东方证券承销保荐有限公司 关于湖北东田微科技股份有限公司 2023 年半年度持续督导跟踪报告 | 保荐机构名称：东方证券承销保荐有限公司 | 被保荐公司简称：东田微 | | --- | --- | | 保荐代表人姓名：袁辉 | 联系电话：021-23153888 | | 保荐代表人姓名：徐安生 | 联系电话：021-23153888 | | 公司及股东承诺事项 | 是否履行承诺 | 未履行承诺的原因 | | --- | --- | --- | | | | 及解决措施 | | 1、股份流通限制及自愿锁定承诺 | 是 | 不适用 | | 2、关于稳定股价的相关承诺 | 是 | 不适用 | | 3、股东持股意向及减持意向承诺 | 是 | 不适用 | | 4、避免同业竞争承诺 | 是 | 不适用 | | 5、减少和避免关联交易的承诺 | 是 | 不适用 | | 6、社会保险及住房公积金补缴风险的 | 是 | 不适用 | | 承诺 | | | | 7、关于招股说明书有虚假记载、误导 性陈述 | 是 | 不适用 | | 或重大遗漏的相关承诺 | | | | 8、承诺主体未能履行承诺的约束措施 | 是 | 不适用 | 四、 ...

湖北东田微科技股份有限公司 独立董事关于第二届董事会第二次会议相关事项的独立意见 根据《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规 范运作》《上市公司独立董事规则》《独立董事工作制度》等相关规定，作为湖 北东田微科技股份有限公司（以下简称"公司"）的独立董事，基于独立判断的立 场，仔细阅读相关材料，并对公司第二届董事会第二次会议相关事项发表如下独 立意见： 一、关于控股股东及其他关联方占用公司资金的专项说明及独立意见 截至 2023 年 6 月 30 日，公司控股股东及其他关联方严格遵守相关法律法规、 规范性文件、部门规章及《公司章程》的有关规定，不存在控股股东及其他关联 方占用公司资金的情形，亦不存在以前期间发生并延续到报告期内的控股股东、 实际控制人及其他关联方占用公司资金的情况。 公司已严格按照相关法律法规、部门规章、规范性文件及《公司章程》等规 定，建立有效的内部控制体系并得到良好执行，不存在控股股东及其他关联方占 用公司资金的情况。 独立董事：黄亿红、潘岷溟 2023 年 8 月 29 日 二、关于对外担保情况的专项说明及独立意见 截至 2023 年 6 月 30 日，公司不存在为 ...

证券代码：301183 证券简称：东田微 公告编号：2023-051 湖北东田微科技股份有限公司 2023 年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运 作》及《深圳证券交易所创业板上市公司自律监管指南第 2 号——公告格式》的 相关规定，湖北东田微科技股份有限公司（以下简称"公司"或"本公司"）董 事会编制了《2023 年半年度募集资金存放与使用情况的专项报告》，具体内容 如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 根据中国证券监督管理委员会《关于同意湖北东田微科技股份有限公司首次 公开发行股票注册的批复》（证监许可〔2022〕680 号），公司公开发行人民币 普通股（A 股）股票 2,000 万股，每股发行价格为人民币 22.92 元，募集资金总 额为人民币 45,840.00 万元，扣除相关发行费用 5,490.9795 万元（不含增值税）， ...

法定代表人： 高登华 主管会计工作负责人： 李广华 会计机构负责人：李广华 | 非经营性资金占用 | 资金占用方名称 | 占用方 与上市 公司的 | | | 2023 年半年度占 用累计发生金额 | 2023 年半年 度占用资金的 | | | | | 占用性质 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | 上市公司核算的 | 年期初占 2023 | | | 2023 | 年半年度偿还 | 年半年度期 2023 | 占用形成 | | | | | | 会计科目 | 用资金余额 | | | 累计发生金额 | | 末占用资金余额 | 原因 | | | | | 关联关 | | | （不含利息） | 利息（如有） | | | | | | | | | 系 | | | | | | | | | | | 控股股东、实际控制人及 | | | | | | | | | | | 非经营性 | | 其附属企业 | | | | | | | | | | | 占用 | | | | | | | | | | | | | 非经营性 ...

