.15 条的相关规定，在深圳证券交易所既发行 A 股股票又发行 B 股股票的公司，通过 深圳证券交易所交易系统连续二十个交易日的 A 股和 B 股股票收盘价同时均低 于 1 元，深圳证券交易所终止其股票上市交易；因触及交易类强制退市情形而终 止上市的股票不进入退市整理期。 证券代码：000413、200413 证券简称：ST 旭电、ST 东旭 B 公告编号：2024-039 东旭光电科技股份有限公司 关于公司股票存在可能因股价低于面值被终止上市的 第二次风险提示公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重大 遗漏。 特别提示： 1、截至 2024 年 7 月 31 日，东旭光电科技股份有限公司（以下简称"东旭 光电"或"公司"）A、B 股股票收盘价格已经连续十个交易日均低于 1 元，根据 《深圳证券交易所股票上市规则》第 9.2.1 条第一款第（五）项、9.1.15 条的相 关规定，在深圳证券交易所既发行 A 股股票又发行 B 股股票的公司，通过深圳 ...

证券代码：000413、200413 证券简称：东旭光电、东旭 B 公告编号：2024-025 东旭光电科技股份有限公司 关于公司股票被实施其他风险警示暨停牌的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 特别提示： 1、东旭光电科技股份有限公司(以下简称"东旭光电"或"公司")股票于 2024 年 7 月 8 日停牌一天，并于 2024 年 7 月 9 日开市起复牌； 2、公司股票自 2024 年 7 月 9 日起被实施"其他风险警示"特别处理，证券 简称由"东旭光电、东旭 B"变更为"ST 旭电、ST 东旭 B"，证券代码仍为"000413、 200413"； 3、实施其他风险警示后，公司股票在风险警示板交易，公司股票交易的日 涨跌幅限制为 5%。 4、实施其他风险警示起始日：2024 年 7 月 9 日。公司股票于 2024 年 7 月 8 日停牌一天，自 2024 年 7 月 9 日复牌之日起，深圳证券交易所对公司股票交 易实施其他风险警示。 5、实施其他风险警示后，公司股票在风险警示板交易，公司股票价格的日 涨跌幅限制为 5%。 二、实施其他 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥2,338,267,562.41, a decrease of 10.63% compared to ¥2,616,275,972.66 in the same period last year[22]. - The net loss attributable to shareholders was ¥297,408,116.33, representing a 65.98% improvement from a loss of ¥874,173,354.22 in the previous year[22]. - The net cash flow from operating activities decreased by 83.13% to ¥59,318,831.21, down from ¥351,674,013.62 in the same period last year[22]. - The total assets at the end of the reporting period were ¥58,747,424,368.10, reflecting a slight increase of 0.24% from ¥58,609,305,324.59 at the end of the previous year[22]. - The company's basic and diluted earnings per share improved to -¥0.05, compared to -¥0.15 in the same period last year, marking a 66.67% improvement[22]. - The weighted average return on net assets was -1.32%, an improvement of 2.32% from -3.64% in the previous year[22]. - The company reported a significant reduction in net profit attributable to shareholders after deducting non-recurring gains and losses, amounting to -¥325,626,294.37, a 65.58% improvement from -¥946,052,476.79 last year[22]. - The company reported a net profit attributable to shareholders of RMB -2.97 billion, an increase of 65.98% year-on-year[33]. - The company reported a total comprehensive income for the first half of 2023 of -218,265,012.70 CNY, compared to -1,246,938,904.00 CNY in the same period of 2022, indicating a significant reduction in overall losses[182]. Revenue Breakdown - The company's total revenue for the first half of 2023 was RMB 23.38 billion, a decrease of approximately 10.63% compared to the same period last year[33]. - The optical display manufacturing business generated sales revenue of RMB 18.60 billion, accounting for 79.56% of the total revenue, with an increase of 18.60% year-on-year[31][39]. - The new energy vehicle business reported sales revenue of RMB 1.14 billion, representing 4.86% of total revenue, down 50.32% year-on-year[32][39]. - The construction installation engineering business achieved sales revenue of RMB 2.98 billion, making up 12.73% of total revenue, a decline of 59.49% year-on-year[32][39]. - The revenue from the new energy vehicle segment decreased by 50.32% year-on-year, totaling ¥113,715,454.02[41]. - The construction installation segment reported a revenue of ¥297,619,874.25, down 59.49% compared to the same period last year[41]. Research and Development - Research and development expenses increased by 8.68% to RMB 96.66 million[37]. - The company is investing 500 million CNY in R&D for new technologies aimed at enhancing product efficiency and