As filed with the Securities and Exchange Commission on February 9, 2024 No. 333-276173 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 60 Paya Lebar Road, #08-13 Paya Lebar Squa ...

As filed with the Securities and Exchange Commission on February 9, 2024 No. 333-276173 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 60 Paya Lebar Road, #08-13 Paya Lebar Squa ...

Group 1 - Aeries Technology has inaugurated a new Center of Excellence (CoE) in Bangalore, India, for its client Confluence, aimed at enhancing digital transformation and innovation in the investment management industry [1][2] - The CoE will leverage global talent to support Confluence's strategic growth, focusing on operational effectiveness, flexibility, and cost efficiencies through Aeries' Purpose-Built model [2] - Confluence is recognized as a global leader in data-driven investment management solutions, providing services that optimize efficiency and ensure regulatory compliance for various stakeholders in the asset management ecosystem [1][2] Group 2 - The establishment of the CoE is part of Confluence's global expansion strategy, enhancing its capabilities in digital transformation and process optimization [2] - Aeries Technology, founded in 2012, has over 1,600 professionals specializing in Technology Services, Business Process Management, and Digital Transformation, aimed at driving business success [3][4] - The partnership between Aeries and Confluence is expected to enrich client services and operational efficiency, providing access to skilled talent in the investment management sector [2]

As filed with the Securities and Exchange Commission on January 16, 2024 No. 333-276173 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 60 Paya Lebar Road, #08-13 Paya Lebar Squa ...

As filed with the Securities and Exchange Commission on January 16, 2024 No. 333-276173 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 Telephone: (919) 228-6404 (Address, including zip code, and ...

As filed with the Securities and Exchange Commission on December 20, 2023 No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 Tele ...

As filed with the Securities and Exchange Commission on December 20, 2023 No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 Tele ...

Financial Performance - For the three months ended September 30, 2023, the company reported a net loss of $1,521,855, with general and administrative expenses of $1,597,474[120]. - For the nine months ended September 30, 2023, the company had a net loss of $1,020,930, consisting of general and administrative expenses of $5,344,586, offset by an unrealized gain on marketable securities of $4,711,256[122]. - As of September 30, 2023, the company had a working capital deficit of $9,337,388, raising substantial doubt about its ability to continue as a going concern[133]. Initial Public Offering - The company generated gross proceeds of $200,000,000 from its Initial Public Offering of 20,000,000 shares at a price of $10.00 per Unit[125]. - The company incurred $21,834,402 in transaction costs related to the Initial Public Offering, including $4,600,000 in underwriting fees[126]. - Following the Initial Public Offering, the net proceeds have been invested in U.S. government obligations with a maturity of 185 days or less, minimizing interest rate risk[145]. Business Combination - As of September 30, 2023, the company had cash and marketable securities held in the Trust Account totaling $49,992,699, which will be used for a Business Combination[129]. - The company has until April 22, 2024, to consummate a Business Combination, or it will face mandatory liquidation[134]. - The company may need to obtain additional financing to complete its Business Combination or to redeem a significant number of public shares[131]. Operational Status - The company has not engaged in any operations or generated revenues to date, relying on interest income from cash and cash equivalents[119]. - The company expects to incur increased expenses as a result of being a public company, particularly for legal and financial reporting compliance[118]. Regulatory and Compliance - The company is classified as an "emerging growth company" under the JOBS Act, allowing it to delay the adoption of new accounting standards[142]. - The company is evaluating the benefits of reduced reporting requirements under the JOBS Act, which may exempt it from certain disclosures for five years post-IPO[143]. - As of September 30, 2023, the company had no off-balance sheet arrangements or contractual obligations[141].

Financial Performance - For the three months ended June 30, 2023, the company reported a net income of $2,033,037, with general and administrative expenses of $1,475,740, and gains from the change in fair value of derivative warrant liabilities of $1,797,240 [118]. - For the six months ended June 30, 2023, the company had a net income of $500,925, consisting of general and administrative expenses of $3,747,112, and an unrealized gain on marketable securities held in the Trust Account of $4,080,757 [120]. Initial Public Offering (IPO) - The company raised gross proceeds of $200,000,000 from its Initial Public Offering (IPO) by issuing 20,000,000 shares at a price of $10.00 per unit [123]. - The company incurred $21,834,402 in transaction costs related to the IPO, including $4,600,000 in underwriting fees [124]. Cash and Working Capital - As of June 30, 2023, the company had cash and marketable securities held in the Trust Account amounting to $49,362,200 [127]. - The company has a working capital deficit of $7,739,914 as of June 30, 2023 [130]. Business Combination - The company has until October 22, 2023, to consummate a Business Combination, or it will face mandatory liquidation [131]. - The company intends to use substantially all funds held in the Trust Account to complete its Business Combination and for working capital of the target business [127]. - The company may need to obtain additional financing to complete its Business Combination or to redeem a significant number of public shares [129]. - The company has not generated any operating revenues to date and does not expect to do so until after the completion of its initial Business Combination [116]. Regulatory and Reporting - As of June 30, 2023, the company had no off-balance sheet arrangements or contractual obligations [139]. - The company is classified as an "emerging growth company" under the JOBS Act, allowing it to delay the adoption of new accounting standards [141]. - The company is evaluating the benefits of reduced reporting requirements under the JOBS Act, which may exempt it from certain disclosures for five years post-IPO [142]. - Following the IPO, net proceeds have been invested in U.S. government obligations with a maturity of 185 days or less, minimizing interest rate risk exposure [143].

Financial Performance - For the three months ended March 31, 2023, the company reported a net loss of $1,532,112, which included general and administrative expenses of $2,271,372 and a loss from the change in fair value of derivative warrant liabilities of $1,629,960 [120]. - For the three months ended March 31, 2022, the company reported net income of $3,799,755, which included a gain from the change in fair value of derivative warrant liabilities of $4,082,040 [121]. - Cash provided in operating activities for the three months ended March 31, 2023, was $147,062, with net loss offset by interest earned on investments held in the Trust Account [125]. IPO and Financing - The company generated gross proceeds of $200,000,000 from its Initial Public Offering (IPO) by issuing 20,000,000 shares at a price of $10.00 per Unit [123]. - The company incurred $21,834,402 in transaction costs related to the IPO, including $4,600,000 in underwriting fees and $8,050,000 in deferred underwriting fees [124]. - The company may need to obtain additional financing to complete its Business Combination or to redeem a significant number of public shares, which could involve issuing additional securities or incurring debt [129]. Business Combination and Liquidity - As of March 31, 2023, the company had cash and marketable securities held in the Trust Account amounting to $237,085,266, which will be used to complete a Business Combination [127]. - As of March 31, 2023, the company had a working capital deficit of $6,264,174, raising substantial doubt about its ability to continue as a going concern [130]. - The company has until October 22, 2023, to consummate a Business Combination, after which mandatory liquidation may occur if not completed [131]. Regulatory and Reporting - The company qualifies as an "emerging growth company" under the JOBS Act, allowing it to delay the adoption of new accounting standards [140]. - The company is evaluating the benefits of reduced reporting requirements under the JOBS Act, which may exempt it from certain disclosures for five years post-IPO [141]. - As of March 31, 2023, the company had no off-balance sheet arrangements or contractual obligations [139]. Risk and Investment - As of March 31, 2023, the company was not subject to any market or interest rate risk [142]. - The net proceeds from the Initial Public Offering have been invested in U.S. government obligations with a maturity of 185 days or less [142]. - The company intends to use funds held outside the Trust Account primarily for identifying and evaluating target businesses and performing due diligence [126].