证券代码：301183 证券简称：东田微 公告编号：2023-049 湖北东田微科技股份有限公司 第二届董事会第二次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 湖北东田微科技股份有限公司（以下简称"公司"）第二届董事会第二次会议 于 2023 年 8 月 29 日在公司会议室以现场结合通讯的方式召开。本次会议通知于 2023 年 8 月 19 日以书面、邮件方式发出通知，会议应出席董事 5 人，实际出席 董事 5 人。会议由公司董事长高登华先生召集并主持，公司监事及高级管理人员 列席本次会议。本次会议的召集、召开符合《公司法》和《公司章程》等相关法 律、法规和规范性文件的规定。 二、董事会会议审议情况 经与会董事认真审议，会议表决通过以下议案并形成决议： （一）审议通过《关于公司<2023 年半年度报告>全文及其摘要的议案》 经审议，董事会一致认为，公司《2023 年半年度报告》全文及其摘要的编 制程序、内容和格式符合法律、行政法规、中国证券监督管理委员会以及深圳证 券交易所的相关规定，报告内容真实、准确、完整，不存在 ...

公司于 2023 年 6 月 7 日在巨潮资讯网披露了《关于持股 5%以上股东减持 至 5%以下暨权益变动的提示性公告》（公告编号：2023-021）和《简式权益变 动报告书》，于 2023 年 6 月 16 日在巨潮资讯网披露了《关于持股 5%以上股东 股份减持数量过半的进展公告》（公告编号：2023-034），具体内容详见中国 证监会指定的创业板信息披露网站巨潮资讯网（www.cninfo.com.cn）的相关公 告。 证券代码：301183 证券简称：东田微 公告编号：2023-047 湖北东田微科技股份有限公司 关于持股 5%以上股东股份减持计划完成的公告 持股5%以上股东刘顺明股东保证向本公司提供的信息内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 湖北东田微科技股份有限公司（以下简称"公司"）于 2023 年 5 月 24 日 披露了《关于持股 5%以上股东股份减持计划的预披露公告》（公告编号： 2023-016），持有公司股份 4,428,000 股（占公司总股本的 5.54%）的股东刘顺 明计划以集中竞价交易方式 ...

证券代码：301183 证券简称：东田微 编号：2023-001 投资者关系活 □特定对象调研 □分析师会议 动类别 □媒体采访 ☑业绩说明会 □新闻发布会 □路演活动 □现场参观 □其他 （请文字说明其他活动内容） 参与单位名称 通过全景网"投资者关系互动平台"（https://ir.p5w.net）参 及人员姓名 与公司 2022 年度业绩说明会的投资者 时间 2023 年 6 月 30 日 15:00-16:30 地点 全景网 上市公司接待 董事长高登华先生、董事兼总经理谢云女士、董事会秘书兼财务 人员姓名 负责人李广华先生、独立董事黄亿红女士、保荐代表人袁辉先生 1、请问公司是生产 100G 滤波片国内唯一能量产的公司吗？ 答：尊敬的投资者，感谢您的关注，据我们了解公司并非国内唯 投资者关系活 一能量产 100G 滤波片的公司。 动主要内容介 2、请问半年报预告什么时候发 绍 答：2023 年半年度预约披露时间为 2023 年 8 月 30 日。 3、公司产品在光模块上的应用，请简单介绍一下，谢谢 答：尊敬的投资者：您好！随着国内大力发展以大数据、云计算、 千兆光网、东数西算等为代表的数字经济，以及全 ...

湖北东田微科技股份有限公司 关于举行2022年度网上业绩说明会的公告 公司及董事会全体成员保证信息披露内容的真实、准确和完整， 没有虚假 记载、误导性陈述或者重大遗漏。 湖北东田微科技股份有限公司 （ 以下简称 " 公司 " ） 《2022年年度报告》全文及摘要于2023 年4 月24 日刊登在中国证监会指定的信息披露网站巨潮资讯网（http://www.cninfo.com.cn） 。为了更好地与广大投资者进行交流，使投资者能够进一步了解公司的生产经 营情况，公司拟举行2022年度网上业绩说明会。具体安排如下： 公司定于2023年6月30日（星期五）15:00- 16:30在全景网举办2022年度业绩 说明会，本次业绩说明会将采用网络远程的方式举行，投资者可登录全景网" 投资者关系互动平台"（https://ir.p5w.net）参与本次年度业绩说明会。届时公 司董事长高登华先生、董事兼总经理谢云女士、董事会秘书兼财务负责人李广华先生、 独立董事黄亿红女士以及保荐代表人袁辉先生将出席本次业绩说明会（如遇特 殊情况，参会人员可能进行调整）。欢迎广大投资者积极参与。 为充分尊重投资者、提升交流的针对性，现就公司 ...