sustainability[79]. - Research and development expenses for the first half of 2023 were CNY 61,436,893.73, slightly down from CNY 65,320,991.34 year-over-year[179]. - Research and development expenses for new products and technologies accounted for 7.5% of total revenue, indicating a focus on innovation[195]. Environmental Compliance - The company strictly adheres to environmental protection policies and standards, including the Environmental Impact Assessment Law of the People's Republic of China (2018 revision) and various local regulations[72]. - The company completed the environmental protection acceptance for the new project on February 2023, which involves the production of 700,000 G6 OLED substrate glass[75]. - The wastewater discharge permit for the company is valid from November 9, 2022, to November 8, 2027, ensuring compliance with environmental regulations[75]. - The company has successfully obtained the latest wastewater discharge permit in December 2022 for its subsidiary in Kunshan[77]. - The company is committed to the "three simultaneous" system for environmental protection, ensuring that environmental measures are implemented alongside project construction[77]. - The company has implemented new pollution control technologies, resulting in significant reductions in emissions across various pollutants[80]. - The company is actively pursuing environmental compliance and has not exceeded any emission limits in the reporting period[81]. Debt and Financial Management - The company is working to resolve issues related to a non-standard audit report from the previous year, focusing on debt crisis management and operational stability[114]. - The debt restructuring plan of the controlling shareholder, Dongxu Group, was approved on September 29, 2022, and is currently in the implementation phase, significantly reducing the company's debt burden and easing repayment pressure[116]. - The company has ongoing litigation involving significant amounts, including a loan dispute with Agricultural Bank of China amounting to ¥42,106.38 million and a bond dispute with Zhongtai Securities totaling ¥104,652.95 million, both of which are yet to be heard in court[119]. - The company is focused on risk resolution, credit recovery, and returning to healthy development as part of its debt management strategy[116]. - The total amount of overdue corporate bonds for the controlling shareholder, Dongxu Group, is 15.244 billion yuan[121]. Market Expansion and Strategy - The company plans to enter the European market by Q4 2023, targeting a revenue contribution of 1 billion CNY in the first year[79]. - The company is exploring potential mergers and acquisitions to strengthen its competitive position in the market[192]. - The company plans to expand its market presence by launching new products and enhancing its technological capabilities in the upcoming quarters[192]. - The company aims to achieve a revenue target of 15 billion yuan for the full year 2023, which would represent a growth of approximately 10% compared to 2022[191]. Shareholder and Corporate Governance - The company has established a comprehensive corporate governance structure to protect the rights of shareholders, ensuring fair and transparent communication through various platforms[103]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties during the reporting period[110]. - The company has not engaged in any illegal external guarantees during the reporting period[111]. - The total number of ordinary shareholders at the end of the reporting period was 290,442, including 276,703 A-share holders and 13,739 B-share holders[148].

Financial Performance - The company's revenue for Q3 2022 was ¥1,905,756,310.29, representing a 31.94% increase compared to the same period last year[5] - The net loss attributable to shareholders was ¥272,763,657.62, an increase of 32.64% year-on-year[5] - The company's basic earnings per share for Q3 2022 was -¥0.05, a 28.57% increase in loss compared to the same period last year[5] - Total operating revenue for Q3 2022 reached CNY 4,522,032,282.95, an increase of 14.9% compared to CNY 3,935,141,878.15 in the same period last year[15] - The net loss attributable to shareholders of the parent company was CNY -1,146,937,011.84, compared to a loss of CNY -1,471,111,968.92 in the previous year, indicating a reduction in losses[17] - The comprehensive loss for the period totaled CNY -1,568,908,501.98, slightly improved from CNY -1,572,536,476.87 in the same quarter last year[17] - Basic and diluted earnings per share were both CNY -0.20, an improvement from CNY -0.26 in the previous year[17] Cash Flow - The net cash flow from operating activities for the year-to-date was ¥215,206,851.21, a decrease of 66.97% compared to the previous year[7] - The net cash flow from operating activities for Q3 2022 was ¥215,206,851.21, a decrease of 66.9% compared to ¥651,562,505.36 in Q3 2021[18] - The total cash inflow from investment activities was ¥390,159,832.61, down from ¥581,484,594.54 in the same period last year[18] - The net cash flow from financing activities was -¥68,805,990.03, compared to a positive cash flow of ¥205,534,144.61 in Q3 2021[18] - The total cash and cash equivalents at the end of Q3 2022 were ¥434,704,477.12, down from ¥626,310,486.75 at the end of Q3 2021[19] - The company reported a net increase in cash and cash equivalents of -¥365,300,806.65 for Q3 2022, compared to -¥356,449,917.02 in Q3 2021[19] - The cash outflow from investment activities totaled ¥901,942,845.56, a decrease from ¥1,794,489,498.51 in the previous year[18] - The cash inflow from financing activities was ¥557,927,543.89, down from ¥1,035,930,087.19 in Q3 2021[18] - The company received cash from investment income amounting to ¥11,757,040.96 during the quarter[18] - The cash paid for purchasing goods and services was ¥3,934,091,156.92, compared to ¥4,572,532,211.35 in the same quarter last year[18] Assets and Liabilities - The total assets at the end of the reporting period were ¥61,371,608,523.30, down 1.78% from the end of the previous year[5] - As of September 30, 2022, total assets amounted to RMB 61.37 billion, a decrease from RMB 62.49 billion at the beginning of the year, reflecting a decline of approximately 1.79%[12] - Current assets totaled RMB 33.58 billion, slightly up from RMB 33.16 billion at the start of the year, indicating an increase of about 1.27%[12] - Total liabilities increased to CNY 37,059,184,923.44 from CNY 36,617,587,399.35, reflecting a growth of 1.2%[16] - The company's total equity decreased to CNY 24,312,423,599.86 from CNY 25,868,012,591.66, a decline of 6%[16] - The total equity attributable to shareholders decreased by 6.26% to ¥23,119,964,802.81 compared to the end of the previous year[5] Expenses - Research and development expenses increased by 126.83% to ¥145,094,513.33 due to new R&D projects[7] - The company reported a decrease in sales expenses by 54.11% to ¥57,402,249.52, attributed to cost reduction measures[7] - Total operating costs amounted to CNY 5,446,384,286.45, up from CNY 5,204,160,533.04, reflecting a year-over-year increase of 4.7%[16] - The interest expenses for the period were CNY 883,105,855.61, down from CNY 1,007,174,896.55, showing a decrease of 12.3%[16] - The company reported a significant increase in other income, which amounted to CNY 96,479,084.00, compared to CNY 223,989,816.85 in the previous year, indicating a decrease of 56.8%[16] Other Information - The company received government subsidies totaling ¥96,369,150.67 year-to-date, a decrease of 56.93% compared to the previous year[7] - The company did not conduct an audit for the Q3 2022 report[20]