Financial Performance - The company's operating revenue for 2022 was ¥305,848,214.41, a decrease of 24.19% compared to ¥403,441,622.61 in 2021[20]. - The net profit attributable to shareholders for 2022 was ¥17,560,630.50, down 74.60% from ¥69,140,557.87 in 2021[20]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥6,649,097.26, a decline of 89.10% from ¥61,004,986.33 in 2021[20]. - The total assets at the end of 2022 were ¥1,055,317,317.55, an increase of 53.11% from ¥689,261,345.22 at the end of 2021[20]. - The net assets attributable to shareholders at the end of 2022 were ¥841,121,060.40, up 100.23% from ¥420,070,224.90 at the end of 2021[20]. - The basic earnings per share for 2022 were ¥0.25, a decrease of 78.26% from ¥1.15 in 2021[20]. - The cash flow from operating activities for 2022 was ¥33,083,456.70, down 54.23% from ¥72,275,451.57 in 2021[20]. - In 2022, the company achieved a revenue of approximately 306 million yuan, a decrease of 24.19% compared to the previous year, with a net profit of about 18 million yuan, down 74.60% year-on-year[52]. Dividend Distribution - The company reported a profit distribution plan of cash dividends of 1.25 RMB per 10 shares (including tax) based on 80 million shares[4]. - The company distributed a cash dividend of 1.25 CNY per 10 shares, totaling 10 million CNY for the year, which represents 100% of the total profit distribution[136]. - The total distributable profit for the year was 59,524,381.36 CNY[136]. Research and Development - In 2022, the company's R&D investment as a percentage of revenue increased by 2.16% compared to the previous year[39]. - The company has established long-term stable partnerships with well-known camera module manufacturers, including OFILM and Sunny Optical, and its products are widely used in major smartphone brands such as Huawei and Xiaomi[37]. - The company currently holds 74 patents, including 10 invention patents, and utilizes advanced coating technologies to enhance product quality and production efficiency[45]. - The company has made continuous investments in R&D for new products, including glass aspheric lenses, to diversify its product offerings and improve profitability[52]. - The company has committed to increasing R&D investment to drive technological innovation and develop new products[85]. - The company is investing in R&D for new products, such as coating filters for smartphone cameras, but market acceptance remains uncertain[93]. Market and Business Strategy - The company is exploring business expansion in non-mobile consumer electronics and automotive security sectors to diversify its optical product offerings[32]. - The global smartphone market experienced a decline of over 10% in sales in 2022, impacting the company's performance[32]. - The company aims to leverage opportunities in the optical market driven by the growth of 5G and smart devices[32]. - The optical communication business has become a new growth point for the company, driven by continuous investment in the optical communication field[36]. - The company plans to enhance its optical communication non-spherical cap business, which is crucial for modern communication networks, as a key growth area for 2023[85]. - The company aims to diversify its product offerings and enhance global operations to become a leader in the precision optical film component industry[85]. Risk Management - The company emphasizes the importance of risk awareness regarding forward-looking statements and potential risk factors in its future development[4]. - The company faces risks from macroeconomic fluctuations and a decline in downstream demand, particularly affecting smartphone shipments[91]. - Increased competition in the optical components market is anticipated, driven by rising demand in consumer electronics and automotive sectors[92]. Corporate Governance - The company has established a robust governance structure, ensuring independence from its controlling shareholders in terms of assets, personnel, and financial operations[101]. - The company maintains an independent research, production, supply, and sales system, ensuring no reliance on controlling shareholders or related enterprises for its operations[107]. - The company has implemented suggestions from the board to enhance operational governance and decision-making processes[127]. - The company has committed to improving its governance structure to ensure shareholders can fully exercise their rights and protect the interests of minority shareholders[161]. Employee Management - The total number of employees at the end of the reporting period is 946, with 205 in the parent company and 741 in major subsidiaries[131]. - The company has established a comprehensive employee training system, focusing on internal and external training to enhance technical innovation capabilities[134]. - Employee rights are prioritized, with adherence to labor laws and comprehensive human resource management policies, including training and welfare provisions[146]. Shareholder Relations - The company has committed to ensuring that the IPO and listing on the Growth Enterprise Market do not involve any fraudulent issuance[159]. - The company guarantees that the prospectus for the IPO does not contain false records, misleading statements, or significant omissions, and assumes legal responsibility for its authenticity, accuracy, and completeness[159]. - The company will publicly explain any failure to fulfill commitments and apologize to investors if losses occur[159]. - The company has pledged to uphold the rights of minority shareholders in any related-party transactions[157]. Financial Position - The company reported a significant increase in net cash flow from financing activities, which rose by 206,984.09% to ¥376,676,686.06, mainly due to increased fundraising from the IPO[66]. - Cash and cash equivalents increased significantly to 439,887,348.43, making up 41.68% of total assets, due to the funds raised from the initial public offering[70]. - The company has no significant guarantees or major contracts during the reporting period, indicating a stable financial position[182][185]. Compliance and Legal Matters - The company has maintained a rigorous compliance framework, adhering to relevant laws and regulations throughout the reporting period[127]. - The company did not experience any major litigation or arbitration matters during the reporting period[170]. - The company has not engaged in any related party transactions during the reporting period[172].