Revenue and Profit - The company's revenue for Q1 2022 was ¥1,315,276,215.35, representing a 10.90% increase compared to ¥1,185,966,959.29 in the same period last year[3] - The net profit attributable to shareholders was -¥520,296,737.33, a decline of 11.35% from -¥467,248,931.50 year-on-year[3] - The total operating revenue for Q1 2022 was ¥1,928,943,481.06, down from ¥2,169,991,158.62 in Q1 2021, indicating a decrease of about 11.1%[22] - The total comprehensive loss for Q1 2022 was ¥771,598,948.09, compared to a loss of ¥587,831,452.00 in Q1 2021, marking an increase in comprehensive loss of about 31.2%[19] Cash Flow and Investments - The net cash flow from operating activities decreased by 65.42% to ¥130,382,994.12, down from ¥377,011,046.37 in the previous year[7] - The company's investment activities generated a net cash outflow of -¥101,497,999.68, a 66.18% improvement from -¥300,136,882.99 in the previous year[7] - The financing activities resulted in a net cash outflow of -¥166,596,826.27, an increase of 228.84% compared to -¥50,661,803.06 in the previous year[7] - The cash flow from operating activities generated a net inflow of ¥130,382,994.12, a decrease of 65.4% from ¥377,011,046.37 in Q1 2021[22] Assets and Liabilities - The total assets at the end of the reporting period were ¥61,943,562,532.90, a decrease of 0.87% from ¥62,485,599,991.01 at the end of the previous year[3] - Total liabilities increased to CNY 36,892,181,221.69 from CNY 36,617,587,399.35, reflecting a growth of about 0.7%[15] - The equity attributable to shareholders decreased by 3.32% to ¥23,844,572,873.78 from ¥24,664,538,606.82 at the end of the previous year[3] Earnings Per Share - The company's basic and diluted earnings per share were both -¥0.0908, reflecting an 11.41% decline from -¥0.0815 year-on-year[3] - The basic and diluted earnings per share for Q1 2022 were both -¥0.0908, compared to -¥0.0815 in Q1 2021, indicating a worsening of earnings per share[19] Expenses - Total operating costs amounted to CNY 1,721,618,958.33, compared to CNY 1,688,487,895.22 in the previous period, reflecting an increase of about 2.0%[17] - The company’s financial expenses totaled ¥282,114,779.84, down from ¥322,130,414.83 in the previous year, showing a reduction of approximately 12.4%[18] - The company reported a significant increase in sales expenses, which amounted to ¥30,110,609.11 in Q1 2022, compared to ¥41,762,713.74 in Q1 2021, reflecting a decrease of about 28.0%[18] Government Subsidies and Other Income - The company received government subsidies amounting to ¥27,365,936.09 during the reporting period[5] - The company experienced a significant decline in investment income, reporting a loss of ¥126,847,350.69 compared to a gain of ¥569,077.56 in the same period last year[18] Other Financial Metrics - The weighted average return on net assets was -2.13%, a decrease of 0.43% compared to -1.70% in the previous year[3] - The company reported a net loss of CNY 3,899,435,985.34 in retained earnings, worsening from a loss of CNY 3,392,789,248.01 in the previous period[15] - Research and development expenses remained stable at ¥21,266,500.31, slightly down from ¥21,329,714.85 in the previous year[18] - Long-term equity investments decreased to CNY 2,684,652,427.58 from CNY 2,812,156,512.99, a decline of approximately 4.5%[14] - The company's cash and cash equivalents at the end of the period were CNY 9,241,272,191.24, slightly down from CNY 9,377,077,927.00 at the beginning of the year[13] - Accounts receivable increased to CNY 8,195,567,227.98 from CNY 8,151,516,063.61, indicating a rise of approximately 0.5%[13] - Inventory levels rose to CNY 1,909,496,608.65, up from CNY 1,849,843,484.74, marking an increase of about 3.2%[13] - The company completed the repurchase of 97,500,170 shares from Shanghai Huimai for a total price of CNY 1, marking the fulfillment of performance commitment obligations[11]

Business Transformation - The company reported a significant transformation in its main business focus, shifting from vacuum glass devices to flat panel display glass substrates, particularly TFT-LCD glass substrates since 2012[19]. - The company has entered the new energy bus sector through the acquisition of Shanghai Shenlong Bus Co., Ltd. in 2017, expanding its market presence[19]. - The company is focusing on the development of the optoelectronic display industry, particularly in electronic glass products[31]. - The company is expanding into semiconductor automation logistics equipment and related industries to leverage growth opportunities in high-end manufacturing[33]. - The company is exploring horizontal expansion strategies in the OLED flexible display sector, including the development of new materials such as LTPS glass substrates and ultra-thin flexible cover glass[105]. Financial Performance - The company's operating