Financial Performance - The company's revenue for Q1 2023 was ¥59,879,609.12, a decrease of 41.06% compared to ¥101,598,296.73 in the same period last year[4] - The net profit attributable to shareholders was a loss of ¥4,405,028.15, representing a decline of 130.45% from a profit of ¥14,468,409.37 in Q1 2022[4] - Total operating revenue for Q1 2023 was ¥59,879,609.12, a decrease of 41.0% compared to ¥101,598,296.73 in the same period last year[17] - Net profit for Q1 2023 was a loss of ¥4,405,028.15, compared to a profit of ¥14,468,409.37 in Q1 2022, representing a significant decline[18] - Basic and diluted earnings per share were both -¥0.06, down 125.00% from ¥0.24 in Q1 2022[4] - Basic and diluted earnings per share for Q1 2023 were both -¥0.06, compared to ¥0.24 in the same period last year[19] Cash Flow - The net cash flow from operating activities was -¥13,386,146.08, a decrease of 250.36% compared to ¥8,902,730.46 in the previous year[4] - Cash inflow from operating activities was ¥71,924,481.92, a decrease of 18.4% from ¥88,192,954.64 in Q1 2022[21] - Total cash outflow from operating activities amounted to 85,310,628.00, compared to 79,290,224.18 in the same period last year[22] - The company reported a cash decrease of 26,653,335.67 during the quarter, contrasting with an increase of 4,820,788.34 in the previous year[22] - The cash inflow from investment activities was 115,374.76, compared to 24,799,114.42 in the previous year[22] - Cash outflow for purchasing goods and services was ¥45,488,584.96, down from ¥49,178,415.95 year-over-year[21] Assets and Liabilities - Total assets at the end of Q1 2023 were ¥1,046,696,230.83, a slight decrease of 0.82% from ¥1,055,317,317.55 at the end of the previous year[4] - The total liabilities as of the end of Q1 2023 were ¥209,980,198.58, a decrease from ¥214,196,257.15 at the end of the previous quarter[18] - The total liabilities amount to 176,260,412.97 RMB, a slight decrease from 179,721,845.01 RMB at the beginning of the year[14] - The total current assets amount to 738,878,832.00 RMB, slightly down from 744,763,122.59 RMB at the beginning of the year[14] - The company’s non-current assets total 307,817,398.83 RMB, down from 310,554,194.96 RMB at the beginning of the year, a decrease of approximately 0.8%[14] Shareholder Information - The total number of common shareholders at the end of the reporting period is 11,232[10] - The largest shareholder, Gao Denghua, holds 20.16% of the shares, amounting to 16,125,534 shares[10] Government Subsidies and Expenses - The company received government subsidies amounting to ¥1,046,658.91, which are closely related to its normal business operations[5] - Research and development expenses for Q1 2023 were ¥5,652,221.05, slightly up from ¥5,181,683.64 in the previous year[17] Other Financial Metrics - The weighted average return on equity was -0.53%, down 3.92% from 3.39% in the same period last year[4] - The company experienced a 70.47% increase in employee compensation payable, reaching ¥9,720,889.79 compared to ¥5,702,434.17 in the previous year[8] - The accounts receivable at the end of Q1 2023 are 167,800,014.83 RMB, up from 165,538,782.93 RMB at the beginning of the year, an increase of approximately 1.4%[13] - The company has a total of 84,725,198.20 RMB in inventory, slightly down from 85,837,638.93 RMB at the beginning of the year, a decrease of about 1.3%[13] Audit Status - The first quarter report was not audited[23]