revenue for 2021 was ¥5,631,943,235.41, a decrease of 20.10% compared to ¥7,048,745,959.08 in 2020[21]. - The net profit attributable to shareholders was -¥2,800,338,882.78, an improvement of 17.71% from -¥3,402,967,074.04 in the previous year[21]. - The net cash flow from operating activities decreased by 35.56% to ¥1,315,355,042.84 from ¥2,041,305,560.81 in 2020[21]. - The total assets at the end of 2021 were ¥62,485,599,991.01, down 3.62% from ¥64,829,232,860.32 at the end of 2020[21]. - Total revenue across all business segments was RMB 5.632 billion, a decrease of approximately 20.10% year-on-year[56]. Research and Development - The company emphasizes strong R&D capabilities and partnerships with research institutions to support ongoing technological innovation and development[46]. - The company has obtained and is applying for over 3,870 independent intellectual property rights related to LCD glass substrates, high-alumina float glass, and graphene product preparation[47]. - The company has completed several key R&D projects aimed at improving production efficiency and reducing costs, including the development of a glass substrate drying device[75]. - The company’s R&D investment amounted to ¥199,205,478.98 in 2021, a decrease of 34.17% compared to ¥302,599,345.42 in 2020[79]. - The number of R&D personnel decreased by 24.12% from 912 in 2020 to 692 in 2021[79]. Environmental Compliance - The company reported a total sulfur dioxide (SO₂) emission of 2.6 tons, which is within the approved limit of 2.72 tons per annum[163]. - Nitrogen oxides (NO₂) emissions were recorded at 36.7 tons, compared to the approved limit of 84.76 tons per annum, indicating compliance[163]. - The company has achieved compliance with wastewater discharge standards, with COD levels at 37.029 mg/L and ammonia levels at 0.218 mg/L[164]. - The company has implemented measures to ensure that all emissions are treated to meet environmental standards before discharge[164]. - The company has established a comprehensive monitoring system for emissions, including real-time monitoring of volatile organic compounds[171]. Corporate Governance - The company has established a robust governance structure, with clear roles and responsibilities among its board, supervisory board, and management[116]. - The board of directors convened 13 meetings during the reporting period, reviewing 36 proposals, demonstrating active governance practices[117]. - The company maintains a clear separation from its controlling shareholder in terms of assets, personnel, finance, and operations, ensuring independent management[119]. - The company’s financial reports and risk assessments were reviewed and approved during board meetings, ensuring compliance with regulatory requirements[139]. - The company has established a robust framework for investor relations management, enhancing communication with stakeholders[139]. Market Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 30% market share by 2025[128]. - The company is actively collaborating with local government investment platforms to enhance its debt repayment capabilities and secure more industrial development opportunities[110]. - The company aims to leverage its leading position in the domestic electronic glass market to improve its market position and ensure stable development of its optical display materials industry[106]. - The company intends to actively engage in resource integration and industry consolidation to enhance competitiveness and create favorable conditions for development[108]. - The company is committed to enhancing its core competitiveness in the optical display business through technology optimization and industrial upgrades[105]. Social Responsibility - The company has actively engaged in social responsibility initiatives, focusing on environmental protection and community development[191]. - The company donated 200,000 yuan to the Red Cross Society of China for infrastructure improvements in rural areas affected by disasters[196]. - The company conducts regular health check-ups for employees and promotes a healthy work-life balance through various activities[194]. - The company emphasizes long-term strategic partnerships with suppliers and customers, adhering to principles of fairness and integrity in business operations[195]. - The company has committed to avoiding any conflicts of interest and ensuring fair transactions with its subsidiaries and related parties[199].